DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• C•••• I••••••••• A••••••• I••
Latest filing May 28, 2026
First filing on the tape Mar 12, 2012 · 25 filings
SEC status approved since Oct 6, 1994
RAUM
$352M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$352M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$176M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$352M as of May 28, 2026
Mar 12, 2012$114M then
HNW client RAUM$305M as of May 28, 2026
Mar 21, 2018$160M then
State-registered IARs (5.B.3)2 as of May 28, 2026
Mar 25, 20132 then
Employees (5.A)3 as of May 28, 2026
Mar 25, 20132 then
Private funds: no history
RAUM +14% over the last fiscal year+20% a year over threeIARs 2 to 2
Practice profile
derived from the filing of May 28, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $176MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 191derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $440,476derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.5%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $158M, 112 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$305M87%
- Individuals$46.8M13%
- Pension and profit-sharing plans$400,0000.1%
- Individual clients
- 288reported
- HNW clients
- 93reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 799reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $158M for 112 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P••••••• A••• M••••••• | Englewood, Co | Jan 1, 1999 | 32 y | 1 |
| S••• D•••• C••••• | Englewood, Co | Jan 1, 1999 | 33 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• S•••• D•••• · Evp/Chief Compliance Officercontrolsince 09/1994 · owns 50% to 75%
- M•••••••• P•••••••• A••• · Presidentcontrolsince 09/1994 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Englewood, Co · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 747 to 799Oct 1, 2025 to Mar 5, 2026
- HNW clients · 77 to 93Oct 1, 2025 to Mar 5, 2026
- Individual clients · 274 to 288Oct 1, 2025 to Mar 5, 2026
- Pension plan clients · 0 to 1Oct 1, 2025 to Mar 5, 2026
- Assets in custody · unset to 157997870.0Oct 1, 2025 to Mar 5, 2026
- Custody of client assets · false to trueOct 1, 2025 to Mar 5, 2026
- Discretionary RAUM · $309M to $352MOct 1, 2025 to Mar 5, 2026
- HNW RAUM · $249M to $305MOct 1, 2025 to Mar 5, 2026
- Individual RAUM · $60.1M to $46.8MOct 1, 2025 to Mar 5, 2026
- Pension RAUM · $0 to $400,000Oct 1, 2025 to Mar 5, 2026
- RAUM · $309M to $352MOct 1, 2025 to Mar 5, 2026
- Accounts · 680 to 747Sep 12, 2024 to Mar 3, 2025
- HNW clients · 67 to 77Sep 12, 2024 to Mar 3, 2025
- Individual clients · 187 to 274Sep 12, 2024 to Mar 3, 2025
- Financial planning clients · 251-500 to 251-500Sep 12, 2024 to Mar 3, 2025
- Discretionary RAUM · $245M to $309MSep 12, 2024 to Mar 3, 2025
- HNW RAUM · $209M to $249MSep 12, 2024 to Mar 3, 2025
- Individual RAUM · $36.1M to $60.1MSep 12, 2024 to Mar 3, 2025
- RAUM · $245M to $309MSep 12, 2024 to Mar 3, 2025
- Accounts · 258 to 680Feb 27, 2024 to Mar 7, 2024
- HNW clients · 64 to 67Feb 27, 2024 to Mar 7, 2024
- Individual clients · 5 to 187Feb 27, 2024 to Mar 7, 2024
- Discretionary RAUM · $207M to $245MFeb 27, 2024 to Mar 7, 2024
- HNW RAUM · $187M to $209MFeb 27, 2024 to Mar 7, 2024
- Individual RAUM · $20.6M to $36.1MFeb 27, 2024 to Mar 7, 2024
- RAUM · $207M to $245MFeb 27, 2024 to Mar 7, 2024
- Accounts · 716 to 258Jun 29, 2023 to Feb 27, 2024
- HNW clients · 60 to 64Jun 29, 2023 to Feb 27, 2024
- Individual clients · 200 to 5Jun 29, 2023 to Feb 27, 2024
- Other offices · 0 to 1Jun 29, 2023 to Feb 27, 2024
- Discretionary RAUM · $203M to $207MJun 29, 2023 to Feb 27, 2024
- HNW RAUM · $77.0M to $187MJun 29, 2023 to Feb 27, 2024
- Individual RAUM · $126M to $20.6MJun 29, 2023 to Feb 27, 2024
- RAUM · $203M to $207MJun 29, 2023 to Feb 27, 2024
- Accounts · 250 to 716Jan 12, 2022 to Mar 21, 2023
- Advisory activities · 3 to 2Jan 12, 2022 to Mar 21, 2023
- HNW clients · 210 to 60Jan 12, 2022 to Mar 21, 2023
- Individual clients · 40 to 200Jan 12, 2022 to Mar 21, 2023
- Employees · 2 to 3Jan 12, 2022 to Mar 21, 2023
- Financial planning clients · 101-250 to 251-500Jan 12, 2022 to Mar 21, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- e•••@c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 303-320-5774reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/cherry-creek-investmentadvisors-inc-?trreportedpublic record, Form ADV, Sep 18, 2026
- Website
- C•••••C••••INVESTMENTADVISORS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 303-320-5774reportedpublic record, Form ADV, May 28, 2026
- Contact form
- c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $176Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026