DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

E•••••• G••••• P••••••• O••••••• L•

Former SEC-registered adviserNew York, New YorkCRD 108035SEC 801-56588IAPD
Latest filing Aug 27, 2020
First filing on the tape Mar 29, 2012 · 24 filings
RAUM
$6.5B
reported, Item 5.F
Discretionary
5.1%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
128
45 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
31
$3.4B gross assets
History
24 filings and snapshots on the tape
RAUM$6.5B as of Jun 26, 2020
Mar 29, 2012$5.6B then
HNW client RAUM$0 as of Jun 26, 2020
Jun 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Jun 26, 2020
Mar 27, 20131 then
Employees (5.A)128 as of Jun 26, 2020
Mar 27, 201346 then
Private funds31 as of Jun 26, 2020
Mar 29, 20127 then
RAUM -22% over the last fiscal year+4.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 27, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$139MderivedRAUM over accounts (5.F.2.f)
Discretionary
5.1%derivedof RAUM
Institutional
45%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived6 offices incl. principal (1.F.5)
RAUM growth, one year
-22%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody
$3.6B, 37 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$3.6B55%
  • Insurance companies$1.4B22%
  • Pension and profit-sharing plans$1.1B16%
  • State and municipal entities$466M7.1%
  • Corporations and businesses$12.9M0.2%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
1reported
Charitable clients
0reported
Accounts
47reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$3.6B for 37 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      10 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      E•••••• S•••••• O••••••••• M••••• F••• I• L•••no longer reportedHedge Fund$902M109Mar 29, 2012
      E•••••• G••••• A••••••• M•• F••• S••no longer reportedHedge Fund$86.3M15Mar 28, 2014
      E•••••• P•••••••• T••• R••• F••• L••no longer reportedHedge Fund$67.1M4Mar 27, 2013
      E••••••••• M••••••• F••• S••no longer reportedHedge Fund$54.7M6Oct 24, 2017
      E•••••• D••••••••• S••••• E••••• F••• L•••no longer reportedHedge Fund$41.2M3Mar 29, 2012
      A••••• B•••••••• C••••••••• V••••••• L••Hedge Fund$17.8M18Sep 26, 2018
      E••••••••• E••••••• H••••••• N•••no longer reportedHedge Fund$13.1M36Jun 29, 2017
      E••••••••• J•••• H••••••• N•••Hedge Fund$12.4M36Jun 29, 2017
      E•••••• 4• F•••• F•••no longer reportedHedge Fund$1.6M26Mar 30, 2016
      E•••••• C•••••• W••••• E••••••• F••• L•••no longer reportedHedge Fund$1.4M2Mar 29, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••••• F•••••••• P••• · Chief Financial Officercontrol
        since 05/2016 · owns less than 5%
      • H•••••••• G••••• S•••• · Chairman And Chief Executive Officercontrol
        since 05/2016 · owns 25% to 50%
      • K••••• B••••• J••• · General Counsel / Chief Compliance Officercontrol
        since 09/2007 · owns less than 5%
      • W••••••• K••••••• M•••• · Chief R••• Officercontrol
        since 01/2019 · owns less than 5%
      • H•••••••• G••••• S•••• · Membercontrol
        since 08/2020 · owns 75% or more of G• O•••••• G• L••
      • H•••••••• G••••• S•••• · Membercontrol
        since 08/2020 · owns 75% or more of G• E• H••••••• L••
      Entity owners
      • E•••••• G••••• F•• M••••••••• G• L•• · General Partner
        direct · owns less than 5%
      • E•••••• G••••• L•• · Owner
        direct · owns 75% or more
      • G• E• H••••••• L•• · Owner
        indirect · owns 75% or more of E•••••• G••••• L••
      • G• O•••••• G• L•• · Owner
        indirect · owns 75% or more of E•••••• G••••• F•• M••••••••• G• L••
      Related persons
      Schedule D 7.A
      Advisers that list E•••••• G••••• P••••••• O••••••• L• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • London, United Kingdom8 employees
