DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••• C•••••• M••••••••• I••
Latest filing Mar 27, 2026
First filing on the tape Mar 30, 2012 · 21 filings
SEC status approved since May 31, 1995
RAUM
$437M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$413M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$54.6M
derived; firm RAUM over IAPD count
Employees
11
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$437M as of Mar 27, 2026
Mar 30, 2012$245M then
HNW client RAUM$373M as of Mar 27, 2026
Mar 28, 2018$258M then
State-registered IARs (5.B.3)7 as of Mar 27, 2026
Mar 30, 20120 then
Employees (5.A)11 as of Mar 27, 2026
Mar 28, 20137 then
Private funds1 as of Mar 21, 2017
Mar 9, 20151 then
RAUM +12% over the last fiscal year+13% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $54.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 30derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $825,603derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.3%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$373M85%
- Individuals$39.4M9.0%
- Pension and profit-sharing plans$24.0M5.5%
- Charitable organizations$69,0000.0%
- Individual clients
- 130reported
- HNW clients
- 108reported
- Pension plan clients
- 24reported
- Charitable clients
- 1reported
- Accounts
- 529reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• C•••••• F•••• | Stuart, Fl | Mar 13, 2023 | 11 y | 0 |
| D•••• L• J•••• | Stuart, Fl | Mar 31, 2025 | 10 y | 1 |
| C•••• C•••••••• W••• | Stuart, Fl | Apr 2, 2025 | 10 y | 1 |
| C••••••• F•••• | Stuart, Fl | Apr 11, 2025 | 31 y | 1 |
| M•••••• F•••••••• F•••• | Stuart, Fl | Apr 15, 2025 | 32 y | 1 |
| N••••••• D•••• S••••••• | Stuart, Fl | Jul 8, 2025 | 17 y | 1 |
| B••••• H••••• | Stuart, Fl | Aug 27, 2025 | 36 y | 1 |
| J••• R••••• T•••••• | Stuart, Fl | Aug 27, 2025 | 28 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- W•••••• J•••• C•••••• to H••••• R••••Mar 16, 2018 · Other
Joined, latest
- W•••••• J•••• C•••••• from R•••••• J•••• F•••••••• S•••••••• I•••Sep 7, 2010 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••••• P••••••••• F•••• L•••no longer reported | Hedge Fund | $4.0M | 20 | Mar 18, 2014 |
Owners and control persons
Schedule A and B, latest filing
- F••••• M••••••• F•••••••• · President/Cfocontrolsince 01/2001 · owns 50% to 75%
- R•••• S••••• · Chief Compliance Officersince 03/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Stuart, Fl · principal | 8 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 468 to 529Mar 24, 2025 to Mar 27, 2026
- HNW clients · 99 to 108Mar 24, 2025 to Mar 27, 2026
- Individual clients · 136 to 130Mar 24, 2025 to Mar 27, 2026
- Pension plan clients · 23 to 24Mar 24, 2025 to Mar 27, 2026
- Discretionary RAUM · $391M to $437MMar 24, 2025 to Mar 27, 2026
- HNW RAUM · $334M to $373MMar 24, 2025 to Mar 27, 2026
- Individual RAUM · $38.5M to $39.4MMar 24, 2025 to Mar 27, 2026
- Pension RAUM · $18.1M to $24.0MMar 24, 2025 to Mar 27, 2026
- RAUM · $391M to $437MMar 24, 2025 to Mar 27, 2026
- Accounts · 242 to 468Mar 28, 2024 to Mar 24, 2025
- Advisory employees · 6 to 7Mar 28, 2024 to Mar 24, 2025
- HNW clients · 92 to 99Mar 28, 2024 to Mar 24, 2025
- Individual clients · 129 to 136Mar 28, 2024 to Mar 24, 2025
- Pension plan clients · 20 to 23Mar 28, 2024 to Mar 24, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 24, 2025
- State-registered IARs · 6 to 7Mar 28, 2024 to Mar 24, 2025
- Discretionary RAUM · $351M to $391MMar 28, 2024 to Mar 24, 2025
- HNW RAUM · $291M to $334MMar 28, 2024 to Mar 24, 2025
- Individual RAUM · $35.8M to $38.5MMar 28, 2024 to Mar 24, 2025
- Pension RAUM · $24.0M to $18.1MMar 28, 2024 to Mar 24, 2025
- RAUM · $351M to $391MMar 28, 2024 to Mar 24, 2025
- Accounts · 390 to 242Mar 30, 2023 to Mar 28, 2024
- HNW clients · 80 to 92Mar 30, 2023 to Mar 28, 2024
- Individual clients · 164 to 129Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $303M to $351MMar 30, 2023 to Mar 28, 2024
- HNW RAUM · $229M to $291MMar 30, 2023 to Mar 28, 2024
- Individual RAUM · $54.8M to $35.8MMar 30, 2023 to Mar 28, 2024
- Pension RAUM · $19.5M to $24.0MMar 30, 2023 to Mar 28, 2024
- RAUM · $303M to $351MMar 30, 2023 to Mar 28, 2024
- Accounts · 264 to 390Jan 12, 2023 to Mar 30, 2023
- Advisory activities · 3 to 2Jan 12, 2023 to Mar 30, 2023
- Corporate clients · unset to 0.0Jan 12, 2023 to Mar 30, 2023
- HNW clients · 90 to 80Jan 12, 2023 to Mar 30, 2023
- Individual clients · 154 to 164Jan 12, 2023 to Mar 30, 2023
- Pension plan clients · 19 to 20Jan 12, 2023 to Mar 30, 2023
- Pooled vehicle clients · unset to 0.0Jan 12, 2023 to Mar 30, 2023
- Discretionary RAUM · $338M to $303MJan 12, 2023 to Mar 30, 2023
- HNW RAUM · $262M to $229MJan 12, 2023 to Mar 30, 2023
- Individual RAUM · $54.5M to $54.8MJan 12, 2023 to Mar 30, 2023
- Pension RAUM · $21.2M to $19.5MJan 12, 2023 to Mar 30, 2023
Signals
1 dated events
- C••••••• F•••• (Owner) no longer on Schedule A of F•••• C•••••• M••••••••• I•• (listed 2023-01-12, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 772-223-9686reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-524-9175reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/fogel-capital-management-inc/posts/?feereportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 772-223-9686reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- fogelcapital.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- fogelcapital.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $54.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026