DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

F••••••• C••••••

Independent wealth managerGreenbrae, CaliforniaCRD 108102SEC 801-55385websiteIAPD
Legal name F••••••• C•••••• I••••••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 19 filings
SEC status approved since Mar 24, 1998
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
86%
$1.7B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$2.0B as of Mar 31, 2026
Mar 30, 2012$568M then
HNW client RAUM$1.7B as of Mar 31, 2026
Mar 30, 2018$800M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Feb 20, 20130 then
Employees (5.A)17 as of Mar 31, 2026
Feb 20, 201311 then
Private funds3 as of Mar 31, 2021
Mar 30, 20121 then
RAUM +1.5% over the last fiscal year+9.6% a year over threeIARs 1 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$7.2MderivedHNW RAUM over HNW clients
Average account
$2.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+1.5%derivedbetween the last two annual amendments
Advisor growth, one year
-100%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Custody
$16.4M, 6 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.7B86%
  • Corporations and businesses$257M13%
  • Charitable organizations$26.7M1.3%
  • Pension and profit-sharing plans$5.7M0.3%
  • Individuals$2.3M0.1%
Individual clients
n/areported
HNW clients
241reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
730reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$16.4M for 6 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.86 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      B•••••• P•••••••• L•••no longer reportedHedge Fund$1.5M1Mar 31, 2017
      Owners and control persons
      Schedule A and B, latest filing
      • M••••••••• A•••••• F••••• · Manager, Membercontrol
        since 01/1998 · owns 50% to 75%
      • N•••••••• M••••• · Manager, Member, Chief Compliance Officercontrol
        since 12/2005 · owns 10% to 25%
      • M••••••••• A•••••• F••••• · Trusteecontrol
        since 01/2022 · owns F of T•• M•••••••• F••••• T•••• U•• 8•••••••
      • M••••••••• A••• B• · Trusteecontrol
        since 01/2022 · owns F of T•• M•••••••• F••••• T•••• U•• 8•••••••
      • A••••••••• B••••• W•••••• · Member
        since 01/2025 · owns 10% to 25%
      • M•••••• J••••• W•••••• · Member
        since 01/2025 · owns 10% to 25%
      • R••••• M••••••••• M•••••• · Member
        since 01/2025 · owns 5% to 10%
      Entity owners
      • T•• M•••••••• F••••• T•••• U•• 8••••••• · Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • Pittsburgh, PA1 employees
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • control person changedChange between filings · filing Mar 31, 2026
        M••••••••• A••• B• (TRUSTEE) left Schedule A between the filings of 2024-03-28 and 2026-03-31
        peers: independent wealth managers, $1B to $5B (1,362)
      What changed
      consecutive filings, newest first
      • Accounts · 701 to 730
        Dec 9, 2025 to Mar 31, 2026
      • HNW clients · 233 to 241
        Dec 9, 2025 to Mar 31, 2026
      • Assets in custody · $15.2M to $16.4M
        Dec 9, 2025 to Mar 31, 2026
      • Employees · 16 to 17
        Dec 9, 2025 to Mar 31, 2026
      • State-registered IARs · 1 to 0
        Dec 9, 2025 to Mar 31, 2026
      • Discretionary RAUM · $2.0B to $2.0B
        Dec 9, 2025 to Mar 31, 2026
      • HNW RAUM · $1.7B to $1.7B
        Dec 9, 2025 to Mar 31, 2026
      • Individual RAUM · $1.8M to $2.3M
        Dec 9, 2025 to Mar 31, 2026
      • Pension RAUM · $8.0M to $5.7M
        Dec 9, 2025 to Mar 31, 2026
