DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
I••• M•••••••• M••••• D•••
Legal name R•••••••• G••••• M•••••• I•••
Latest filing Jul 16, 2026
First filing on the tape Mar 21, 2012 · 32 filings
SEC status approved since Mar 10, 1998
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
30
22 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$0 as of Jul 16, 2026
Mar 31, 2025$0 then
HNW client RAUM$0 as of Feb 28, 2019
Feb 26, 2018$0 then
State-registered IARs (5.B.3)0 as of Jul 16, 2026
Mar 28, 20130 then
Employees (5.A)30 as of Jul 16, 2026
Mar 28, 201370 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, subscriptionreportedItem 5.E
- Advisory activities
- publications, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 0reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P••••• R•••••• J••••••••• · Chief Compliance Officer, Secretarycontrolsince 03/2009 · owns less than 5%
- S••••• M••••••• T••• · Vice President, Directorcontrolsince 12/2020 · owns less than 5%
- V••••••• D••••••• P••• · President, Directorcontrolsince 03/2014 · owns less than 5%
- M••••••• G•••• · Assistant Secretarysince 03/2022 · owns less than 5%
- S••••••••• E•••• S••••• · Assistant Secretarysince 12/2020 · owns less than 5%
Entity owners
- L••••• I••• · Direct Shareholderdirect · owns 75% or more
- L••••• S•••• E••••••• G•••• P•• · Shareholderindirect · owns 50% to 75% of R•••••••• P••••• L••••••
- L••• U• H•••••• I••• · Shareholderindirect · owns 75% or more of L••••• I•••
- R•••••••• P••••• L•••••• · Shareholderindirect · owns 75% or more of L••• U• H•••••• I•••
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
- New York, NY9 employees
What changed
consecutive filings, newest first
- Corporate clients · 158 to 118Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle clients · 19 to 18Mar 31, 2025 to Mar 30, 2026
- Accounts · unset to 0.0Mar 28, 2024 to Mar 31, 2025
- Corporate clients · 148 to 158Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 22 to 19Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · unset to 0.0Mar 28, 2024 to Mar 31, 2025
- Non-discretionary RAUM · unset to 0.0Mar 28, 2024 to Mar 31, 2025
- RAUM · unset to 0.0Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 23 to 22Mar 30, 2023 to Mar 28, 2024
- Corporate clients · 147 to 148Mar 30, 2023 to Mar 28, 2024
- Pooled vehicle clients · 19 to 22Mar 30, 2023 to Mar 28, 2024
- Advisory employees · 19 to 23Mar 30, 2022 to Mar 30, 2023
- Advisory activities · 3 to 2Mar 30, 2022 to Mar 30, 2023
- Corporate clients · 127 to 147Mar 30, 2022 to Mar 30, 2023
- Pooled vehicle clients · 21 to 19Mar 30, 2022 to Mar 30, 2023
- Corporate clients · 144 to 127Feb 2, 2022 to Mar 30, 2022
- Pooled vehicle clients · 22 to 21Feb 2, 2022 to Mar 30, 2022
- Corporate clients · 151 to 144Dec 18, 2020 to Feb 26, 2021
- Corporate clients · 127 to 151Oct 23, 2019 to Feb 28, 2020
- HNW clients · unset to 0.0Oct 23, 2019 to Feb 28, 2020
- Individual clients · unset to 0.0Oct 23, 2019 to Feb 28, 2020
- Pooled vehicle clients · 13 to 22Oct 23, 2019 to Feb 28, 2020
- HNW RAUM · 0.0 to unsetOct 23, 2019 to Feb 28, 2020
- Individual RAUM · 0.0 to unsetOct 23, 2019 to Feb 28, 2020
- Business name · I•• M••••••• M•••••••• M••••• D••• to I••• M•••••••• M••••• D•••Sep 27, 2019 to Oct 23, 2019
- Legal name · T•••••• REUTERS GLOBAL M•••••• INC. to R•••••••• G••••• M•••••• I•••Feb 28, 2019 to Feb 28, 2019
- Advisory employees · 20 to 19Mar 24, 2017 to Feb 13, 2018
- Charity clients · unset to 0.0Mar 24, 2017 to Feb 13, 2018
- Corporate clients · unset to 127.0Mar 24, 2017 to Feb 13, 2018
- Pension plan clients · unset to 0.0Mar 24, 2017 to Feb 13, 2018
- Pooled vehicle clients · unset to 13.0Mar 24, 2017 to Feb 13, 2018
- Other offices · unset to 1.0Mar 24, 2017 to Feb 13, 2018
- HNW RAUM · unset to 0.0Mar 24, 2017 to Feb 13, 2018
- Individual RAUM · unset to 0.0Mar 24, 2017 to Feb 13, 2018
- Pooled vehicle RAUM · unset to 0.0Mar 24, 2017 to Feb 13, 2018
- Advisory employees · 30 to 20Mar 28, 2016 to Mar 24, 2017
- Employees · 40 to 30Mar 28, 2016 to Mar 24, 2017
- Business name · I•• M••••••• T•••••• M•••••••• M••••• D••• to I•• M••••••• M•••••••• M••••• D•••Mar 30, 2015 to Sep 28, 2015
- Advisory employees · 40 to 30Oct 30, 2014 to Mar 30, 2015
Signals
3 dated events
- Rafael Shmuel Bulka (Secretary) no longer on Schedule A of I••• M•••••••• M••••• D••• (listed 2021-06-01, absent 2021-06-02)Jun 2, 2021 · Control person left · inference
- Todd Matthew Swift (Vice President, Director) appeared on Schedule A of I••• M•••••••• M••••• D•••Dec 18, 2020 · Control person joined · fact
- Paul Kennneth Logan (Vice President, Director) no longer on Schedule A of I••• M•••••••• M••••• D••• (listed 2020-02-28, absent 2020-12-18)Dec 18, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- t••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 857-365-1200reportedpublic record, Form ADV, Jul 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026