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Former SEC-registered adviserFormer SEC adviser· Coronado, California

Former SEC-registered adviser, based in Coronado, California, reporting $505M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$505M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
+2.0%
Form ADV, consecutive annual filings
Private clients
95% of RAUM, $479M
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
What we can say about this record

We hold 16 Form ADV filings for this adviser, the latest 17 months ago. It is no longer SEC-registered, so the figures here are its last ones and nothing on this record is current. It is still the right record for resolving this adviser, its filings, owners and affiliates.

Every filed figure, and the identifiersCRD 108801 · SEC 801-42879 · 16 filingsShow
CRD 108801SEC 801-42879Legal name B•••••• J••• D••••First filing on the tape Feb 17, 2012, latest Apr 30, 2025SEC status approved since Dec 1, 1992IAPD
RAUM
$505M
reported, Item 5.F
Discretionary
71%
of RAUM
Private clients
95%
$479M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$505M as of Apr 30, 2025
Feb 17, 2012$313M then
HNW client RAUM$464M as of Apr 30, 2025
Mar 5, 2018$419M then
State-registered IARs (5.B.3)0 as of Apr 30, 2025
Feb 17, 20120 then
Employees (5.A)2 as of Apr 30, 2025
Mar 19, 20131 then
Private funds: no history
RAUM +2.0% over the last fiscal year-3.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 30, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$8.8MderivedHNW RAUM over HNW clients
Average account
$1.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
71%derivedof RAUM
Institutional
5.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+2.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
-9.8%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$464M92%
  • Charitable organizations$26.5M5.2%
  • Individuals$14.4M2.8%
Individual clients
48reported
HNW clients
53reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
299reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••• J•••• D•••• · Sole Proprietor/Chief Compliance Officercontrol
        since 01/1993 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 321 to 299
        Mar 27, 2024 to Apr 30, 2025
      • HNW clients · 61 to 53
        Mar 27, 2024 to Apr 30, 2025
      • Individual clients · 51 to 48
        Mar 27, 2024 to Apr 30, 2025
      • Financial planning clients · 26-50 to 26-50
        Mar 27, 2024 to Apr 30, 2025
      • Discretionary RAUM · $358M to $359M
        Mar 27, 2024 to Apr 30, 2025
      • HNW RAUM · $457M to $464M
        Mar 27, 2024 to Apr 30, 2025
      • Individual RAUM · $13.3M to $14.4M
        Mar 27, 2024 to Apr 30, 2025
      • Non-discretionary RAUM · $137M to $146M
        Mar 27, 2024 to Apr 30, 2025
      • RAUM · $495M to $505M
        Mar 27, 2024 to Apr 30, 2025
      • Accounts · 335 to 321
        Mar 20, 2023 to Mar 27, 2024
      • HNW clients · 54 to 61
        Mar 20, 2023 to Mar 27, 2024
      • Individual clients · 57 to 51
        Mar 20, 2023 to Mar 27, 2024
      • Discretionary RAUM · $308M to $358M
        Mar 20, 2023 to Mar 27, 2024
      • HNW RAUM · $404M to $457M
        Mar 20, 2023 to Mar 27, 2024
      • Individual RAUM · $14.0M to $13.3M
        Mar 20, 2023 to Mar 27, 2024
      • Non-discretionary RAUM · $133M to $137M
        Mar 20, 2023 to Mar 27, 2024
      • RAUM · $441M to $495M
        Mar 20, 2023 to Mar 27, 2024
      • Accounts · 383 to 335
        Mar 16, 2022 to Mar 20, 2023
      • HNW clients · 60 to 54
        Mar 16, 2022 to Mar 20, 2023
      • Individual clients · 59 to 57
        Mar 16, 2022 to Mar 20, 2023
      • Discretionary RAUM · $392M to $308M
        Mar 16, 2022 to Mar 20, 2023
      • HNW RAUM · $516M to $404M
        Mar 16, 2022 to Mar 20, 2023
      • Individual RAUM · $15.6M to $14.0M
        Mar 16, 2022 to Mar 20, 2023
      • Non-discretionary RAUM · $170M to $133M
        Mar 16, 2022 to Mar 20, 2023
      • RAUM · $562M to $441M
        Mar 16, 2022 to Mar 20, 2023
      • Accounts · 358 to 383
        Jul 9, 2021 to Mar 16, 2022
      • HNW clients · 69 to 60
        Jul 9, 2021 to Mar 16, 2022
      • Individual clients · 46 to 59
        Jul 9, 2021 to Mar 16, 2022
      • Discretionary RAUM · $337M to $392M
        Jul 9, 2021 to Mar 16, 2022
      • HNW RAUM · $448M to $516M
        Jul 9, 2021 to Mar 16, 2022
      • Individual RAUM · $13.3M to $15.6M
        Jul 9, 2021 to Mar 16, 2022
      • Non-discretionary RAUM · $152M to $170M
        Jul 9, 2021 to Mar 16, 2022
      • RAUM · $490M to $562M
        Jul 9, 2021 to Mar 16, 2022
      • Accounts · 378 to 358
        Mar 13, 2020 to Mar 8, 2021
      • HNW clients · 72 to 69
        Mar 13, 2020 to Mar 8, 2021
      • Individual clients · 20 to 46
        Mar 13, 2020 to Mar 8, 2021
      • Financial planning clients · 51-100 to 26-50
        Mar 13, 2020 to Mar 8, 2021
      • Discretionary RAUM · $308M to $337M
        Mar 13, 2020 to Mar 8, 2021
      • HNW RAUM · $430M to $448M
        Mar 13, 2020 to Mar 8, 2021
      • Individual RAUM · $5.1M to $13.3M
        Mar 13, 2020 to Mar 8, 2021
      Signals
      1 dated events
      • ••• Locked
        Jul 1, 2026 · Left the SEC roster · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026