DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••••• F•••••••• A•••••••• L••
Latest filing Mar 13, 2026
First filing on the tape Feb 8, 2012 · 20 filings
SEC status approved since Feb 3, 2021
RAUM
$261M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$260M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$52.2M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$261M as of Mar 13, 2026
Feb 8, 2012$63.0M then
HNW client RAUM$155M as of Mar 13, 2026
Jan 19, 2021$48.0M then
State-registered IARs (5.B.3)5 as of Mar 13, 2026
Feb 8, 20120 then
Employees (5.A)7 as of Mar 13, 2026
Jan 19, 20216 then
Private funds: no history
RAUM +19% over the last fiscal year+24% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $52.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 73derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $255,926derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $113M, 180 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$155M60%
- Individuals$105M40%
- Charitable organizations$289,6700.1%
- Corporations and businesses$96,0540.0%
- Individual clients
- 304reported
- HNW clients
- 59reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 1,019reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $113M for 180 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•• G••• W••••••• | Jacksonville, Fl | Feb 5, 1991 | 42 y | 0 |
| B•••• W•••••• F••••• | Jacksonville, Fl | Mar 18, 2009 | 17 y | 0 |
| T••••• E•••• D••••• | Jacksonville, Fl | Jul 25, 2017 | 12 y | 1 |
| C••••••••• F••••••• D••••••••Certified Financial Planner | Jacksonville, Fl | Feb 3, 2021 | 19 y | 0 |
| B•••••• T••••• M•••••Certified Financial Planner | Jacksonville, Fl | Jul 6, 2022 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- H•••••• J• G•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Oct 15, 2013 · Other
Joined, latest
- B•••••• T••••• M••••• from R•••• C•••••• A•••••••• L•Jul 6, 2022 · RIA to RIA
- T••••• E•••• D••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jul 25, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••••• C••••••••• F••••••• · Membercontrolsince 01/2008 · owns 5% to 10%
- F•••••• B••••• W•••••• · Membercontrolsince 12/2011 · owns 5% to 10%
- W•••••••• D••• G••• · Managing Member & Chief Compliance Officercontrolsince 01/2008 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jacksonville, Fl · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 988 to 1,019Mar 7, 2025 to Mar 13, 2026
- Charity clients · 2 to 1Mar 7, 2025 to Mar 13, 2026
- Corporate clients · 4 to 2Mar 7, 2025 to Mar 13, 2026
- HNW clients · 45 to 59Mar 7, 2025 to Mar 13, 2026
- Individual clients · 320 to 304Mar 7, 2025 to Mar 13, 2026
- Assets in custody · $94.7M to $113MMar 7, 2025 to Mar 13, 2026
- Discretionary RAUM · $219M to $261MMar 7, 2025 to Mar 13, 2026
- HNW RAUM · $122M to $155MMar 7, 2025 to Mar 13, 2026
- Individual RAUM · $95.3M to $105MMar 7, 2025 to Mar 13, 2026
- RAUM · $219M to $261MMar 7, 2025 to Mar 13, 2026
- Accounts · 961 to 988Mar 6, 2024 to Mar 7, 2025
- Charity clients · 1 to 2Mar 6, 2024 to Mar 7, 2025
- Corporate clients · 2 to 4Mar 6, 2024 to Mar 7, 2025
- HNW clients · 41 to 45Mar 6, 2024 to Mar 7, 2025
- Individual clients · 326 to 320Mar 6, 2024 to Mar 7, 2025
- Assets in custody · $86.7M to $94.7MMar 6, 2024 to Mar 7, 2025
- Financial planning clients · 1-10 to 1-10Mar 6, 2024 to Mar 7, 2025
- Discretionary RAUM · $184M to $219MMar 6, 2024 to Mar 7, 2025
- HNW RAUM · $102M to $122MMar 6, 2024 to Mar 7, 2025
- Individual RAUM · $81.9M to $95.3MMar 6, 2024 to Mar 7, 2025
- RAUM · $184M to $219MMar 6, 2024 to Mar 7, 2025
- Accounts · 919 to 961Aug 15, 2023 to Mar 6, 2024
- Corporate clients · 4 to 2Aug 15, 2023 to Mar 6, 2024
- HNW clients · 27 to 41Aug 15, 2023 to Mar 6, 2024
- Individual clients · 342 to 326Aug 15, 2023 to Mar 6, 2024
- Assets in custody · $48.5M to $86.7MAug 15, 2023 to Mar 6, 2024
- Financial planning clients · 11-25 to 1-10Aug 15, 2023 to Mar 6, 2024
- Discretionary RAUM · $137M to $184MAug 15, 2023 to Mar 6, 2024
- HNW RAUM · $56.3M to $102MAug 15, 2023 to Mar 6, 2024
- Individual RAUM · $77.4M to $81.9MAug 15, 2023 to Mar 6, 2024
- RAUM · $137M to $184MAug 15, 2023 to Mar 6, 2024
- Accounts · 924 to 919Jan 12, 2023 to Feb 21, 2023
- Charity clients · 0 to 1Jan 12, 2023 to Feb 21, 2023
- Corporate clients · 2 to 4Jan 12, 2023 to Feb 21, 2023
- HNW clients · 36 to 27Jan 12, 2023 to Feb 21, 2023
- Individual clients · 330 to 342Jan 12, 2023 to Feb 21, 2023
- Assets in custody · $135M to $48.5MJan 12, 2023 to Feb 21, 2023
- Financial planning clients · 101-250 to 11-25Jan 12, 2023 to Feb 21, 2023
- Discretionary RAUM · $136M to $137MJan 12, 2023 to Feb 21, 2023
- HNW RAUM · $66.4M to $56.3MJan 12, 2023 to Feb 21, 2023
Signals
1 dated events
- T•••••••• F•••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Jan 4, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@trustwellfa.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 904-996-7800reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/trustwell-financial-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- T••••••••FA.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 904-996-7800reportedpublic record, Form ADV, Mar 13, 2026
- Contact form
- trustwellfa.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- trustwellfa.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $52.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026