DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L• K• B••••• • C••••••• P•••
Latest filing Jul 30, 2026
First filing on the tape Mar 27, 2012 · 25 filings
SEC status approved since Dec 23, 1994
RAUM
$446M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
100%
$446M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$223M
derived; firm RAUM over IAPD count
Employees
9
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$446M as of Jul 30, 2026
Mar 27, 2012$174M then
HNW client RAUM$430M as of Jul 30, 2026
Mar 27, 2018$264M then
State-registered IARs (5.B.3)2 as of Jul 30, 2026
Mar 27, 20120 then
Employees (5.A)9 as of Jul 30, 2026
Mar 22, 20134 then
Private funds: no history
RAUM +21% over the last fiscal year+20% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
- RAUM per advisor
- $223MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 52derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.7MderivedHNW RAUM over HNW clients
- Average account
- $955,529derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $19.8M, 14 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$430M96%
- Individuals$15.9M3.6%
- Individual clients
- 28reported
- HNW clients
- 75reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 467reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $19.8M for 14 clientsreported
- Compensation
- fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| L••• K•••• B•••••Certified Financial Planner, Personal Financial Specialist | Timonium, Md | Jan 14, 2013 | 31 y | 0 |
| C••••••••• D•••• B•••••Personal Financial Specialist | Timonium, Md | Jun 18, 2013 | 17 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• C••••••••• D•••• · Principal And Chief Compliance Officercontrolsince 12/2019 · owns 10% to 25%
- B•••••• L•••• K•••• · Presidentcontrolsince 11/1994 · owns 75% or more
Related persons
Schedule D 7.A
- C••••••••• D• B•••••insurancen
- L••• K• B•••••• J••insurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Timonium, Md · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 428 to 467Aug 15, 2025 to Mar 19, 2026
- HNW clients · 67 to 75Aug 15, 2025 to Mar 19, 2026
- Individual clients · 26 to 28Aug 15, 2025 to Mar 19, 2026
- Assets in custody · $17.7M to $19.8MAug 15, 2025 to Mar 19, 2026
- Discretionary RAUM · $322M to $400MAug 15, 2025 to Mar 19, 2026
- HNW RAUM · $355M to $430MAug 15, 2025 to Mar 19, 2026
- Individual RAUM · $14.3M to $15.9MAug 15, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $47.0M to $46.0MAug 15, 2025 to Mar 19, 2026
- RAUM · $369M to $446MAug 15, 2025 to Mar 19, 2026
- HQ city · TOWSON to TIMONIUMMar 21, 2025 to Aug 15, 2025
- Accounts · 88 to 428Mar 14, 2024 to Mar 21, 2025
- HNW clients · 62 to 67Mar 14, 2024 to Mar 21, 2025
- Assets in custody · $14.3M to $17.7MMar 14, 2024 to Mar 21, 2025
- Financial planning clients · 26-50 to 26-50Mar 14, 2024 to Mar 21, 2025
- Discretionary RAUM · $243M to $322MMar 14, 2024 to Mar 21, 2025
- HNW RAUM · $265M to $355MMar 14, 2024 to Mar 21, 2025
- Individual RAUM · $12.5M to $14.3MMar 14, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $33.7M to $47.0MMar 14, 2024 to Mar 21, 2025
- RAUM · $277M to $369MMar 14, 2024 to Mar 21, 2025
- Accounts · 84 to 88Sep 28, 2023 to Mar 14, 2024
- HNW clients · 57 to 62Sep 28, 2023 to Mar 14, 2024
- Individual clients · 27 to 26Sep 28, 2023 to Mar 14, 2024
- Assets in custody · $10.7M to $14.3MSep 28, 2023 to Mar 14, 2024
- Discretionary RAUM · $229M to $243MSep 28, 2023 to Mar 14, 2024
- HNW RAUM · $244M to $265MSep 28, 2023 to Mar 14, 2024
- Individual RAUM · $13.8M to $12.5MSep 28, 2023 to Mar 14, 2024
- Non-discretionary RAUM · $29.3M to $33.7MSep 28, 2023 to Mar 14, 2024
- RAUM · $258M to $277MSep 28, 2023 to Mar 14, 2024
- Other offices · 0 to 1Mar 29, 2023 to Sep 28, 2023
- Accounts · 81 to 84Mar 28, 2022 to Mar 28, 2023
- HNW clients · 54 to 57Mar 28, 2022 to Mar 28, 2023
- Assets in custody · $6.1M to $10.7MMar 28, 2022 to Mar 28, 2023
- Discretionary RAUM · $231M to $229MMar 28, 2022 to Mar 28, 2023
- HNW RAUM · $225M to $244MMar 28, 2022 to Mar 28, 2023
- Individual RAUM · $11.4M to $13.8MMar 28, 2022 to Mar 28, 2023
- Non-discretionary RAUM · $6.0M to $29.3MMar 28, 2022 to Mar 28, 2023
- RAUM · $237M to $258MMar 28, 2022 to Mar 28, 2023
- Accounts · 80 to 81Mar 30, 2021 to Mar 28, 2022
- Business name · B••••• L• K• • C• P• C• to L• K• B••••• • C••••••• P•••Mar 30, 2021 to Mar 28, 2022
- HNW clients · 56 to 54Mar 30, 2021 to Mar 28, 2022
Signals
2 dated events
- L• K• B••••• • C••••••• P••• reported RAUM $164.4M, down 49% from $320.5M (2019-07-11 to 2020-03-29)Mar 29, 2020 · RAUM change · derived
- David Christopher Benson (Principal And Shareholder) appeared on Schedule A of L• K• B••••• • C••••••• P•••Mar 29, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 410-494-6680reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- l•••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (410) 494-6680reportedpublic record, Form ADV, Jul 30, 2026
- Contact form
- l•••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $223Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026