      • RAUM · $2.0B to $2.0B
        Dec 9, 2025 to Mar 31, 2026
      • Accounts · 662 to 701
        Mar 28, 2024 to Mar 31, 2025
      • HNW clients · 220 to 233
        Mar 28, 2024 to Mar 31, 2025
      • Assets in custody · $13.6M to $15.2M
        Mar 28, 2024 to Mar 31, 2025
      • Financial planning clients · 101-250 to 101-250
        Mar 28, 2024 to Mar 31, 2025
      • Discretionary RAUM · $1.8B to $2.0B
        Mar 28, 2024 to Mar 31, 2025
      • HNW RAUM · $1.5B to $1.7B
        Mar 28, 2024 to Mar 31, 2025
      • Individual RAUM · $2.0M to $1.8M
        Mar 28, 2024 to Mar 31, 2025
      • Pension RAUM · $21.1M to $8.0M
        Mar 28, 2024 to Mar 31, 2025
      • RAUM · $1.8B to $2.0B
        Mar 28, 2024 to Mar 31, 2025
      • Accounts · 643 to 662
        Mar 31, 2023 to Mar 28, 2024
      • HNW clients · 214 to 220
        Mar 31, 2023 to Mar 28, 2024
      • Assets in custody · $11.9M to $13.6M
        Mar 31, 2023 to Mar 28, 2024
      • Discretionary RAUM · $1.5B to $1.8B
        Mar 31, 2023 to Mar 28, 2024
      • HNW RAUM · $1.3B to $1.5B
        Mar 31, 2023 to Mar 28, 2024
      • Individual RAUM · $2.0M to $2.0M
        Mar 31, 2023 to Mar 28, 2024
      • Pension RAUM · $24.3M to $21.1M
        Mar 31, 2023 to Mar 28, 2024
      • RAUM · $1.5B to $1.8B
        Mar 31, 2023 to Mar 28, 2024
      • Accounts · 593 to 643
        Mar 31, 2022 to Mar 31, 2023
      • HNW clients · 199 to 214
        Mar 31, 2022 to Mar 31, 2023
      • Assets in custody · $13.6M to $11.9M
        Mar 31, 2022 to Mar 31, 2023
      • Employees · 19 to 16
        Mar 31, 2022 to Mar 31, 2023
      • Discretionary RAUM · $1.6B to $1.5B
        Mar 31, 2022 to Mar 31, 2023
      • HNW RAUM · $1.4B to $1.3B
        Mar 31, 2022 to Mar 31, 2023
      • Individual RAUM · $2.4M to $2.0M
        Mar 31, 2022 to Mar 31, 2023
      • Pension RAUM · $44.0M to $24.3M
        Mar 31, 2022 to Mar 31, 2023
      • RAUM · $1.6B to $1.5B
        Mar 31, 2022 to Mar 31, 2023
      • Accounts · 542 to 593
        May 18, 2021 to Mar 31, 2022
      • HNW clients · 186 to 199
        May 18, 2021 to Mar 31, 2022
      • Assets in custody · $15.3M to $13.6M
        May 18, 2021 to Mar 31, 2022
      • Employees · 14 to 19
        May 18, 2021 to Mar 31, 2022
      Signals
      4 dated events
      • B Ann M•••••••• (Trustee) appeared on Schedule A of F••••••• C••••••
        Mar 28, 2024 · Control person joined · fact
      • F••••••• C•••••• reported RAUM $1.4B, down 48% from $2.7B (2021-03-31 to 2021-05-18)
        May 18, 2021 · RAUM change · derived
      • Scott Clark (Managing Partner) no longer on Schedule A of F••••••• C•••••• (listed 2021-03-31, absent 2021-05-18)
        May 18, 2021 · Control person left · inference
      • F••••••• C•••••• reported RAUM $2.4B, up 29% from $1.8B (2019-03-29 to 2020-03-30)
        Mar 30, 2020 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      fvc@fairviewcap.comreportedpublished by the firm, firm site, Sep 16, 2026
      Business phone
      412-963-9160reportedpublished by the firm, firm site, Sep 16, 2026
      Business phone
      415-464-4640reportedpublished by the firm, firm site, Sep 16, 2026
      Firm profile
      H•••S://WWW.LINKEDIN.COM/COMPANY/F•••••••-CAPITAL-INVESTMENTreportedpublic record, Form ADV, Sep 18, 2026
      Website
      H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      415-464-4640reportedpublic record, Form ADV, Mar 31, 2026
      Contact form
      fairviewcap.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026