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RIA Intelligence

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SEC-registered adviser

W•••• I•••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 108673SEC 801-23491website IAPD

Latest filing Jun 12, 2026

First filing on the tape Mar 30, 2012 · 40 filings

SEC status approved since Feb 15, 1985

RAUM

$29B

reported, Item 5.F

Discretionary

95%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

158

69 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

40 filings and snapshots on the tape

RAUM$29B as of Jun 12, 2026

Mar 30, 2012$4.7B then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Jun 12, 2026

Mar 30, 20120 then

Employees (5.A)158 as of Jun 12, 2026

Mar 28, 201362 then

Private funds34 as of Jun 12, 2026

Mar 30, 20121 then

RAUM +5.3% over the last fiscal year+0.0% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Jun 12, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $271MderivedRAUM over accounts (5.F.2.f)
Discretionary: 95%derivedof RAUM
Institutional: 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year: +5.3%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, otherreportedItem 5.G
Custody: $3.3B, 9 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$22B77%
Corporations and businesses$6.3B22%
Sovereign wealth funds$438M1.5%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 107reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $3.3B for 9 clientsreported
Compensation: % of AUM, fixed, performancereported
Class basis: private_client_share=0.0 fund_share=0.77 institutional_share=0.02 related_bd=false related_bank=true bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

37 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
C•••••• C••••••••• L•••	Private Equity Fund	$1.7B	33	Mar 28, 2019
W•••• G••••• H••••••• L•••	Private Equity Fund	$1.0B	4	Mar 31, 2015
C••••••••• G••••••••• I• F••••• L•	Private Equity Fund	$902M	7	Mar 31, 2022
C••••••••• G••••••••• I• F••••• L•	Private Equity Fund	$665M	25	Mar 22, 2024
R••• E••••• P••• F••• L•	Real Estate Fund	$562M	3	Mar 31, 2022
T••••• H••••••• L•	Private Equity Fund	$512M	11	Mar 31, 2022
W••••• H••••••• L•	Private Equity Fund	$466M	16	Mar 31, 2022
W••••••••• T•••• I• L•	Private Equity Fund	$323M	3	Mar 31, 2022
W••••••••• T•••• I• L••	Private Equity Fund	$303M	1	Mar 31, 2022
R••• E••••• A••••••••• I••••••••• F••• I•• L•	Real Estate Fund	$302M	3	Mar 22, 2024
T•••••• H••••••• L•	Private Equity Fund	$256M	2	Mar 31, 2023
C••••••••• G••••••••• I• F••••• L•	Private Equity Fund	$253M	6	Mar 31, 2022
C••••••• I••••••••• L•	Private Equity Fund	$210M	3	Mar 22, 2024
W•••••••• C•••••••• N••••• L•	Real Estate Fund	$175M	1	Mar 22, 2024
S••••••• D••••••••• S••••••• I• L•••	Private Equity Fund	$173M	5	Mar 31, 2015
C•••••• C••••••••• A• L•	Private Equity Fund	$106M	33	Mar 31, 2022
W•• V•• M••••• F••• L•	Private Equity Fund	$64.5M	18	Mar 30, 2016
R••• E••••• A••••••••• I••••••••• F••• I•••• L•	Real Estate Fund	$59.6M	3	Mar 22, 2024
C••••••••• G••••••••• I•• A• L•	Private Equity Fund	$51.2M	5	Mar 31, 2022
S•••••• •• L••	Private Equity Fund	$47.0M	6	Mar 26, 2021
C••••••••• G••••••••• I• F••••• L•	Private Equity Fund	$45.4M	4	Mar 22, 2024
B•• S•• H••••••• L•••	Private Equity Fund	$43.3M	17	Mar 26, 2021
W•••• P•••••• E••••• F••• V• L•••	Private Equity Fund	$41.5M	1	Mar 31, 2014
W•••••••• C•••••••• U• L•	Real Estate Fund	$37.7M	1	Mar 22, 2024
W•••• S••••• L•	Private Equity Fund	$33.2M	11	Mar 29, 2018
K••• F••• I• L•••	Real Estate Fund	$33.0M	1	Mar 31, 2022
M•• P•••••• E••••• F•••• L•••	Private Equity Fund	$30.0M	3	Mar 30, 2012
S••••••• D••••••••• S••••••• I•• L•••	Private Equity Fund	$18.7M	4	Mar 31, 2015
S••••••• D••••••••• S••••••• I• L•••	Private Equity Fund	$14.8M	5	Mar 31, 2015
S•••••• •• L••	Private Equity Fund	$11.1M	6	Mar 26, 2021
A• R••••• H••••• L••	Real Estate Fund	$6.6M	2	Mar 31, 2022
S••••••• D••••••••• S••••••• L•••no longer reported	Private Equity Fund	$4.2M	5	Mar 31, 2015
W•••• S••••• C•••••• M••••• L•	Private Equity Fund	$3.4M	12	Mar 31, 2015
S••••••• S•••••••• S••••••• L• • C•••• I•	Private Equity Fund	$2.7M	4	Mar 31, 2015
D•• R••••• H••••• L••	Real Estate Fund	$1.6M	1	Mar 31, 2022
S••••••• S•••••••• S••••••• L• • C•••• I•	Private Equity Fund	$869,813	4	Mar 27, 2020
S••••••• S•••••••• S••••••• L• • C•••• I••	Private Equity Fund	$0	4	Mar 27, 2020

