DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••••• I••••••••• M••••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Apr 2, 2012 · 26 filings
SEC status approved since Mar 18, 1985
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
3.6%
$84.3M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$2.4B as of Mar 26, 2026
Apr 2, 2012$2.7B then
HNW client RAUM$84.3M as of Mar 26, 2026
Apr 20, 2018$110M then
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Apr 2, 20120 then
Employees (5.A)20 as of Mar 26, 2026
Apr 3, 201317 then
Private funds1 as of Mar 20, 2025
Apr 2, 20121 then
RAUM -3.6% over the last fiscal year-11% a year over threeIARs 1 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $31.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 28%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$841M36%
- Investment companies$533M23%
- State and municipal entities$315M13%
- Charitable organizations$295M12%
- Corporations and businesses$235M10.0%
- High-net-worth individuals$84.3M3.6%
- Pension and profit-sharing plans$58.5M2.5%
- Individual clients
- 0reported
- HNW clients
- 43reported
- Pension plan clients
- 2reported
- Charitable clients
- 9reported
- Accounts
- 74reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.04 fund_share=0.58 institutional_share=0.28 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•• S•••• C•• D••••••••• L•• | Other Private Fund | $3.0M | 5 | Apr 2, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B•••• A•••••• L•••• · Managing Directorcontrolsince 01/2018 · owns less than 5%
- G•••••••• B••••• S• · Chief Compliance Officercontrolsince 08/2004 · owns less than 5%
- P•••••••• J•••••••• M• · Clerkcontrolsince 04/2019 · owns less than 5%
- R•••• D••••• M•••••• · Managing Directorcontrolsince 01/2015 · owns less than 5%
- W••••• J•••• M•••• · President And Chief Executive Officercontrolsince 02/1985 · owns less than 5%
Entity owners
- G•• H•••••••• I•• · Managing Memberdirect · owns 75% or more
- W•••• M•••••••• I•••••••• G••••• L••• · Shareholderindirect · owns 75% or more of W• H••••• •••••••• L••• · public reporting company
- W• H••••• •••••••• L••• · Shareholderindirect · owns 75% or more of W• I••••••••• H•••••••• L•••
- W• I••••••••• H•••••••• L••• · Shareholderindirect · owns 75% or more of W• R••••• L•••
- W• R••••• L••• · Memberindirect · owns 75% or more of K••• I••••••••• M••••••••• L•• · public reporting company
- K••• I••••••••• M••••••••• L•• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 26, 2026advises private funds (Item 7.B): yes on the filing of 2025-03-20, no on the filing of 2026-03-26peers: other advisers, $1B to $5B (247)
- custody status changedChange between filings · filing Mar 26, 2026custody of client assets (Item 9.A): yes on the filing of 2025-03-20, no on the filing of 2026-03-26peers: other advisers, $1B to $5B (247)
What changed
consecutive filings, newest first
- Accounts · 85 to 74Mar 20, 2025 to Mar 26, 2026
- Advisory employees · 9 to 8Mar 20, 2025 to Mar 26, 2026
- Charity clients · 10 to 9Mar 20, 2025 to Mar 26, 2026
- Corporate clients · 13 to 11Mar 20, 2025 to Mar 26, 2026
- HNW clients · 41 to 43Mar 20, 2025 to Mar 26, 2026
- Individual clients · unset to 0.0Mar 20, 2025 to Mar 26, 2026
- Pension plan clients · 6 to 2Mar 20, 2025 to Mar 26, 2026
- Pooled vehicle clients · 7 to 3Mar 20, 2025 to Mar 26, 2026
