DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••••• A•••• M•••••••••
Legal name M••••••••• A•••• M••••••••• L•
Latest filing Mar 27, 2026
First filing on the tape Dec 5, 2011 · 24 filings
SEC status approved since Jun 7, 1987
RAUM
$4.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
2.0%
$83.1M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$4.2B as of Mar 27, 2026
Mar 28, 2012$1.6B then
HNW client RAUM$83.1M as of Mar 27, 2026
Mar 23, 2018$116M then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 28, 20120 then
Employees (5.A)25 as of Mar 27, 2026
Mar 26, 201321 then
Private funds2 as of Mar 27, 2026
Mar 28, 20121 then
RAUM -3.0% over the last fiscal year-8.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $167MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 55%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Custody
- $6.7M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.7B41%
- State and municipal entities$1.3B30%
- Insurance companies$731M18%
- Pension and profit-sharing plans$306M7.3%
- High-net-worth individuals$83.1M2.0%
- Corporations and businesses$65.2M1.6%
- Investment companies$23.8M0.6%
- Individual clients
- 0reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 25reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $6.7M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.02 fund_share=0.42 institutional_share=0.55 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••••••• I••••••••• T••••• S••••• 1• U••• L•• V••••••••• L•••••••• | Other Private Fund | $544M | 23 | Aug 22, 2013 |
| M•• E••••• F••• L••no longer reported | Other Private Fund | $312M | 10 | Mar 31, 2017 |
| M••••••••• I••••••••• F•••••• L•••••• P••••••••• | Hedge Fund | $4.9M | 1 | Mar 28, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• J•••••••• N•••• · President, Cfo, & Ccocontrolsince 01/2008 · owns 5% to 10%
- E••••••••• J••••• M•••••• · Ciocontrolsince 04/2004 · owns 10% to 25%
- J••••••• W••••••• E••••• · Ceocontrolsince 06/1987 · owns 5% to 10%
- S••••••••• A•••• J•• · Chaircontrolsince 02/1988 · owns 5% to 10%
- E••••••••• J••••• M•••••• · Directorcontrolsince 01/2017 · owns 25% to 50% of M••••••••• A•••• M••••••••• C••••
- J••••••• W••••••• E••••• · Presidentcontrolsince 06/1987 · owns 25% to 50% of M••••••••• A•••• M••••••••• C••••
Entity owners
- M••••••••• A•••• M••••••••• C•••• · General Partnerdirect · owns 10% to 25%
- R••••••• P•••••••• I••• L••• · L•••••• Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 27 to 25Sep 3, 2025 to Mar 27, 2026
- Advisory employees · 8 to 9Sep 3, 2025 to Mar 27, 2026
- Pooled vehicle clients · 5 to 11Sep 3, 2025 to Mar 27, 2026
- Assets in custody · $5.8M to $6.7MSep 3, 2025 to Mar 27, 2026
- Employees · 24 to 25Sep 3, 2025 to Mar 27, 2026
- Discretionary RAUM · $4.3B to $4.2BSep 3, 2025 to Mar 27, 2026
- HNW RAUM · $92.6M to $83.1MSep 3, 2025 to Mar 27, 2026
- Pension RAUM · $512M to $306MSep 3, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.3B to $1.7BSep 3, 2025 to Mar 27, 2026
- RAUM · $4.3B to $4.2BSep 3, 2025 to Mar 27, 2026
- Accounts · 33 to 27Mar 26, 2024 to Mar 26, 2025
- Assets in custody · $4.9M to $5.8MMar 26, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 26, 2025
- Discretionary RAUM · $5.1B to $4.3BMar 26, 2024 to Mar 26, 2025
- HNW RAUM · $90.2M to $92.6MMar 26, 2024 to Mar 26, 2025
- Pension RAUM · $849M to $512MMar 26, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $1.3B to $1.3BMar 26, 2024 to Mar 26, 2025
- RAUM · $5.1B to $4.3BMar 26, 2024 to Mar 26, 2025
- Accounts · 37 to 33Mar 27, 2023 to Mar 26, 2024
- Pension plan clients · 5.0 to unsetMar 27, 2023 to Mar 26, 2024
- Assets in custody · $4.4M to $4.9MMar 27, 2023 to Mar 26, 2024
- Discretionary RAUM · $5.4B to $5.1BMar 27, 2023 to Mar 26, 2024
- HNW RAUM · $99.9M to $90.2MMar 27, 2023 to Mar 26, 2024
- Pension RAUM · $845M to $849MMar 27, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $1.3B to $1.3BMar 27, 2023 to Mar 26, 2024
- RAUM · $5.4B to $5.1BMar 27, 2023 to Mar 26, 2024
- Accounts · 39 to 37Mar 23, 2022 to Mar 27, 2023
- Pension plan clients · 7 to 5Mar 23, 2022 to Mar 27, 2023
- Assets in custody · $5.3M to $4.4MMar 23, 2022 to Mar 27, 2023
- Discretionary RAUM · $8.1B to $5.4BMar 23, 2022 to Mar 27, 2023
- HNW RAUM · $117M to $99.9MMar 23, 2022 to Mar 27, 2023
- Pension RAUM · $2.1B to $845MMar 23, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $1.7B to $1.3BMar 23, 2022 to Mar 27, 2023
- RAUM · $8.1B to $5.4BMar 23, 2022 to Mar 27, 2023
- Accounts · 40 to 39Mar 23, 2021 to Mar 23, 2022
- Pension plan clients · 8 to 7Mar 23, 2021 to Mar 23, 2022
- Pooled vehicle clients · 6 to 5Mar 23, 2021 to Mar 23, 2022
- Assets in custody · $4.2M to $5.3MMar 23, 2021 to Mar 23, 2022
- Employees · 26 to 24Mar 23, 2021 to Mar 23, 2022
- Private funds · 3 to 2Mar 23, 2021 to Mar 23, 2022
Signals
5 dated events
- M••••••••• A•••• M••••••••• reported RAUM $5.4B, down 33% from $8.1B (2022-03-23 to 2023-03-27)Mar 27, 2023 · RAUM change · derived
- Brandt Matthew Arnould (Svp, Gc, & Cco) no longer on Schedule A of M••••••••• A•••• M••••••••• (listed 2021-03-23, absent 2022-03-23)Mar 23, 2022 · Control person left · inference
- Brandt Matthew Arnould (Svp, Gc, & Cco) appeared on Schedule A of M••••••••• A•••• M•••••••••Jan 26, 2021 · Control person joined · fact
- M••••••••• A•••• M••••••••• reported RAUM $10.1B, up 30% from $7.8B (2019-03-21 to 2020-03-20)Mar 20, 2020 · RAUM change · derived
- Jay Alan Strassman (Chairman) appeared on Schedule A of M••••••••• A•••• M•••••••••Mar 21, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/M•••••••••-ASSET-MANAGEMENTreportedpublic record, Form ADV, Sep 19, 2026
- Website
- M•••••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 617.424.4700reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026