DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

R••••• I••••••••• A•••• M••••••••• U• I••

Other adviserNew York, New YorkCRD 107367SEC 801-54142websiteIAPD
Latest filing Jun 3, 2026
First filing on the tape Feb 14, 2012 · 36 filings
SEC status approved since Apr 14, 1997
RAUM
$4.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
79
55 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$4.8B as of Jun 3, 2026
Feb 14, 2012$1.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 3, 2026
Mar 4, 20130 then
Employees (5.A)79 as of Jun 3, 2026
Mar 4, 201330 then
Private funds8 as of Apr 1, 2020
Mar 4, 20139 then
RAUM -1.8% over the last fiscal year+3.2% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Jun 3, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$280MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
58%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
-1.8%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$1.8B39%
  • Investment companies$1.4B30%
  • State and municipal entities$910M19%
  • Pooled investment vehicles$595M13%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
8reported
Charitable clients
n/areported
Accounts
17reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
private_client_share=0.0 fund_share=0.42 institutional_share=0.58 related_bd=true related_bank=true bd_reps=4.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      9 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      R••••• S•• H••••• C•••• T•••• L•no longer reportedPrivate Equity Fund$78.2M1Aug 22, 2012
      R••••• C•••• T••• P•••••• E••••• I•• L•no longer reportedPrivate Equity Fund$68.3M4Aug 22, 2012
      R••••• S•• F••• O• F•••• I••• L•no longer reportedPrivate Equity Fund$37.4M12Aug 22, 2012
      R••••• S•• S•••••••• F••• I••• L•no longer reportedPrivate Equity Fund$34.0M15Aug 22, 2012
      R••••• C•••• T••• C••••••••• F••• I•• L•no longer reportedPrivate Equity Fund$31.3M2Aug 22, 2012
      R••••• S•• C••••••••• F••• I••• L•no longer reportedPrivate Equity Fund$7.3M12Aug 22, 2012
      R•• C••••••• L•no longer reportedPrivate Equity Fund$1.3M4Aug 22, 2012
      R••••• S••••••••• P•••••• E••••• F•••• L•no longer reportedPrivate Equity Fund$1.0M8Aug 22, 2012
      R••••• P•••••• E••••• O••••••••• L•no longer reportedPrivate Equity Fund$01Aug 22, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••••• V••••••• I••••••• A•••••••• · Business Managercontrol
        since 03/2024 · owns less than 5%
      • B•••••• M•••••• D• •••• · Board Member, Treasurercontrol
        since 01/2024 · owns less than 5%
      • C••••••••• A•••••• P••• · Chief Compliance Officercontrol
        since 10/2019 · owns less than 5%
      • P••••• M•••••• •••• · Board Member, Presidentcontrol
        since 11/2022 · owns less than 5%
      Entity owners
      • R••••• H•••••• B• · Sole Shareholder
        direct · owns 75% or more
      • O••• C••••••••• · Sole Shareholder
        indirect · owns 75% or more of O••• C••••••••• E••••• N••• ••• R••••• G•••• N•••• · public reporting company
      • O••• C••••••••• E••••• N••• ••• R••••• G•••• N•••• · Sole Shareholder
        indirect · owns 75% or more of R••••• H•••••• B•
      • R••••• H•••••• B• · Sole Shareholder
        indirect · owns 75% or more of R••••• H•••••• B•
      Related persons
      Schedule D 7.A
      • B••••• P••••••• ••• L••••••
        investment advisern
      • B••••• P•••••••
        investment adviserbankpooled vehicle sponsornRAUM $116B
      • B••••• P••••••• S••••••••• L•••••
        broker-dealern
      • B••••• P••••••• T•••• C••••••
        investment advisern
      • C••••• R••••• A•••• M••••••••• C•••••• L•••
        investment advisern
      • H••••• T•••• C••••••
        investment advisern
      • R••••• H••• K••• L•••
