DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
D•••• S••••••• A••••••• L•
Latest filing Mar 19, 2026
First filing on the tape Mar 16, 2012 · 23 filings
SEC status approved since Jan 1, 1988
RAUM
$30B
reported, Item 5.F
Discretionary
85%
of RAUM
Private clients
0.5%
$159M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
121
10 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$30B as of Mar 19, 2026
Mar 16, 2012$55B then
HNW client RAUM$150M as of Mar 19, 2026
Mar 29, 2018$52.4M then
State-registered IARs (5.B.3)0 as of Mar 19, 2026
Mar 15, 20130 then
Employees (5.A)121 as of Mar 19, 2026
Mar 15, 2013217 then
Private funds: no history
RAUM +19% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.4MderivedHNW RAUM over HNW clients
- Average account
- $276MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 85%derivedof RAUM
- Institutional
- 17%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -21%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$16B54%
- Other investment advisers$7.1B23%
- Charitable organizations$5.0B17%
- Pooled investment vehicles$975M3.2%
- Corporations and businesses$497M1.7%
- High-net-worth individuals$150M0.5%
- Pension and profit-sharing plans$38.7M0.1%
- Individuals$8.9M0.0%
- Individual clients
- 21reported
- HNW clients
- 28reported
- Pension plan clients
- 3reported
- Charitable clients
- 9reported
- Accounts
- 109reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $7.2B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.01 fund_share=0.81 institutional_share=0.17 related_bd=true related_bank=false bd_reps=42.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••• C••••••••• C••••• · Sole Membercontrolsince 12/2000 · owns 75% or more of D•••• I••••••••• L••
- D••••• S•••••• M•••• C••••• · Shareholdercontrolsince 12/1968 · owns 75% or more of V•••••• A•••••••• I•••
- C••••• L•••• J• · Vice President, Chief Legal Officersince 06/2021 · owns less than 5%
- D••••• A•••••• A•••• · Limited Partnersince 02/1993 · owns 25% to 50%
- D••••• C••••••••• C••••• · Chairman, Chief Executive Officersince 12/2000 · owns less than 5%
- E•••• K••••••• C•••••• · Chief Operating Officersince 03/1997 · owns less than 5%
- M••••••••• M••••••• · Chief Compliance Officersince 02/2023 · owns less than 5%
- T••• G•••• P••• · Vice President, Chief Financial Officersince 05/1998 · owns less than 5%
- W••••• R••••••• O••• · Chief Marketing Officersince 09/1994 · owns 10% to 25%
Entity owners
- D•••• I••••••••• L•• · General Partnerdirect · owns less than 5%
- V•••••• A•••••••• I••• · Limited Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- D•••• D••••••••• L••broker-dealery
- D•••• S••••••• A••••••• • N•• I•••investment adviseryRAUM $22B
Advisers that list D•••• S••••••• A••••••• L• as a related person
- 106659 y
Offices
Schedule D 1.F, the 25 largest
- New York, NY10 employees
What changed
consecutive filings, newest first
- Accounts · 123 to 109Jun 27, 2025 to Mar 19, 2026
- Advisory employees · 12 to 10Jun 27, 2025 to Mar 19, 2026
- BD registered reps · 45 to 42Jun 27, 2025 to Mar 19, 2026
- Charity clients · 10 to 9Jun 27, 2025 to Mar 19, 2026
- HNW clients · 39 to 28Jun 27, 2025 to Mar 19, 2026
- Individual clients · 23 to 21Jun 27, 2025 to Mar 19, 2026
- Employees · 124 to 121Jun 27, 2025 to Mar 19, 2026
- Discretionary RAUM · $22B to $26BJun 27, 2025 to Mar 19, 2026
- HNW RAUM · $141M to $150MJun 27, 2025 to Mar 19, 2026
- Individual RAUM · $7.6M to $8.9MJun 27, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $3.8B to $4.5BJun 27, 2025 to Mar 19, 2026
- Pension RAUM · $32.2M to $38.7MJun 27, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $812M to $975MJun 27, 2025 to Mar 19, 2026
- RAUM · $25B to $30BJun 27, 2025 to Mar 19, 2026
- Wrap assets (manager) · $6.0B to $7.2BJun 27, 2025 to Mar 19, 2026
- Financial planning clients · 0 to 0Mar 20, 2025 to Jun 27, 2025
- Accounts · 142 to 123Mar 20, 2024 to Mar 20, 2025
- Advisory employees · 11 to 12Mar 20, 2024 to Mar 20, 2025
- BD registered reps · 46 to 45Mar 20, 2024 to Mar 20, 2025
- HNW clients · 59 to 39Mar 20, 2024 to Mar 20, 2025
- Individual clients · 21 to 23Mar 20, 2024 to Mar 20, 2025
- Employees · 123 to 124Mar 20, 2024 to Mar 20, 2025
- Discretionary RAUM · $20B to $22BMar 20, 2024 to Mar 20, 2025
- HNW RAUM · $129M to $141MMar 20, 2024 to Mar 20, 2025
- Individual RAUM · $5.7M to $7.6MMar 20, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $3.3B to $3.8BMar 20, 2024 to Mar 20, 2025
- Pension RAUM · $29.1M to $32.2MMar 20, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · $799M to $812MMar 20, 2024 to Mar 20, 2025
- RAUM · $23B to $25BMar 20, 2024 to Mar 20, 2025
- Wrap assets (manager) · $5.3B to $6.0BMar 20, 2024 to Mar 20, 2025
- Accounts · 148 to 142Mar 23, 2023 to Mar 20, 2024
- BD registered reps · 44 to 46Mar 23, 2023 to Mar 20, 2024
- Charity clients · 9 to 10Mar 23, 2023 to Mar 20, 2024
- HNW clients · 61 to 59Mar 23, 2023 to Mar 20, 2024
- Individual clients · 22 to 21Mar 23, 2023 to Mar 20, 2024
- Other offices · 0 to 1Mar 23, 2023 to Mar 20, 2024
- Discretionary RAUM · $17B to $20BMar 23, 2023 to Mar 20, 2024
- HNW RAUM · $117M to $129MMar 23, 2023 to Mar 20, 2024
- Individual RAUM · $4.4M to $5.7MMar 23, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $2.7B to $3.3BMar 23, 2023 to Mar 20, 2024
Signals
1 dated events
- D•••• S••••••• A••••••• L• reported RAUM $19.9B, down 27% from $27.4B (2022-03-28 to 2023-03-23)Mar 23, 2023 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/davis-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- davisadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (800) 279-2279reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026