DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••• A•••• M••••••••• L••
Latest filing Mar 19, 2026
First filing on the tape Mar 14, 2012 · 28 filings
SEC status approved since Mar 18, 1999
RAUM
$693M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$667M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$69.3M
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$693M as of Mar 19, 2026
Mar 14, 2012$152M then
HNW client RAUM$626M as of Mar 19, 2026
Mar 26, 2018$219M then
State-registered IARs (5.B.3)8 as of Mar 19, 2026
Mar 22, 20133 then
Employees (5.A)11 as of Mar 19, 2026
Mar 22, 20133 then
Private funds: no history
RAUM +11% over the last fiscal year+18% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
- RAUM per advisor
- $69.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 64derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 2.5derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$626M90%
- Individuals$41.6M6.0%
- Charitable organizations$13.8M2.0%
- Pension and profit-sharing plans$9.2M1.3%
- Corporations and businesses$2.3M0.3%
- Individual clients
- 231reported
- HNW clients
- 412reported
- Pension plan clients
- 11reported
- Charitable clients
- 8reported
- Accounts
- 665reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• C• G••••••Chartered Financial Analyst | Chester, Nj | Nov 27, 2012 | 27 y | 0 |
| C••••••••• R•••••• C••••Chartered Financial Analyst | Chester, Nj | Nov 27, 2012 | 27 y | 0 |
| T•••••• W•••• R••• | Chester, Nj | Nov 27, 2012 | 40 y | 2 |
| D••••• D•••• W••• | Chester, Nj | Nov 30, 2012 | 34 y | 1 |
| M•••••• T•••• U•••••••••Chartered Financial Analyst | Bradenton, Fl | Jun 6, 2013 | 26 y | 1 |
| D••••• J••• C••••••• | Warren, Nj | Oct 16, 2013 | 36 y | 0 |
| G•••••• P••• R••• | Chester, Nj | Jul 29, 2019 | 12 y | 0 |
| W•••••• J• C••••••• | Chester, Nj | Mar 21, 2023 | 20 y | 0 |
| D•••• J••• G••••••Chartered Financial Consultant | Chester, Nj | Jan 18, 2024 | 12 y | 0 |
| D••••• M••••Certified Financial Planner | Bonita Springs, Fl | May 7, 2025 | 17 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• T•••• U••••••••• from A••• W••••• S•••••••••Jun 6, 2013 · Other
- D••••• D•••• W••• from M•••••• L•••• I••••••••• M••••••• L•Nov 30, 2012 · Other
- T•••••• W•••• R••• from C••••••••• C•••••• M••••••••• I•••Nov 27, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••• J•••• C• · President And Ceocontrolsince 02/1999 · owns 75% or more
- C•••••••• W••••••• J• · Chief Compliance Officer And Portfolio Managersince 11/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chester, Nj · principal | 8 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 623 to 665Apr 9, 2025 to Mar 19, 2026
- Charity clients · 7 to 8Apr 9, 2025 to Mar 19, 2026
- Corporate clients · 1 to 3Apr 9, 2025 to Mar 19, 2026
- HNW clients · 382 to 412Apr 9, 2025 to Mar 19, 2026
- Individual clients · 222 to 231Apr 9, 2025 to Mar 19, 2026
- Discretionary RAUM · $624M to $693MApr 9, 2025 to Mar 19, 2026
- HNW RAUM · $554M to $626MApr 9, 2025 to Mar 19, 2026
- Individual RAUM · $45.1M to $41.6MApr 9, 2025 to Mar 19, 2026
- Pension RAUM · $7.6M to $9.2MApr 9, 2025 to Mar 19, 2026
- RAUM · $624M to $693MApr 9, 2025 to Mar 19, 2026
- Accounts · 552 to 623Mar 20, 2024 to Apr 9, 2025
- Advisory activities · 2 to 3Mar 20, 2024 to Apr 9, 2025
- Corporate clients · unset to 1.0Mar 20, 2024 to Apr 9, 2025
- HNW clients · 345 to 382Mar 20, 2024 to Apr 9, 2025
- Individual clients · 192 to 222Mar 20, 2024 to Apr 9, 2025
- Pension plan clients · 8 to 11Mar 20, 2024 to Apr 9, 2025
- Financial planning clients · 251-500 to 251-500Mar 20, 2024 to Apr 9, 2025
- Other offices · 0 to 3Mar 20, 2024 to Apr 9, 2025
- Discretionary RAUM · $494M to $624MMar 20, 2024 to Apr 9, 2025
- HNW RAUM · $443M to $554MMar 20, 2024 to Apr 9, 2025
- Individual RAUM · $36.4M to $45.1MMar 20, 2024 to Apr 9, 2025
- Pension RAUM · $6.0M to $7.6MMar 20, 2024 to Apr 9, 2025
- RAUM · $494M to $624MMar 20, 2024 to Apr 9, 2025
- Accounts · 534 to 552Mar 22, 2023 to Mar 20, 2024
- HNW clients · 332 to 345Mar 22, 2023 to Mar 20, 2024
- Individual clients · 185 to 192Mar 22, 2023 to Mar 20, 2024
- Pension plan clients · 10 to 8Mar 22, 2023 to Mar 20, 2024
- State-registered IARs · 7 to 8Mar 22, 2023 to Mar 20, 2024
- Discretionary RAUM · $417M to $494MMar 22, 2023 to Mar 20, 2024
- HNW RAUM · $372M to $443MMar 22, 2023 to Mar 20, 2024
- Individual RAUM · $32.0M to $36.4MMar 22, 2023 to Mar 20, 2024
- Pension RAUM · $4.4M to $6.0MMar 22, 2023 to Mar 20, 2024
- RAUM · $417M to $494MMar 22, 2023 to Mar 20, 2024
- Accounts · 507 to 534Feb 16, 2022 to Mar 22, 2023
- Advisory employees · 7 to 8Feb 16, 2022 to Mar 22, 2023
- Advisory activities · 3 to 2Feb 16, 2022 to Mar 22, 2023
- HNW clients · 326 to 332Feb 16, 2022 to Mar 22, 2023
- Individual clients · 166 to 185Feb 16, 2022 to Mar 22, 2023
- Pension plan clients · 8 to 10Feb 16, 2022 to Mar 22, 2023
- Employees · 9 to 11Feb 16, 2022 to Mar 22, 2023
Signals
2 dated events
- C••••••• A•••• M••••••••• L•• reported RAUM $624.3M, up 26% from $494.4M (2024-03-20 to 2025-04-09)Apr 9, 2025 · RAUM change · derived
- C••••••• A•••• M••••••••• L•• reported RAUM $410.5M, up 34% from $305.3M (2020-12-16 to 2021-03-17)Mar 17, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- eregit@covasset.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- lmaher@covasset.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 201-213-1952reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 908-879-2360reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 908-879-4090reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/covenant-asset-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- COVASSET.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 908-879-4090reportedpublic record, Form ADV, Mar 19, 2026
- Team page
- covasset.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $69.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026