DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Viking Fund Management LLC
Latest filing Mar 27, 2026
First filing on the tape Mar 28, 2012 · 17 filings
SEC status approved since Jul 2, 1999
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$1.1B as of Mar 27, 2026
Mar 28, 2012$769M then
HNW client RAUM$0 as of Mar 27, 2026
Mar 27, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 28, 20120 then
Employees (5.A)5 as of Mar 27, 2026
Mar 27, 20138 then
Private funds: no history
RAUM +21% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $95.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$1.1B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M Kevin Flagstad · Chief Compliance Officercontrolsince 08/2009 · owns less than 5%
- Erik Kraig Klebe · Treasurer/Governorcontrolsince 09/2011 · owns less than 5%
- Doyle Shannon Radke · President/Governorcontrolsince 09/1998 · owns less than 5%
Entity owners
- Corridor Investors, LLC · Parentdirect · owns 75% or more
Related persons
Schedule D 7.A
- Integrity Funds Distributor, LLCbroker-dealern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $950M to $1.1BMar 27, 2025 to Mar 27, 2026
- RAUM · $950M to $1.1BMar 27, 2025 to Mar 27, 2026
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $848M to $950MMar 27, 2024 to Mar 27, 2025
- RAUM · $848M to $950MMar 27, 2024 to Mar 27, 2025
- RAUM · $851M to $848MMar 27, 2023 to Mar 27, 2024
- Accounts · 11 to 12Mar 27, 2023 to Mar 27, 2024
- Discretionary RAUM · $851M to $848MMar 27, 2023 to Mar 27, 2024
- Advisory employees · 5 to 4Mar 25, 2022 to Mar 27, 2023
- Employees · 6 to 5Mar 25, 2022 to Mar 27, 2023
- Discretionary RAUM · $862M to $851MMar 25, 2022 to Mar 27, 2023
- RAUM · $862M to $851MMar 25, 2022 to Mar 27, 2023
- Accounts · 12 to 11Mar 26, 2021 to Mar 25, 2022
- Discretionary RAUM · $742M to $862MMar 26, 2021 to Mar 25, 2022
- RAUM · $742M to $862MMar 26, 2021 to Mar 25, 2022
- Advisory employees · 6 to 5Mar 26, 2020 to Mar 26, 2021
- Employees · 7 to 6Mar 26, 2020 to Mar 26, 2021
- Discretionary RAUM · $705M to $742MMar 26, 2020 to Mar 26, 2021
- RAUM · $705M to $742MMar 26, 2020 to Mar 26, 2021
- Accounts · 11 to 12Mar 26, 2019 to Mar 26, 2020
- Discretionary RAUM · $650M to $705MMar 26, 2019 to Mar 26, 2020
- RAUM · $650M to $705MMar 26, 2019 to Mar 26, 2020
- Accounts · 12 to 11Mar 27, 2018 to Mar 26, 2019
- Discretionary RAUM · $944M to $650MMar 27, 2018 to Mar 26, 2019
- RAUM · $944M to $650MMar 27, 2018 to Mar 26, 2019
- BD registered reps · 4 to 2Mar 28, 2017 to Mar 27, 2018
- Charity clients · unset to 0.0Mar 28, 2017 to Mar 27, 2018
- Corporate clients · unset to 0.0Mar 28, 2017 to Mar 27, 2018
- HNW clients · unset to 0.0Mar 28, 2017 to Mar 27, 2018
- Individual clients · unset to 0.0Mar 28, 2017 to Mar 27, 2018
- Pension plan clients · unset to 0.0Mar 28, 2017 to Mar 27, 2018
- Pooled vehicle clients · unset to 0.0Mar 28, 2017 to Mar 27, 2018
- Other offices · unset to 0.0Mar 28, 2017 to Mar 27, 2018
- Discretionary RAUM · $1.1B to $944MMar 28, 2017 to Mar 27, 2018
- HNW RAUM · unset to 0.0Mar 28, 2017 to Mar 27, 2018
- Individual RAUM · unset to 0.0Mar 28, 2017 to Mar 27, 2018
- Pension RAUM · unset to 0.0Mar 28, 2017 to Mar 27, 2018
- Pooled vehicle RAUM · unset to 0.0Mar 28, 2017 to Mar 27, 2018
- RAUM · $1.1B to $944MMar 28, 2017 to Mar 27, 2018
- Accounts · 11 to 12Mar 28, 2016 to Mar 28, 2017
Signals
4 dated events
- Jordan Matthew Yale (Secretary/Governor) no longer on Schedule A of Viking Fund Management Llc (listed 2022-03-25, absent 2023-03-27)Mar 27, 2023 · Control person left · inference
- Viking Fund Management Llc reported RAUM $649.7M, down 31% from $943.9M (2018-03-27 to 2019-03-26)Mar 26, 2019 · RAUM change · derived
- Jerome Toben Taft (Vice President/Governor) no longer on Schedule A of Viking Fund Management Llc (listed 2018-03-27, absent 2019-03-26)Mar 26, 2019 · Control person left · inference
- Jordan Matthew Yale (Secretary/Governor) appeared on Schedule A of Viking Fund Management LlcMar 26, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 701-852-5292reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026