      • Paris, France3 employees
      • Medfield, MA1 employees
      • New York, NY
      • Chicago, IL
      What changed
      consecutive filings, newest first
      • Accounts · 54 to 47
        Dec 19, 2019 to Jun 26, 2020
      • Advisory employees · 36 to 45
        Dec 19, 2019 to Jun 26, 2020
      • Advisory activities · 4 to 3
        Dec 19, 2019 to Jun 26, 2020
      • Pooled vehicle clients · 41 to 37
        Dec 19, 2019 to Jun 26, 2020
      • Assets in custody · $5.4B to $3.6B
        Dec 19, 2019 to Jun 26, 2020
      • Employees · 155 to 128
        Dec 19, 2019 to Jun 26, 2020
      • Private funds · 32 to 31
        Dec 19, 2019 to Jun 26, 2020
      • Discretionary RAUM · $7.4B to $334M
        Dec 19, 2019 to Jun 26, 2020
      • Non-discretionary RAUM · $971M to $6.2B
        Dec 19, 2019 to Jun 26, 2020
      • Pension RAUM · $1.1B to $1.1B
        Dec 19, 2019 to Jun 26, 2020
      • Pooled vehicle RAUM · $5.4B to $3.6B
        Dec 19, 2019 to Jun 26, 2020
      • RAUM · $8.4B to $6.5B
        Dec 19, 2019 to Jun 26, 2020
      • Business name · E••••••••• P••••••• O••••••• L• to E•••••• G••••• P••••••• O••••••• L•
        Jun 28, 2019 to Jul 30, 2019
      • Legal name · E••••••••• P••••••• O••••••• L• to E•••••• G••••• P••••••• O••••••• L•
        Jun 28, 2019 to Jul 30, 2019
      • Accounts · 63 to 54
        Oct 26, 2018 to Jun 28, 2019
      • Advisory employees · 46 to 36
        Oct 26, 2018 to Jun 28, 2019
      • Pooled vehicle clients · 50 to 41
        Oct 26, 2018 to Jun 28, 2019
      • Assets in custody · $7.6B to $5.4B
        Oct 26, 2018 to Jun 28, 2019
      • Employees · 199 to 155
        Oct 26, 2018 to Jun 28, 2019
      • Private funds · 34 to 32
        Oct 26, 2018 to Jun 28, 2019
      • Discretionary RAUM · $9.5B to $7.4B
        Oct 26, 2018 to Jun 28, 2019
      • Non-discretionary RAUM · $911M to $971M
        Oct 26, 2018 to Jun 28, 2019
      • Pension RAUM · $1.0B to $1.1B
        Oct 26, 2018 to Jun 28, 2019
      • Pooled vehicle RAUM · $7.3B to $5.4B
        Oct 26, 2018 to Jun 28, 2019
      • RAUM · $10B to $8.4B
        Oct 26, 2018 to Jun 28, 2019
      • Private funds · 33 to 34
        Jun 29, 2018 to Sep 26, 2018
      • Accounts · 61 to 63
        Oct 24, 2017 to Jun 29, 2018
      • Advisory employees · 43 to 46
        Oct 24, 2017 to Jun 29, 2018
      • Corporate clients · 3 to 1
        Oct 24, 2017 to Jun 29, 2018
      • Pooled vehicle clients · 41 to 50
        Oct 24, 2017 to Jun 29, 2018
      • Assets in custody · $9.5B to $7.6B
        Oct 24, 2017 to Jun 29, 2018
      • Employees · 189 to 199
        Oct 24, 2017 to Jun 29, 2018
      • Other offices · 4 to 5
        Oct 24, 2017 to Jun 29, 2018
      • Private funds · 30 to 33
        Oct 24, 2017 to Jun 29, 2018
      • Discretionary RAUM · $12B to $9.5B
        Oct 24, 2017 to Jun 29, 2018
      • Non-discretionary RAUM · $512M to $911M
        Oct 24, 2017 to Jun 29, 2018
      • Pension RAUM · $69.1M to $1.0B
        Oct 24, 2017 to Jun 29, 2018
      • Pooled vehicle RAUM · $8.7B to $7.3B
        Oct 24, 2017 to Jun 29, 2018
      • RAUM · $12B to $10B
        Oct 24, 2017 to Jun 29, 2018
      • Accounts · 16 to 61
        Apr 28, 2017 to Oct 24, 2017
      Signals
      2 dated events
      • Marie Kristin Weigand (Chief Risk Officer) appeared on Schedule A of E•••••• G••••• P••••••• O••••••• L•
        Jun 28, 2019 · Control person joined · fact
      • Nmn Jill Zelenko-Kuller (Co-Chief Risk Officer & Chief Operating Officer) no longer on Schedule A of E•••••• G••••• P••••••• O••••••• L• (listed 2018-10-26, absent 2019-06-28)
        Jun 28, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026