DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Klcm Advisors, Inc.
Latest filing Mar 10, 2026
First filing on the tape Mar 26, 2012 · 30 filings
SEC status approved since Mar 11, 1993
RAUM
$1.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$1.8B individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$375M
derived; firm RAUM over IAPD count
Employees
11
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$1.9B as of Mar 10, 2026
Mar 26, 2012$429M then
HNW client RAUM$1.7B as of Mar 10, 2026
Mar 13, 2018$319M then
State-registered IARs (5.B.3)2 as of Mar 10, 2026
Mar 25, 20132 then
Employees (5.A)11 as of Mar 10, 2026
Mar 25, 20136 then
Private funds: no history
RAUM +28% over the last fiscal year+24% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $375MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 125derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.2MderivedHNW RAUM over HNW clients
- Average account
- $2.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.2%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.7B89%
- Individuals$121M6.5%
- Corporations and businesses$74.3M4.0%
- Pension and profit-sharing plans$2.6M0.1%
- Charitable organizations$938,3420.1%
- Individual clients
- 228reported
- HNW clients
- 397reported
- Pension plan clients
- 2reported
- Charitable clients
- 1reported
- Accounts
- 637reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James Brian Kitzinger | Milwaukee, Wi | Mar 22, 1993 | 36 y | 0 |
| Carl Joseph Fuda | Milwaukee, Wi | Apr 21, 1999 | 28 y | 0 |
| Neal Patrick Coleman | Milwaukee, Wi | Mar 9, 2022 | 13 y | 0 |
| Katherine Rose Licau GiffordChartered Financial Analyst | Milwaukee, Wi | Sep 12, 2023 | 22 y | 0 |
| Mark Anthony SailerChartered Financial Analyst | Milwaukee, Wi | Nov 17, 2023 | 24 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Peter Scott Lautmann to Oarsman Capital, IncJan 12, 2016 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Joseph Carl Fuda · Vice Presidentcontrolsince 08/2016 · owns 5% to 10%
- James Jack Kitzinger · Partnercontrolsince 01/2025 · owns 25% to 50%
- Brian James Kitzinger · Presidentcontrolsince 04/1993 · owns 25% to 50%
- Rose Katherine Licau Gifford · Partnercontrolsince 07/2014 · owns 10% to 25%
- Anthony Mark Sailer · Chief Compliance Officercontrolsince 03/2018 · owns 10% to 25%
- Patrick Neal Coleman · Partnersince 01/2025 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Milwaukee, Wi · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 10, 2026KITZINGER, JACK, JAMES (PARTNER) appeared on Schedule A between the filings of 2022-03-16 and 2026-03-10peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 623 to 637Mar 13, 2025 to Mar 10, 2026
- Advisory employees · 6 to 5Mar 13, 2025 to Mar 10, 2026
- Charity clients · 16 to 1Mar 13, 2025 to Mar 10, 2026
- Corporate clients · 5 to 7Mar 13, 2025 to Mar 10, 2026
- HNW clients · 346 to 397Mar 13, 2025 to Mar 10, 2026
- Individual clients · 254 to 228Mar 13, 2025 to Mar 10, 2026
- Employees · 12 to 11Mar 13, 2025 to Mar 10, 2026
- Discretionary RAUM · $1.5B to $1.9BMar 13, 2025 to Mar 10, 2026
- HNW RAUM · $1.3B to $1.7BMar 13, 2025 to Mar 10, 2026
- Individual RAUM · $136M to $121MMar 13, 2025 to Mar 10, 2026
- Pension RAUM · $3.2M to $2.6MMar 13, 2025 to Mar 10, 2026
- RAUM · $1.5B to $1.9BMar 13, 2025 to Mar 10, 2026
- Accounts · 605 to 623Mar 15, 2024 to Mar 13, 2025
- Advisory employees · 5 to 6Mar 15, 2024 to Mar 13, 2025
- Advisory activities · 3 to 2Mar 15, 2024 to Mar 13, 2025
- Charity clients · 13 to 16Mar 15, 2024 to Mar 13, 2025
- HNW clients · 321 to 346Mar 15, 2024 to Mar 13, 2025
- Individual clients · 264 to 254Mar 15, 2024 to Mar 13, 2025
- Pension plan clients · 1 to 2Mar 15, 2024 to Mar 13, 2025
- Employees · 11 to 12Mar 15, 2024 to Mar 13, 2025
- Financial planning clients · 1-10 to 0Mar 15, 2024 to Mar 13, 2025
- Discretionary RAUM · $1.2B to $1.5BMar 15, 2024 to Mar 13, 2025
- HNW RAUM · $1.1B to $1.3BMar 15, 2024 to Mar 13, 2025
- Individual RAUM · $138M to $136MMar 15, 2024 to Mar 13, 2025
- Pension RAUM · $241,485 to $3.2MMar 15, 2024 to Mar 13, 2025
- Pooled vehicle RAUM · unset to 0.0Mar 15, 2024 to Mar 13, 2025
- RAUM · $1.2B to $1.5BMar 15, 2024 to Mar 13, 2025
- Accounts · 534 to 605Mar 23, 2023 to Mar 15, 2024
- Charity clients · 12 to 13Mar 23, 2023 to Mar 15, 2024
- Corporate clients · 4 to 5Mar 23, 2023 to Mar 15, 2024
- HNW clients · 322 to 321Mar 23, 2023 to Mar 15, 2024
- Individual clients · 192 to 264Mar 23, 2023 to Mar 15, 2024
- Discretionary RAUM · $974M to $1.2BMar 23, 2023 to Mar 15, 2024
- HNW RAUM · $864M to $1.1BMar 23, 2023 to Mar 15, 2024
- Individual RAUM · $76.5M to $138MMar 23, 2023 to Mar 15, 2024
- Pension RAUM · $1.6M to $241,485Mar 23, 2023 to Mar 15, 2024
- RAUM · $974M to $1.2BMar 23, 2023 to Mar 15, 2024
- Accounts · 459 to 534Apr 4, 2022 to Mar 23, 2023
- Advisory employees · 4 to 5Apr 4, 2022 to Mar 23, 2023
- Charity clients · 9 to 12Apr 4, 2022 to Mar 23, 2023
Signals
2 dated events
- Klcm Advisors, Inc. reported RAUM $1.9B, up 28% from $1.5B (2025-03-13 to 2026-03-10)Mar 10, 2026 · RAUM change · derived
- Klcm Advisors, Inc. reported RAUM $1.2B, up 28% from $974.0M (2023-03-23 to 2024-03-15)Mar 15, 2024 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- tcamp@klcminc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 414-765-1234reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/klcm-advisors-increportedpublic record, Form ADV, Sep 17, 2026
- Website
- KLCMINC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 414-765-1234reportedpublic record, Form ADV, Mar 10, 2026
- Contact form
- KLCMINC.COM/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $375Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026