DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••• F•••••••• A•••••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Feb 13, 2012 · 31 filings
SEC status approved since Dec 23, 1994
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$991M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$128M
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$1.0B as of Mar 31, 2026
Mar 20, 2012$210M then
HNW client RAUM$838M as of Mar 31, 2026
Mar 26, 2018$265M then
State-registered IARs (5.B.3)6 as of Mar 31, 2026
Mar 12, 20134 then
Employees (5.A)8 as of Mar 31, 2026
Mar 12, 20138 then
Private funds: no history
RAUM +29% over the last fiscal year+25% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $128MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 64derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $1.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$838M82%
- Individuals$153M15%
- Pension and profit-sharing plans$33.1M3.2%
- Individual clients
- 280reported
- HNW clients
- 230reported
- Pension plan clients
- 16reported
- Charitable clients
- n/areported
- Accounts
- 526reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, commissionsreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=false bd_reps=6.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• S•••••• P•••••••Certified Financial Planner | Dallas, Tx | Jan 7, 2009 | 25 y | 1 |
| W•••••• D•••• P•••••••Certified Financial Planner | Dallas, Tx | Jan 7, 2009 | 42 y | 3 |
| D•••• A•• K•••••• O•••••Certified Financial Planner | Dallas, Tx | Jan 7, 2009 | 29 y | 1 |
| N•••• K•• P•••••••Certified Financial Planner | Dallas, Tx | Jul 7, 2010 | 40 y | 0 |
| G••• L••• E•••• | Cleburne, Tx | Oct 27, 2010 | 58 y | 0 |
| J••••••• V•••••• G••••Certified Financial Planner | Dallas, Tx | Sep 13, 2017 | 10 y | 1 |
| A•• B•• B•••••Certified Financial Planner | Dallas, Tx | Sep 26, 2019 | 9 y | 0 |
| L••• D•••• H•••••Certified Financial Planner | Dallas, Tx | Jul 7, 2021 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- R••• W•••••• H••• to R••••••• W••••• M••••••••• L••May 17, 2017 · Other
- W•••••• D•••• P••••••• to V•••• F•••••••• A•••••••• L••Dec 31, 2005 · Other
Joined, latest
- J••••••• V•••••• G•••• from F•••••••• G•••••• A•••• M••••••••• I•••Sep 13, 2017 · Other
- W•••••• D•••• P••••••• from V•••• F•••••••• A•••••••• L••Jan 26, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P•••••••• J••••• S•••••• · Shareholder, Chief Compliance Officercontrolsince 01/2014 · owns 25% to 50%
- P•••••••• W••••••• D•••• · President, Secretary, Treasurercontrolsince 10/1994 · owns 50% to 75%
- K•••••• O•••••• D••••• A•• · Shareholdersince 01/2014 · owns 10% to 25%
Related persons
Schedule D 7.A
- P••••••• S••••••••• I•••broker-dealern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 8 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 31, 2026P•••••••• W••••••• D•••• (PRESIDENT, SECRETARY, TREASURER) left Schedule A between the filings of 2014-01-29 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,362)
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 63.0% to 82.0% between the annual amendments of 2025-03-24 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 452 to 526Mar 24, 2025 to Mar 31, 2026
- BD registered reps · 5 to 6Mar 24, 2025 to Mar 31, 2026
- HNW clients · 113 to 230Mar 24, 2025 to Mar 31, 2026
- Individual clients · 319 to 280Mar 24, 2025 to Mar 31, 2026
- Pension plan clients · 20 to 16Mar 24, 2025 to Mar 31, 2026
- Financial planning clients · 251-500 to More than 500Mar 24, 2025 to Mar 31, 2026
- Discretionary RAUM · $796M to $1.0BMar 24, 2025 to Mar 31, 2026
- HNW RAUM · $498M to $838MMar 24, 2025 to Mar 31, 2026
- Individual RAUM · $264M to $153MMar 24, 2025 to Mar 31, 2026
- Pension RAUM · $34.1M to $33.1MMar 24, 2025 to Mar 31, 2026
- RAUM · $796M to $1.0BMar 24, 2025 to Mar 31, 2026
- Accounts · 472 to 452Mar 11, 2024 to Mar 24, 2025
- Advisory employees · 5 to 6Mar 11, 2024 to Mar 24, 2025
- BD registered reps · 6 to 5Mar 11, 2024 to Mar 24, 2025
- HNW clients · 117 to 113Mar 11, 2024 to Mar 24, 2025
- Individual clients · 334 to 319Mar 11, 2024 to Mar 24, 2025
- Pension plan clients · 21 to 20Mar 11, 2024 to Mar 24, 2025
- Employees · 9 to 8Mar 11, 2024 to Mar 24, 2025
- Financial planning clients · 251-500 to 251-500Mar 11, 2024 to Mar 24, 2025
- State-registered IARs · 5 to 6Mar 11, 2024 to Mar 24, 2025
- Discretionary RAUM · $670M to $796MMar 11, 2024 to Mar 24, 2025
- HNW RAUM · $412M to $498MMar 11, 2024 to Mar 24, 2025
- Individual RAUM · $222M to $264MMar 11, 2024 to Mar 24, 2025
- Pension RAUM · $35.8M to $34.1MMar 11, 2024 to Mar 24, 2025
- RAUM · $670M to $796MMar 11, 2024 to Mar 24, 2025
- Accounts · 444 to 472Jan 3, 2024 to Mar 11, 2024
- HNW clients · 112 to 117Jan 3, 2024 to Mar 11, 2024
- Individual clients · 314 to 334Jan 3, 2024 to Mar 11, 2024
- Pension plan clients · 18 to 21Jan 3, 2024 to Mar 11, 2024
- Employees · 8 to 9Jan 3, 2024 to Mar 11, 2024
- Discretionary RAUM · $521M to $670MJan 3, 2024 to Mar 11, 2024
- HNW RAUM · $310M to $412MJan 3, 2024 to Mar 11, 2024
- Individual RAUM · $180M to $222MJan 3, 2024 to Mar 11, 2024
- Pension RAUM · $30.7M to $35.8MJan 3, 2024 to Mar 11, 2024
- RAUM · $521M to $670MJan 3, 2024 to Mar 11, 2024
- Accounts · 384 to 444Jan 4, 2023 to Mar 7, 2023
- HNW clients · 107 to 112Jan 4, 2023 to Mar 7, 2023
- Individual clients · 263 to 314Jan 4, 2023 to Mar 7, 2023
- Pension plan clients · 14 to 18Jan 4, 2023 to Mar 7, 2023
- Discretionary RAUM · $582M to $521MJan 4, 2023 to Mar 7, 2023
Signals
2 dated events
- P••••••• F•••••••• A•••••••• I••• reported RAUM $1.0B, up 29% from $796.3M (2025-03-24 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- P••••••• F•••••••• A•••••••• I••• reported RAUM $670.3M, up 29% from $520.9M (2024-01-03 to 2024-03-11)Mar 11, 2024 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 972-770-4800reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 972-770-4888reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/P•••••••-FINANCIAL-ADVISORYreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 972-770-4800reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- billperryman.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- billperryman.com/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $128Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026