        investment advisern
      • R••••• I••••••••• A•••• M••••••••• B•••
        investment advisern
      • R••••• O••••••• I••••••••• F••• M••••••••• ••••••••• L•••••• C••••••
        investment advisern
      • R••••• S•••••• A•
        investment advisern
      • T••••••••• B•••
        investment adviserbankn
      Advisers that list R••••• I••••••••• A•••• M••••••••• U• I•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Rotterdam, Netherlands55 employees
      What changed
      consecutive filings, newest first
      • Other offices · 1 to 2
        Mar 31, 2026 to Jun 3, 2026
      • Accounts · 18 to 17
        Oct 16, 2025 to Mar 31, 2026
      • Corporate clients · 1.0 to unset
        Oct 16, 2025 to Mar 31, 2026
      • Discretionary RAUM · $4.8B to $4.8B
        Oct 16, 2025 to Mar 31, 2026
      • Pension RAUM · $1.6B to $1.8B
        Oct 16, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $542M to $595M
        Oct 16, 2025 to Mar 31, 2026
      • RAUM · $4.8B to $4.8B
        Oct 16, 2025 to Mar 31, 2026
      • Pension plan clients · 9 to 8
        Mar 27, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Mar 27, 2024 to Mar 28, 2025
      • Discretionary RAUM · $4.4B to $4.8B
        Mar 27, 2024 to Mar 28, 2025
      • Pension RAUM · $1.7B to $1.6B
        Mar 27, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $509M to $542M
        Mar 27, 2024 to Mar 28, 2025
      • RAUM · $4.4B to $4.8B
        Mar 27, 2024 to Mar 28, 2025
      • Accounts · 15 to 18
        Feb 8, 2024 to Mar 27, 2024
      • BD registered reps · 5 to 4
        Feb 8, 2024 to Mar 27, 2024
      • Pension plan clients · 10 to 9
        Feb 8, 2024 to Mar 27, 2024
      • Pooled vehicle clients · 2 to 3
        Feb 8, 2024 to Mar 27, 2024
      • Discretionary RAUM · $4.3B to $4.4B
        Feb 8, 2024 to Mar 27, 2024
      • Pension RAUM · $1.8B to $1.7B
        Feb 8, 2024 to Mar 27, 2024
      • Pooled vehicle RAUM · $58.3M to $509M
        Feb 8, 2024 to Mar 27, 2024
      • RAUM · $4.3B to $4.4B
        Feb 8, 2024 to Mar 27, 2024
      • Accounts · 20 to 15
        Nov 28, 2022 to Mar 30, 2023
      • Corporate clients · unset to 1.0
        Nov 28, 2022 to Mar 30, 2023
      • Pension plan clients · 13 to 10
        Nov 28, 2022 to Mar 30, 2023
      • Discretionary RAUM · $5.4B to $4.3B
        Nov 28, 2022 to Mar 30, 2023
      • Pension RAUM · $2.3B to $1.8B
        Nov 28, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $681M to $58.3M
        Nov 28, 2022 to Mar 30, 2023
      • RAUM · $5.4B to $4.3B
        Nov 28, 2022 to Mar 30, 2023
      • Accounts · 19 to 20
        Jan 13, 2022 to Mar 30, 2022
      • Advisory activities · 3 to 4
        Jan 13, 2022 to Mar 30, 2022
      • Pension plan clients · 11 to 13
        Jan 13, 2022 to Mar 30, 2022
      • Pooled vehicle clients · 1 to 2
        Jan 13, 2022 to Mar 30, 2022
      • Discretionary RAUM · $4.3B to $5.4B
        Jan 13, 2022 to Mar 30, 2022
      • Pension RAUM · $2.0B to $2.3B
        Jan 13, 2022 to Mar 30, 2022
      • Pooled vehicle RAUM · $423M to $681M
        Jan 13, 2022 to Mar 30, 2022
      • RAUM · $4.3B to $5.4B
        Jan 13, 2022 to Mar 30, 2022
      • Accounts · 17 to 19
        Jan 26, 2021 to Mar 31, 2021
      • Advisory employees · 60 to 55
        Jan 26, 2021 to Mar 31, 2021
      • Pension plan clients · 12 to 11
        Jan 26, 2021 to Mar 31, 2021
      • Pooled vehicle clients · 2 to 1
        Jan 26, 2021 to Mar 31, 2021
      Signals
      20 dated events
      • Danielle Angela Ruane (Managing Director) no longer on Schedule A of R••••• I••••••••• A•••• M••••••••• U• I•• (listed 2024-02-08, absent 2024-03-27)
        Mar 27, 2024 · Control person left · inference