Owners and control persons

Schedule A and B, latest filing

A•••••••• A•••• A•••• · Director/Chief I•••••Ment Officer/Senior M••••••• Directorcontrol
since 02/2022 · owns less than 5%
A••••••••• F••••• M•••••• · Chairman/Director/Chief Executive Officercontrol
since 07/2017 · owns less than 5%
H••••• F•••••• N•• · Director/Chief Operating Officer/Senior M••••••• Directorcontrol
since 08/2017 · owns less than 5%
H••••• M••••••• N•• · Chief Compliance Officer/Senior M••••••• Directorcontrol
since 07/2018 · owns less than 5%
M••••••• A••••••••• J• · Chief Financial Officer/M••••••• Directorcontrol
since 05/2023 · owns less than 5%
S••••• S••••• · General Counsel/M••••••• Directorcontrol
since 01/2023 · owns less than 5%

Entity owners

W•••• I•••••••• C••••••••• L••• •••• · Wholly Owns Registrant
direct · owns 75% or more
G••••••••• O• K••••• · Wholly Owns P••••
indirect · owns 75% or more of T•• P••••• I••••••••• F•• S••••• S••••••• ••••••
T•• P••••• I••••••••• F•• S••••• S••••••• •••••• · Wholly Owns W•••
indirect · owns 75% or more of W•••• I••••••••• I••••••••• C•••••• K••••••• •••••
W•••• I••••••••• I••••••••• C•••••• K••••••• ••••• · Wholly Owns Wic
indirect · owns 75% or more of W•••• I•••••••• C••••••••• L••• ••••

Related persons

Schedule D 7.A

A••••••••• C•••••••• F••• G• L••
bankpooled vehicle sponsorn
C•••••••• G• D••• G• L••
pooled vehicle sponsorn
C•••••• C••••••••• A• G• L••
bankpooled vehicle sponsorn
C•••••• C••••••••• F••••• G• L••
pooled vehicle sponsorn
C•••••• C••••••••• G• L••
bankpooled vehicle sponsorn
C• I•• A• G• L•••
bankpooled vehicle sponsorn
C• I•• G• L•••
pooled vehicle sponsorn
C• I• G• L•••
n
C••••••••• G••••••••• I•• G•• L•••
pooled vehicle sponsorn
C••••••••• G••••••••• I• G•• L•••
pooled vehicle sponsorn
C••••••••• G• S•• L•••
pooled vehicle sponsorn
C••••••• G• L••
bankpooled vehicle sponsory
K••• F••• I• G• L••
bankpooled vehicle sponsorn
N••••• G• L••
pooled vehicle sponsory
O••• W•••• G• L•
n
P• S••••••• H••••• L•
pooled vehicle sponsorn
R• P••• F••• G• L••
bankpooled vehicle sponsorn
R••• E••••• P••• F••• R••• L••
y
R••••• I• G• L•
bankpooled vehicle sponsorn
R••••• I• G• L•••
n
R••••• I• G• L•••
n
R••••• I• G•• L•
pooled vehicle sponsorn
R••••• I•• G• L•
bankpooled vehicle sponsorn
R••••• I•• U•• L•••
n
S••••••• A••••••••• L•••
pooled vehicle sponsorn
S••••••• D••••••••• V• G• L•
bankpooled vehicle sponsorn
S••••••• D••••••••• V• G• L•••
n
S••••••• D••• G• L•••
bankpooled vehicle sponsorn
W••••••• H••••••• L••
pooled vehicle sponsorn
W•••••••• G• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

