DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Bardin Financial Services

Former SEC-registered adviserJackson, CaliforniaCRD 108494SEC 801-55709IAPD
Legal name Bardin Financial Services Inc
Latest filing Mar 5, 2015
First filing on the tape Mar 30, 2012 · 7 filings
RAUM
$60.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$60.0M as of Feb 6, 2015
Mar 30, 2012$71.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Feb 6, 2015
Mar 30, 20120 then
Employees (5.A)1 as of Feb 6, 2015
Mar 6, 20130 then
Private funds: no history
RAUM -27% over the last fiscal year-5.7% a year over threeIARs 0 to 1
Practice profile
derived from the filing of Mar 5, 2015; every figure names its basis
RAUM per advisor
$60.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$326,087derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-27%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
184reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Dennis Craig Vanhulzen · Chief Compliance Officercontrol
    since 10/2004 · owns less than 5%
Entity owners
  • Van Hulzen Asset Management · Sole Owner
    direct · owns 75% or more
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
  • Folsom, CA
What changed
consecutive filings, newest first
  • Advisory activities · 2 to 1
    Mar 5, 2015 to Mar 5, 2015
  • Accounts · 304 to 184
    Nov 24, 2014 to Feb 6, 2015
  • Advisory employees · 0 to 1
    Nov 24, 2014 to Feb 6, 2015
  • Employees · 0 to 1
    Nov 24, 2014 to Feb 6, 2015
  • Insurance-licensed employees · 0 to 1
    Nov 24, 2014 to Feb 6, 2015
  • State-registered IARs · 0 to 1
    Nov 24, 2014 to Feb 6, 2015
  • Discretionary RAUM · $81.8M to $60.0M
    Nov 24, 2014 to Feb 6, 2015
  • Non-discretionary RAUM · $650,000 to $0
    Nov 24, 2014 to Feb 6, 2015
  • RAUM · $82.5M to $60.0M
    Nov 24, 2014 to Feb 6, 2015
  • Accounts · 301 to 304
    Mar 6, 2013 to Mar 28, 2014
  • Discretionary RAUM · $78.1M to $81.8M
    Mar 6, 2013 to Mar 28, 2014
  • Non-discretionary RAUM · $1.2M to $650,000
    Mar 6, 2013 to Mar 28, 2014
  • RAUM · $79.3M to $82.5M
    Mar 6, 2013 to Mar 28, 2014
  • Accounts · 307 to 301
    Mar 30, 2012 to Mar 6, 2013
  • Advisory employees · unset to 0.0
    Mar 30, 2012 to Mar 6, 2013
  • Employees · unset to 0.0
    Mar 30, 2012 to Mar 6, 2013
  • Discretionary RAUM · $70.4M to $78.1M
    Mar 30, 2012 to Mar 6, 2013
  • Non-discretionary RAUM · $1.1M to $1.2M
    Mar 30, 2012 to Mar 6, 2013
  • RAUM · $71.5M to $79.3M
    Mar 30, 2012 to Mar 6, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026