      • Alejandro Ignacio Alcantara Vazquez (Business Manager) appeared on Schedule A of R••••• I••••••••• A•••• M••••••••• U• I••
        Mar 27, 2024 · Control person joined · fact
      • (Nmn) Alexander Preininger (Treasurer) no longer on Schedule A of R••••• I••••••••• A•••• M••••••••• U• I•• (listed 2023-09-12, absent 2024-02-08)
        Feb 8, 2024 · Control person left · inference
      • D (Mio) Malick Badjie (Treasurer) appeared on Schedule A of R••••• I••••••••• A•••• M••••••••• U• I••
        Feb 8, 2024 · Control person joined · fact
      • Danielle Angela Ruane (Managing Director) appeared on Schedule A of R••••• I••••••••• A•••• M••••••••• U• I••
        Sep 12, 2023 · Control person joined · fact
      • Louis John Pinto (Executive Director) no longer on Schedule A of R••••• I••••••••• A•••• M••••••••• U• I•• (listed 2023-03-30, absent 2023-09-12)
        Sep 12, 2023 · Control person left · inference
      • (Nmn) Marcel Prins (President) appeared on Schedule A of R••••• I••••••••• A•••• M••••••••• U• I••
        Nov 28, 2022 · Control person joined · fact
      • (Nmn) Alexander Preininger (Treasurer) appeared on Schedule A of R••••• I••••••••• A•••• M••••••••• U• I••
        Nov 28, 2022 · Control person joined · fact
      • Nmn K•••• Van B•••••••• (Board Member, President) no longer on Schedule A of R••••• I••••••••• A•••• M••••••••• U• I•• (listed 2022-03-30, absent 2022-11-28)
        Nov 28, 2022 · Control person left · inference
      • M••• Van Der K•••• (Board Member, Treasurer) no longer on Schedule A of R••••• I••••••••• A•••• M••••••••• U• I•• (listed 2022-03-30, absent 2022-11-28)
        Nov 28, 2022 · Control person left · inference
      • Carter John Bailey (Executive Director) no longer on Schedule A of R••••• I••••••••• A•••• M••••••••• U• I•• (listed 2021-03-31, absent 2022-01-13)
        Jan 13, 2022 · Control person left · inference
      • Gilbert Van Hassel (Board Member, President) no longer on Schedule A of R••••• I••••••••• A•••• M••••••••• U• I•• (listed 2021-03-31, absent 2022-01-13)
        Jan 13, 2022 · Control person left · inference
      • Wayne Keith Seidman (Executive Director) no longer on Schedule A of R••••• I••••••••• A•••• M••••••••• U• I•• (listed 2021-03-31, absent 2022-01-13)
        Jan 13, 2022 · Control person left · inference
      • M••• Van Der K•••• (Board Member, Treasurer) appeared on Schedule A of R••••• I••••••••• A•••• M••••••••• U• I••
        Jan 13, 2022 · Control person joined · fact
      • Carter John Bailey (Executive Director) appeared on Schedule A of R••••• I••••••••• A•••• M••••••••• U• I••
        Jan 26, 2021 · Control person joined · fact
      • Louis John Pinto (Executive Director) appeared on Schedule A of R••••• I••••••••• A•••• M••••••••• U• I••
        Jan 26, 2021 · Control person joined · fact
      • Wayne Keith Seidman (Executive Director) appeared on Schedule A of R••••• I••••••••• A•••• M••••••••• U• I••
        Jan 26, 2021 · Control person joined · fact
      • L Maureen Beshar (Managing Director) no longer on Schedule A of R••••• I••••••••• A•••• M••••••••• U• I•• (listed 2020-04-01, absent 2021-01-26)
        Jan 26, 2021 · Control person left · inference
      • Paul Andrew Cunningham (Chief Compliance Officer) appeared on Schedule A of R••••• I••••••••• A•••• M••••••••• U• I••
        Oct 31, 2019 · Control person joined · fact
      • R••••• I••••••••• A•••• M••••••••• U• I•• reported RAUM $3.8B, up 34% from $2.8B (2017-12-19 to 2018-03-31)
        Mar 31, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      robeco.com/usreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      646-690-9400reportedpublic record, Form ADV, Jun 3, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Other adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026