San Mateo, CA1 employees
London, United Kingdom

What changed

consecutive filings, newest first

Accounts · 106 to 107
Jan 5, 2026 to Mar 25, 2026
Advisory employees · 65 to 69
Jan 5, 2026 to Mar 25, 2026
Pooled vehicle clients · 76 to 77
Jan 5, 2026 to Mar 25, 2026
Assets in custody · $2.7B to $3.3B
Jan 5, 2026 to Mar 25, 2026
Employees · 154 to 158
Jan 5, 2026 to Mar 25, 2026
Discretionary RAUM · $26B to $28B
Jan 5, 2026 to Mar 25, 2026
Non-discretionary RAUM · $1.3B to $1.3B
Jan 5, 2026 to Mar 25, 2026
Pooled vehicle RAUM · $21B to $22B
Jan 5, 2026 to Mar 25, 2026
RAUM · $28B to $29B
Jan 5, 2026 to Mar 25, 2026
Accounts · 102 to 106
May 7, 2024 to Mar 27, 2025
Advisory employees · 76 to 65
May 7, 2024 to Mar 27, 2025
Corporate clients · 27 to 29
May 7, 2024 to Mar 27, 2025
Pooled vehicle clients · 72 to 76
May 7, 2024 to Mar 27, 2025
Assets in custody · $4.7B to $2.7B
May 7, 2024 to Mar 27, 2025
Employees · 172 to 154
May 7, 2024 to Mar 27, 2025
Financial planning clients · unset to
May 7, 2024 to Mar 27, 2025
Private funds · 31 to 34
May 7, 2024 to Mar 27, 2025
Discretionary RAUM · $28B to $26B
May 7, 2024 to Mar 27, 2025
Non-discretionary RAUM · $1.3B to $1.3B
May 7, 2024 to Mar 27, 2025
Pooled vehicle RAUM · $20B to $21B
May 7, 2024 to Mar 27, 2025
RAUM · $29B to $28B
May 7, 2024 to Mar 27, 2025
Accounts · 103 to 102
Jul 18, 2023 to Mar 22, 2024
Corporate clients · 22 to 27
Jul 18, 2023 to Mar 22, 2024
Pooled vehicle clients · 75 to 72
Jul 18, 2023 to Mar 22, 2024
Assets in custody · $6.6B to $4.7B
Jul 18, 2023 to Mar 22, 2024
Employees · 167 to 172
Jul 18, 2023 to Mar 22, 2024
Other offices · 1 to 2
Jul 18, 2023 to Mar 22, 2024
Private funds · 29 to 31
Jul 18, 2023 to Mar 22, 2024
Discretionary RAUM · $28B to $28B
Jul 18, 2023 to Mar 22, 2024
Non-discretionary RAUM · $800M to $1.3B
Jul 18, 2023 to Mar 22, 2024
Pooled vehicle RAUM · $20B to $20B
Jul 18, 2023 to Mar 22, 2024
RAUM · $29B to $29B
Jul 18, 2023 to Mar 22, 2024
Accounts · 109 to 103
Mar 31, 2022 to Mar 31, 2023
Advisory employees · 61 to 76
Mar 31, 2022 to Mar 31, 2023
Corporate clients · 27 to 22
Mar 31, 2022 to Mar 31, 2023
Pooled vehicle clients · 67 to 75
Mar 31, 2022 to Mar 31, 2023
Assets in custody · $6.6B to $6.6B
Mar 31, 2022 to Mar 31, 2023
Employees · 146 to 167
Mar 31, 2022 to Mar 31, 2023
Other offices · 2 to 1
Mar 31, 2022 to Mar 31, 2023
Private funds · 28 to 29
Mar 31, 2022 to Mar 31, 2023

Signals

10 dated events

Nmn Jeanine Macfadyen (Director) no longer on Schedule A of W•••• I••• (listed 2024-03-22, absent 2024-05-07)
May 7, 2024 · Control person left · inference
Paul Vincent Campagna (Director) no longer on Schedule A of W•••• I••• (listed 2023-05-22, absent 2023-07-18)
Jul 18, 2023 · Control person left · inference
Marie Yvonne Compitello (Director) no longer on Schedule A of W•••• I••• (listed 2023-05-22, absent 2023-07-18)
Jul 18, 2023 · Control person left · inference
J Alexander Massimo (Chief Financial Officer/Managing Director) appeared on Schedule A of W•••• I•••
May 22, 2023 · Control person joined · fact
Sumana Setty (General Counsel/Managing Director) appeared on Schedule A of W•••• I•••
Mar 31, 2023 · Control person joined · fact
W•••• I••• reported RAUM $31.0B, up 36% from $22.9B (2021-07-23 to 2022-03-31)
Mar 31, 2022 · RAUM change · derived
J•••• R•••••• V••••• (Vice Chairman/Director/Chief Investment Officer/Senior Managing Director) no longer on Schedule A of W•••• I••• (listed 2021-07-23, absent 2022-03-31)
Mar 31, 2022 · Control person left · inference
A•••• A••• A••••••• (Director/Chief Investment Officer/Senior Managing Director) appeared on Schedule A of W•••• I•••
Mar 31, 2022 · Control person joined · fact
W•••• I••• reported RAUM $22.9B, up 30% from $17.5B (2020-03-27 to 2021-03-26)
Mar 26, 2021 · RAUM change · derived
Marie Yvonne Compitello (Director/Senior Managing Director) appeared on Schedule A of W•••• I•••
Mar 27, 2020 · Control person joined · fact

Across DFX

shared identifiers only, never a name match

W•••• I••• · Independent Sponsors
shared crd · capital_provider
W•••• I••• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/wafra-increportedpublic record, Form ADV, Sep 21, 2026
Website: w••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 212-759-3700reportedpublic record, Form ADV, Jun 12, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

W•••• I••• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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