DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

SEC-registered adviser

B•••••• F•••••• R•••••• I••

Independent wealth managerHouston, TexasCRD 107656SEC 801-39088website IAPD

Latest filing Mar 23, 2026

First filing on the tape Mar 31, 2012 · 19 filings

SEC status approved since Jun 24, 1991

RAUM

$1.6M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$1.6M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$269,847

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

19 filings and snapshots on the tape

RAUM$1.6M as of Mar 23, 2026

Mar 31, 2012$0 then

HNW client RAUM$1.6M as of Mar 23, 2026

Mar 28, 2018$741,250 then

State-registered IARs (5.B.3)6 as of Mar 23, 2026

Mar 28, 20132 then

Employees (5.A)6 as of Mar 23, 2026

Mar 28, 20132 then

Private funds: no history

RAUM +17% over the last fiscal year+27% a year over threeIARs 6 to 6

Practice profile

derived from the filing of Mar 23, 2026; every figure names its basis

Archetypes, each a printed rule

Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $269,847derivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.6MderivedHNW RAUM over HNW clients
Average account: $1.6MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +17%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$1.6M100%

Individual clients: n/areported
HNW clients: 1reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 1reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourly, performancereported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

6 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
M••• S•••••• F••••••Certified Financial Planner, Chartered Financial Consultant	Houston, Tx	Nov 22, 2004	39 y	0
D••••• L•••• J••••	Houston, Tx	Nov 22, 2004	43 y	1
J•• W•••••• B••••••Certified Financial Planner	Houston, Tx	Sep 16, 2005	41 y	0
T••••• G••••• R••••••Certified Financial Planner	Houston, Tx	Feb 28, 2023	20 y	1
M•••••• S•••• B•••••	Houston, Tx	Jun 19, 2023	27 y	0
M••• E••••• W•••••	Houston, Tx	Jul 25, 2023	27 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

B••••••• J••• W•••••• · Chief Compliance Officercontrol
since 01/2003 · owns 50% to 75%
F••••••• M•••• S•••••• · Vice President, Secretarycontrol
since 07/1991 · owns 50% to 75%

Related persons

Schedule D 7.A

B•••••• F•••••• • C• I••
investment adviseryRAUM $439M

Advisers that list B•••••• F•••••• R•••••• I•• as a related person

107657 y

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Houston, Tx · principal	6	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Discretionary RAUM · $1.4M to $1.6M
Mar 21, 2025 to Mar 23, 2026
HNW RAUM · $1.4M to $1.6M
Mar 21, 2025 to Mar 23, 2026
RAUM · $1.4M to $1.6M
Mar 21, 2025 to Mar 23, 2026
Advisory activities · 3 to 4
Feb 28, 2024 to Mar 21, 2025
Financial planning clients · 0 to 0
Feb 28, 2024 to Mar 21, 2025
Discretionary RAUM · $915,715 to $1.4M
Feb 28, 2024 to Mar 21, 2025
HNW RAUM · $915,715 to $1.4M
Feb 28, 2024 to Mar 21, 2025
RAUM · $915,715 to $1.4M
Feb 28, 2024 to Mar 21, 2025
Discretionary RAUM · $788,301 to $915,715
Mar 9, 2023 to Feb 28, 2024
HNW RAUM · $788,301 to $915,715
Mar 9, 2023 to Feb 28, 2024
RAUM · $788,301 to $915,715
Mar 9, 2023 to Feb 28, 2024
Advisory employees · 2 to 6
Feb 23, 2022 to Mar 3, 2023
BD registered reps · 2 to 0
Feb 23, 2022 to Mar 3, 2023
Employees · 2 to 6
Feb 23, 2022 to Mar 3, 2023
Insurance-licensed employees · 2 to 0
Feb 23, 2022 to Mar 3, 2023
State-registered IARs · 2 to 6
Feb 23, 2022 to Mar 3, 2023
Discretionary RAUM · $1.6M to $788,301
Feb 23, 2022 to Mar 3, 2023
HNW RAUM · $1.6M to $788,301
Feb 23, 2022 to Mar 3, 2023
RAUM · $1.6M to $788,301
Feb 23, 2022 to Mar 3, 2023
Discretionary RAUM · $1.2M to $1.6M
Mar 8, 2021 to Feb 23, 2022
HNW RAUM · $1.2M to $1.6M
Mar 8, 2021 to Feb 23, 2022
RAUM · $1.2M to $1.6M
Mar 8, 2021 to Feb 23, 2022
Discretionary RAUM · $816,032 to $1.2M
Jun 16, 2020 to Mar 8, 2021
HNW RAUM · $816,032 to $1.2M
Jun 16, 2020 to Mar 8, 2021
RAUM · $816,032 to $1.2M
Jun 16, 2020 to Mar 8, 2021
HNW clients · unset to 1.0
Mar 20, 2019 to Mar 20, 2020
Discretionary RAUM · $627,474 to $816,032
Mar 20, 2019 to Mar 20, 2020
HNW RAUM · $627,474 to $816,032
Mar 20, 2019 to Mar 20, 2020
RAUM · $627,474 to $816,032
Mar 20, 2019 to Mar 20, 2020
Discretionary RAUM · $741,250 to $627,474
Nov 30, 2018 to Mar 20, 2019
HNW RAUM · $741,250 to $627,474
Nov 30, 2018 to Mar 20, 2019
RAUM · $741,250 to $627,474
Nov 30, 2018 to Mar 20, 2019
Accounts · 0 to 1
Mar 30, 2017 to Mar 28, 2018
Other offices · unset to 0.0
Mar 30, 2017 to Mar 28, 2018
Discretionary RAUM · $0 to $741,250
Mar 30, 2017 to Mar 28, 2018
HNW RAUM · unset to 741250.0
Mar 30, 2017 to Mar 28, 2018
RAUM · $0 to $741,250
Mar 30, 2017 to Mar 28, 2018
Advisory employees · unset to 2.0
Mar 31, 2012 to Mar 28, 2013
BD registered reps · unset to 2.0
Mar 31, 2012 to Mar 28, 2013
Employees · unset to 2.0
Mar 31, 2012 to Mar 28, 2013

Signals

No event on the tape.

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: j•••••••@b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 713-780-0606reportedpublished by the firm, firm site, Sep 16, 2026
Website: B••••••F••••••.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 713-780-0606reportedpublic record, Form ADV, Mar 23, 2026
Team page: b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $269,847derivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026