- Assets in custody · 1795734.0 to unsetMar 20, 2025 to Mar 26, 2026
- Custody of client assets · true to falseMar 20, 2025 to Mar 26, 2026
- Insurance-licensed employees · 1 to 0Mar 20, 2025 to Mar 26, 2026
- State-registered IARs · 1 to 0Mar 20, 2025 to Mar 26, 2026
- Private funds · 1 to unsetMar 20, 2025 to Mar 26, 2026
- Discretionary RAUM · $2.5B to $2.4BMar 20, 2025 to Mar 26, 2026
- HNW RAUM · $76.3M to $84.3MMar 20, 2025 to Mar 26, 2026
- Individual RAUM · unset to 0.0Mar 20, 2025 to Mar 26, 2026
- Pension RAUM · $101M to $58.5MMar 20, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $829M to $841MMar 20, 2025 to Mar 26, 2026
- RAUM · $2.5B to $2.4BMar 20, 2025 to Mar 26, 2026
- Accounts · 98 to 85Mar 26, 2024 to Mar 20, 2025
- Advisory employees · 8 to 9Mar 26, 2024 to Mar 20, 2025
- Corporate clients · 20 to 13Mar 26, 2024 to Mar 20, 2025
- HNW clients · 40 to 41Mar 26, 2024 to Mar 20, 2025
- Pension plan clients · 8 to 6Mar 26, 2024 to Mar 20, 2025
- Pooled vehicle clients · 8 to 7Mar 26, 2024 to Mar 20, 2025
- Assets in custody · $3.0M to $1.8MMar 26, 2024 to Mar 20, 2025
- Financial planning clients · 0 to 0Mar 26, 2024 to Mar 20, 2025
- Discretionary RAUM · $3.1B to $2.5BMar 26, 2024 to Mar 20, 2025
- HNW RAUM · $66.7M to $76.3MMar 26, 2024 to Mar 20, 2025
- Pension RAUM · $323M to $101MMar 26, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · $1.0B to $829MMar 26, 2024 to Mar 20, 2025
- RAUM · $3.1B to $2.5BMar 26, 2024 to Mar 20, 2025
- Advisory employees · 7 to 8Oct 2, 2023 to Mar 26, 2024
- Charity clients · 9 to 10Oct 2, 2023 to Mar 26, 2024
- Corporate clients · 23 to 20Oct 2, 2023 to Mar 26, 2024
- HNW clients · 38 to 40Oct 2, 2023 to Mar 26, 2024
- Pension plan clients · 9 to 8Oct 2, 2023 to Mar 26, 2024
- Pooled vehicle clients · 7 to 8Oct 2, 2023 to Mar 26, 2024
- Assets in custody · $5.7M to $3.0MOct 2, 2023 to Mar 26, 2024
- Employees · 19 to 20Oct 2, 2023 to Mar 26, 2024
Signals
8 dated events
- G••••••• I••••••••• M••••••••• L•• reported RAUM $3.3B, down 33% from $5.0B (2022-03-28 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Charles Gary Hatton (Director, Chief Investment Officer) no longer on Schedule A of G••••••• I••••••••• M••••••••• L•• (listed 2021-06-01, absent 2021-12-24)Dec 24, 2021 · Control person left · inference
- Lloyd Andrew Beja (Managing Director) appeared on Schedule A of G••••••• I••••••••• M••••••••• L••Apr 7, 2021 · Control person joined · fact
- G••••••• I••••••••• M••••••••• L•• reported RAUM $4.6B, up 107% from $2.2B (2020-04-03 to 2021-04-07)Apr 7, 2021 · RAUM change · derived
- Michael David Rose (Managing Director) appeared on Schedule A of G••••••• I••••••••• M••••••••• L••Apr 7, 2021 · Control person joined · fact
- M Jennifer Pawloski (Clerk) appeared on Schedule A of G••••••• I••••••••• M••••••••• L••Apr 3, 2020 · Control person joined · fact
- Joseph John Granahan (Chairman) no longer on Schedule A of G••••••• I••••••••• M••••••••• L•• (listed 2018-04-20, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- G••••••• I••••••••• M••••••••• L•• reported RAUM $1.9B, up 41% from $1.4B (2018-04-20 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/granahan-investment-management-inc.reportedpublic record, Form ADV, Sep 18, 2026
- Website
- G•••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 781-890-4412reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026