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SEC-registered adviser

S•••••••• C•••••• I••••••••• A••••••• I••

No RAUM reportedLombard, IllinoisCRD 107772SEC 801-56603websiteIAPD
Latest filing Feb 23, 2026
First filing on the tape Mar 8, 2012 · 22 filings
SEC status approved since Jun 15, 1999
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$0 as of Feb 23, 2026
Mar 11, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 23, 2026
Mar 8, 20120 then
Employees (5.A)15 as of Feb 23, 2026
Mar 1, 20138 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Feb 23, 2026; every figure names its basis
Archetypes, each a printed rule
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
hourly, fixed fees, otherreportedItem 5.E
Advisory activities
pension consulting, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
70reported
Charitable clients
1reported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixed, hourlyreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • G••••• D•••••• R•••••• · Principalcontrol
        since 01/1999 · owns 50% to 75%
      • L••••••• R••••••• K•••••• · Principal/Chief Compliance Officercontrol
        since 01/1999 · owns 50% to 75%
      • S•••••• M••••••• A••••• · Senior Consultant
        since 12/2022 · owns less than 5%
      • S••••••••• E••••• J••••• · Senior Associate
        since 12/2022 · owns less than 5%
      • S•••••••• B•••••• E•••••• · Consultant
        since 12/2023 · owns less than 5%
      • T••• A•••••• L•• · Senior Consultant
        since 12/2022 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 12 to 14
        Mar 11, 2025 to Feb 23, 2026
      • Corporate clients · 20 to 22
        Mar 11, 2025 to Feb 23, 2026
      • Pension plan clients · 64 to 70
        Mar 11, 2025 to Feb 23, 2026
      • Employees · 13 to 15
        Mar 11, 2025 to Feb 23, 2026
      • Accounts · unset to 0.0
        Feb 29, 2024 to Mar 11, 2025
      • Corporate clients · 14 to 20
        Feb 29, 2024 to Mar 11, 2025
      • Pension plan clients · 62 to 64
        Feb 29, 2024 to Mar 11, 2025
      • Financial planning clients · 0 to 0
        Feb 29, 2024 to Mar 11, 2025
      • Discretionary RAUM · unset to 0.0
        Feb 29, 2024 to Mar 11, 2025
      • Non-discretionary RAUM · unset to 0.0
        Feb 29, 2024 to Mar 11, 2025
      • RAUM · unset to 0.0
        Feb 29, 2024 to Mar 11, 2025
      • Corporate clients · 17 to 14
        Feb 24, 2023 to Feb 29, 2024
      • Pension plan clients · 58 to 62
        Feb 24, 2023 to Feb 29, 2024
      • Corporate clients · 58 to 17
        Mar 11, 2022 to Feb 24, 2023
      • Pension plan clients · 56 to 58
        Mar 11, 2022 to Feb 24, 2023
      • Advisory employees · 11 to 12
        Feb 26, 2021 to Mar 11, 2022
      • Corporate clients · 55 to 58
        Feb 26, 2021 to Mar 11, 2022
      • Pension plan clients · 55 to 56
        Feb 26, 2021 to Mar 11, 2022
      • Charity clients · 2 to 1
        Mar 9, 2020 to Feb 26, 2021
      • Corporate clients · 51 to 55
        Mar 9, 2020 to Feb 26, 2021
      • Corporate clients · 42 to 51
        May 9, 2019 to Mar 9, 2020
      • Pension plan clients · 49 to 55
        May 9, 2019 to Mar 9, 2020
      • Employees · 12 to 13
        May 9, 2019 to Mar 9, 2020
      • Advisory employees · 8 to 11
        Mar 20, 2018 to Mar 4, 2019
      • Corporate clients · 41 to 42
        Mar 20, 2018 to Mar 4, 2019
      • Pension plan clients · 46 to 49
        Mar 20, 2018 to Mar 4, 2019
      • Advisory employees · 4 to 8
        Nov 30, 2017 to Mar 20, 2018
      • Advisory employees · 3 to 4
        Mar 13, 2017 to Nov 30, 2017
      • Charity clients · unset to 2.0
        Mar 13, 2017 to Nov 30, 2017
      • Corporate clients · unset to 41.0
        Mar 13, 2017 to Nov 30, 2017
      • HNW clients · unset to 0.0
        Mar 13, 2017 to Nov 30, 2017
      • Individual clients · unset to 0.0
        Mar 13, 2017 to Nov 30, 2017
      • Pension plan clients · unset to 46.0
        Mar 13, 2017 to Nov 30, 2017
      • Pooled vehicle clients · unset to 0.0
        Mar 13, 2017 to Nov 30, 2017
      • Other offices · unset to 0.0
        Mar 13, 2017 to Nov 30, 2017
      • Employees · 10 to 12
        Mar 2, 2015 to Oct 22, 2015
      • Employees · 8 to 10
        Mar 1, 2013 to Feb 18, 2014
      • Advisory employees · unset to 3.0
        May 7, 2012 to Mar 1, 2013
      • Employees · unset to 8.0
        May 7, 2012 to Mar 1, 2013
      • HQ city · OAK BROOK to LOMBARD
        Mar 8, 2012 to May 7, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      S••••••••CAP.NETreportedpublic record, Form ADV, Feb 23, 2026
      Principal office phone
      630-620-6500reportedpublic record, Form ADV, Feb 23, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026