DFX Intelligence

RIA Intelligence

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SEC-registered adviser

M••••••• F••••• F•••••••• M••••••••• I•••

Independent wealth managerCRD 107813SEC 801-121512website IAPD

Latest filing Feb 26, 2026

First filing on the tape Feb 27, 2012 · 17 filings

SEC status approved since Jun 16, 2021

RAUM

$139M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$139M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$34.7M

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

17 filings and snapshots on the tape

RAUM$139M as of Feb 26, 2026

Feb 27, 2012$74.1M then

HNW client RAUM$104M as of Feb 26, 2026

Feb 16, 2022$97.8M then

State-registered IARs (5.B.3)4 as of Feb 26, 2026

Feb 16, 20224 then

Employees (5.A)4 as of Feb 26, 2026

Feb 16, 20224 then

Private funds: no history

RAUM +5.7% over the last fiscal year+8.5% a year over threeIARs 4 to 4

Practice profile

derived from the filing of Feb 26, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $34.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 23derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.5MderivedHNW RAUM over HNW clients
Average account: $621,811derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 1.3derived3 offices incl. principal (1.F.5)
RAUM growth, one year: +5.7%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +0.0%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individualsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$104M75%
Individuals$34.2M25%

Individual clients: 48reported
HNW clients: 42reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 223reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

4 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
J••• E•••••••• M•••••••	Keystone Heights, Fl	Mar 18, 1997	33 y	1
S•••••• T•••• F•••••	Keystone Heights, Fl	Mar 18, 1997	30 y	1
J••••••• C•••••••• S•••••••Certified Financial Planner	Jupiter, Fl	Feb 7, 2020	10 y	0
J••• R•••• F•••••	Jupiter, Fl	Nov 19, 2025	14 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

F•••••• J•••• R•••• · Executive Vice President/Board Membercontrol
since 10/2016 · owns 10% to 25%
F•••••• S••••••• T•••• · Vice President, Board Membercontrol
since 01/1996 · owns 25% to 50%
M•••••••• J•••• E•••••••• · President, Board Member, Chief Compliance Officercontrol
since 01/1996 · owns 50% to 75%
S•••••••• J•••••••• C•••••••• · Vice President, Board Member, Director Of Client Servicescontrol
since 01/2020 · owns 10% to 25%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Jupiter, Fl	2	1	0
Keystone Heights, Fl	2	0	0

Offices

Schedule D 1.F, the 25 largest

, 1 employees
, 1 employees

What changed

consecutive filings, newest first

Accounts · 212 to 223
Aug 4, 2025 to Feb 26, 2026
HNW clients · 41 to 42
Aug 4, 2025 to Feb 26, 2026
Individual clients · 49 to 48
Aug 4, 2025 to Feb 26, 2026
Discretionary RAUM · $131M to $139M
Aug 4, 2025 to Feb 26, 2026
HNW RAUM · $117M to $104M
Aug 4, 2025 to Feb 26, 2026
Individual RAUM · $13.7M to $34.2M
Aug 4, 2025 to Feb 26, 2026
RAUM · $131M to $139M
Aug 4, 2025 to Feb 26, 2026
Financial planning clients · 0 to 0
Feb 22, 2025 to Aug 4, 2025
Accounts · 233 to 212
Feb 18, 2024 to Feb 22, 2025
HNW clients · 44 to 41
Feb 18, 2024 to Feb 22, 2025
Individual clients · 47 to 49
Feb 18, 2024 to Feb 22, 2025
HQ city · unset to
Feb 18, 2024 to Feb 22, 2025
HQ state · unset to
Feb 18, 2024 to Feb 22, 2025
Discretionary RAUM · $120M to $131M
Feb 18, 2024 to Feb 22, 2025
HNW RAUM · $109M to $117M
Feb 18, 2024 to Feb 22, 2025
Individual RAUM · $11.3M to $13.7M
Feb 18, 2024 to Feb 22, 2025
RAUM · $120M to $131M
Feb 18, 2024 to Feb 22, 2025
Accounts · 208 to 233
Aug 21, 2023 to Feb 18, 2024
HNW clients · 37 to 44
Aug 21, 2023 to Feb 18, 2024
Individual clients · 49 to 47
Aug 21, 2023 to Feb 18, 2024
Discretionary RAUM · $109M to $120M
Aug 21, 2023 to Feb 18, 2024
HNW RAUM · $89.0M to $109M
Aug 21, 2023 to Feb 18, 2024
Individual RAUM · $19.6M to $11.3M
Aug 21, 2023 to Feb 18, 2024
RAUM · $109M to $120M
Aug 21, 2023 to Feb 18, 2024
Accounts · 202 to 208
Dec 8, 2022 to Jan 31, 2023
HNW clients · 26 to 37
Dec 8, 2022 to Jan 31, 2023
Individual clients · 56 to 49
Dec 8, 2022 to Jan 31, 2023
Discretionary RAUM · $125M to $109M
Dec 8, 2022 to Jan 31, 2023
HNW RAUM · $97.8M to $89.0M
Dec 8, 2022 to Jan 31, 2023
Individual RAUM · $27.6M to $19.6M
Dec 8, 2022 to Jan 31, 2023
RAUM · $125M to $109M
Dec 8, 2022 to Jan 31, 2023
Accounts · 208 to 202
May 24, 2021 to Feb 16, 2022
HNW clients · 46 to 26
May 24, 2021 to Feb 16, 2022
Individual clients · 45 to 56
May 24, 2021 to Feb 16, 2022
Financial planning clients · unset to 0
May 24, 2021 to Feb 16, 2022
Discretionary RAUM · $124M to $125M
May 24, 2021 to Feb 16, 2022
HNW RAUM · $114M to $97.8M
May 24, 2021 to Feb 16, 2022
Individual RAUM · $10.4M to $27.6M
May 24, 2021 to Feb 16, 2022
RAUM · $124M to $125M
May 24, 2021 to Feb 16, 2022
Accounts · 293 to 208
Jun 27, 2012 to May 17, 2021

Signals

3 dated events

Royal John Faries (Executive Vice President/Board Member) appeared on Schedule A of M••••••• F••••• F•••••••• M••••••••• I•••
May 17, 2021 · Control person joined · fact
Catherine Jennifer Sheffler (Vice President, Board Member, Director Of Client Services) appeared on Schedule A of M••••••• F••••• F•••••••• M••••••••• I•••
May 17, 2021 · Control person joined · fact
M••••••• F••••• F•••••••• M••••••••• I••• filed its initial SEC registration (Form ADV)
May 17, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: s••••@m•••.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 561-252-7778reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 561-303-0260reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 904-805-0207reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile: linkedin.com/company/marchand-faries-financial-mgmtreportedpublic record, Form ADV, Sep 21, 2026
Website: w••.m•••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 904-805-0207reportedpublic record, Form ADV, Feb 26, 2026
Contact form: m•••.comreportedpublished by the firm, firm site, Sep 16, 2026
Team page: m•••.comreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $34.7Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026