DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Gmo Australasia LLC

Former SEC-registered adviserBoston, MassachusettsCRD 109320SEC 801-56449IAPD
Latest filing Jun 11, 2013
First filing on the tape Mar 30, 2012 · 4 filings
RAUM
$309M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
449
100 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$309M as of Apr 1, 2013
Mar 30, 2012$453M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 1, 2013
Mar 30, 20120 then
Employees (5.A): 449
Private funds: no history
RAUM -32% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 11, 2013; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$309MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-32%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Franklin Thomas Cooper · Member, Investment Director At Gmo LLCcontrol
        since 10/1993 · owns less than 5%
      • David John Cowan · Member, Investment Director At Gmo LLCcontrol
        since 09/2012 · owns less than 5%
      • Arjun Divecha · Member, Board Chairman, Investment Director At Gmo LLCcontrol
        since 11/1993 · owns less than 5%
      • Raysor Thomas Hancock · Member, Investment Director At Gmo LLCcontrol
        since 07/1995 · owns less than 5%
      • Jay Bradley Hilsabeck · Member, Chief Executive Officer, Board Member At Gmo LLCcontrol
        since 04/2003 · owns less than 5%
      • Benjamin Inker · Member, Board Member, Investment Director At Gmo LLCcontrol
        since 08/1992 · owns less than 5%
      • Barker Joseph Kittredge · Member, General Counsel At Gmo LLCcontrol
        since 10/2005 · owns less than 5%
      • Jean-Pierre Mittaz · Member, Chief Operating Officer At Gmo LLCcontrol
        since 07/2010 · owns less than 5%
      • Carl Urban Mueller · Member, Director Of Global Client Marketing And Client Relations At Gmo LLCcontrol
        since 07/2011 · owns less than 5%
      • George Alan Smith · Member, Director Of Human Resources At Gmo LLCcontrol
        since 03/1997 · owns less than 5%
      • G. Andrew Spangler · Member, Investment Director At Gmo LLCcontrol
        since 05/2011 · owns less than 5%
      • Joshua Sam Wilderman · Member, Investment Director At Gmo LLCcontrol
        since 08/1996 · owns less than 5%
      • A. Kelly Davis · Chief Compliance Officer
        since 03/2008 · owns less than 5%
      Entity owners
      • Grantham Mayo Van Otterloo & Co LLC · Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • Gmo Australia Ltd.
        investment adviserpooled vehicle sponsory
      • Gmo Flo Fund Gp, LLC
        pooled vehicle sponsory
      • Gmo Forestry Fund 9 Manager, LLC
        pooled vehicle sponsorn
      • Gmo Investment Management Company (Ireland) Limited
        pooled vehicle sponsory
      • Gmo Investment Partners, LLC
        bankn
      • Gmo Long Horizons Manager, LLC
        pooled vehicle sponsorn
      • Gmo Renewable Resources, LLC
        investment adviserpooled vehicle sponsoryRAUM $2.3B
      • Gmo Rr Fund 4, LLC
        pooled vehicle sponsorn
      • Gmo Singapore Pte. Ltd
        investment advisery
      • Gmo Threshold Timber LLC
        pooled vehicle sponsorn
      • Gmo Uk Limited
        investment advisern
      • Grantham Mayo Van Otterloo & Co LLC
        investment adviserbankpooled vehicle sponsoryRAUM $81B
      • Quokka General Partner, LLC
        pooled vehicle sponsorn
      • Rr Fund 5, LLC
        pooled vehicle sponsorn
      • Rr Fund 6, LLC
        pooled vehicle sponsorn
      • Rr Fund 7, LLC
        pooled vehicle sponsorn
      • Rr Fund 8, LLC
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · unset to 100.0
        May 23, 2012 to Apr 1, 2013
      • BD registered reps · unset to 42.0
        May 23, 2012 to Apr 1, 2013
      • Employees · unset to 449.0
        May 23, 2012 to Apr 1, 2013
      • Discretionary RAUM · $453M to $309M
        May 23, 2012 to Apr 1, 2013
      • RAUM · $453M to $309M
        May 23, 2012 to Apr 1, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026