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RIA Intelligence

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SEC-registered adviser

R••••••• C•••••• M••••••••• L••

Asset manager (funds and pooled vehicles)Las Vegas, NevadaCRD 107711SEC 801-23561websiteIAPD
Latest filing Jan 30, 2026
First filing on the tape Feb 8, 2012 · 19 filings
SEC status approved since Feb 25, 1985
RAUM
$74.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
2.6%
$1.9M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$74.2M as of Jan 30, 2026
Feb 8, 2012$213M then
HNW client RAUM$1.9M as of Jan 30, 2026
Jan 29, 2018$9.1M then
State-registered IARs (5.B.3)0 as of Jan 30, 2026
Jan 16, 20130 then
Employees (5.A)1 as of Jan 30, 2026
Jan 16, 20131 then
Private funds: no history
RAUM -2.8% over the last fiscal year+5.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.9MderivedHNW RAUM over HNW clients
Average account
$37.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-2.8%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$72.3M97%
  • High-net-worth individuals$1.9M2.6%
Individual clients
n/areported
HNW clients
1reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.03 fund_share=0.97 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • R•••••••• F••••••••• L• · Presidentcontrol
        since 03/2011 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 3 to 2
        Jan 28, 2025 to Jan 30, 2026
      • HNW clients · 2 to 1
        Jan 28, 2025 to Jan 30, 2026
      • Discretionary RAUM · $76.3M to $74.2M
        Jan 28, 2025 to Jan 30, 2026
      • HNW RAUM · $7.9M to $1.9M
        Jan 28, 2025 to Jan 30, 2026
      • RAUM · $76.3M to $74.2M
        Jan 28, 2025 to Jan 30, 2026
      • Financial planning clients · unset to
        Oct 10, 2024 to Jan 28, 2025
      • Discretionary RAUM · $69.1M to $76.3M
        Oct 10, 2024 to Jan 28, 2025
      • HNW RAUM · $11.9M to $7.9M
        Oct 10, 2024 to Jan 28, 2025
      • RAUM · $69.1M to $76.3M
        Oct 10, 2024 to Jan 28, 2025
      • Accounts · 4 to 3
        Jan 18, 2023 to Jan 13, 2024
      • HNW clients · 3 to 2
        Jan 18, 2023 to Jan 13, 2024
      • Discretionary RAUM · $63.0M to $69.1M
        Jan 18, 2023 to Jan 13, 2024
      • HNW RAUM · $12.5M to $11.9M
        Jan 18, 2023 to Jan 13, 2024
      • RAUM · $63.0M to $69.1M
        Jan 18, 2023 to Jan 13, 2024
      • Employees · 3 to 1
        Feb 4, 2022 to Jan 18, 2023
      • Discretionary RAUM · $97.1M to $63.0M
        Feb 4, 2022 to Jan 18, 2023
      • HNW RAUM · $17.6M to $12.5M
        Feb 4, 2022 to Jan 18, 2023
      • RAUM · $97.1M to $63.0M
        Feb 4, 2022 to Jan 18, 2023
      • Discretionary RAUM · $89.9M to $97.1M
        Feb 8, 2021 to Feb 4, 2022
      • HNW RAUM · $15.4M to $17.6M
        Feb 8, 2021 to Feb 4, 2022
      • RAUM · $89.9M to $97.1M
        Feb 8, 2021 to Feb 4, 2022
      • HNW clients · unset to 3.0
        Jan 20, 2020 to Feb 8, 2021
      • Discretionary RAUM · $72.5M to $89.9M
        Jan 20, 2020 to Feb 8, 2021
      • HNW RAUM · $11.3M to $15.4M
        Jan 20, 2020 to Feb 8, 2021
      • RAUM · $72.5M to $89.9M
        Jan 20, 2020 to Feb 8, 2021
      • Employees · 2 to 3
        Jan 26, 2019 to Jan 20, 2020
      • HQ city · unset to LAS VEGAS
        Jan 26, 2019 to Jan 20, 2020
      • HQ state · unset to NV
        Jan 26, 2019 to Jan 20, 2020
      • Discretionary RAUM · $68.5M to $72.5M
        Jan 26, 2019 to Jan 20, 2020
      • HNW RAUM · $9.0M to $11.3M
        Jan 26, 2019 to Jan 20, 2020
      • RAUM · $68.5M to $72.5M
        Jan 26, 2019 to Jan 20, 2020
      • Discretionary RAUM · $79.7M to $68.5M
        Jan 29, 2018 to Jan 26, 2019
      • HNW RAUM · $9.1M to $9.0M
        Jan 29, 2018 to Jan 26, 2019
      • RAUM · $79.7M to $68.5M
        Jan 29, 2018 to Jan 26, 2019
      • Other offices · unset to 0.0
        Jan 26, 2017 to Jan 29, 2018
      • Discretionary RAUM · $79.4M to $79.7M
        Jan 26, 2017 to Jan 29, 2018
      • HNW RAUM · unset to 9100000.0
        Jan 26, 2017 to Jan 29, 2018
      • RAUM · $79.4M to $79.7M
        Jan 26, 2017 to Jan 29, 2018
      • Discretionary RAUM · $118M to $79.4M
        Jan 18, 2016 to Jan 26, 2017
      • RAUM · $118M to $79.4M
        Jan 18, 2016 to Jan 26, 2017
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      R•••••••FUNDS.COMreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      415-265-7167reportedpublic record, Form ADV, Jan 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026