DFX Intelligence
RIA Intelligence
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SEC-registered adviser
P••••••• F•••••••• P••••••• I••
Latest filing Feb 11, 2026
First filing on the tape Mar 30, 2012 · 21 filings
SEC status approved since May 20, 2013
RAUM
$335M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$322M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$168M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$335M as of Feb 11, 2026
Jun 1, 2012$79.5M then
HNW client RAUM$294M as of Feb 11, 2026
Mar 16, 2018$234M then
State-registered IARs (5.B.3)2 as of Feb 11, 2026
Jun 1, 20120 then
Employees (5.A)2 as of Feb 11, 2026
Mar 11, 20143 then
Private funds: no history
RAUM +14% over the last fiscal year+8.4% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $168MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 114derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $908,647derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$294M88%
- Individuals$28.0M8.4%
- Pension and profit-sharing plans$13.3M4.0%
- Individual clients
- 109reported
- HNW clients
- 119reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 369reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| F•••• T••••• P••••••• | Coral Springs, Fl | Oct 30, 1992 | 47 y | 0 |
| D•••• M•••••• M••••• | Naples, Fl | May 3, 2013 | 30 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- D••••• T••••• J••••••••• to C••••• F•••• F•••••••• A•••••••• L••Apr 14, 2005 · Other
Joined, latest
- D•••• M•••••• M••••• from S••••••• I••••••••• S•••••••• I•••May 3, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••• D••••• M•••••• · President And Chief Compliance Officercontrolsince 04/2013 · owns 75% or more
- P•••••••• F••••• T••••• · Chairman-Emerituscontrolsince 07/1991 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Coral Springs, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Naples, FL1 employees
What changed
consecutive filings, newest first
- Accounts · 367 to 369Feb 19, 2025 to Feb 11, 2026
- BD registered reps · 2 to 1Feb 19, 2025 to Feb 11, 2026
- HNW clients · 98 to 119Feb 19, 2025 to Feb 11, 2026
- Individual clients · 119 to 109Feb 19, 2025 to Feb 11, 2026
- Discretionary RAUM · $293M to $334MFeb 19, 2025 to Feb 11, 2026
- HNW RAUM · $249M to $294MFeb 19, 2025 to Feb 11, 2026
- Individual RAUM · $31.3M to $28.0MFeb 19, 2025 to Feb 11, 2026
- Non-discretionary RAUM · $1.1M to $1.4MFeb 19, 2025 to Feb 11, 2026
- Pension RAUM · $13.3M to $13.3MFeb 19, 2025 to Feb 11, 2026
- RAUM · $294M to $335MFeb 19, 2025 to Feb 11, 2026
- Accounts · 350 to 367Feb 12, 2024 to Feb 19, 2025
- HNW clients · 101 to 98Feb 12, 2024 to Feb 19, 2025
- Individual clients · 133 to 119Feb 12, 2024 to Feb 19, 2025
- Financial planning clients · 0 to 0Feb 12, 2024 to Feb 19, 2025
- Discretionary RAUM · $273M to $293MFeb 12, 2024 to Feb 19, 2025
- HNW RAUM · $148M to $249MFeb 12, 2024 to Feb 19, 2025
- Individual RAUM · $112M to $31.3MFeb 12, 2024 to Feb 19, 2025
- Non-discretionary RAUM · $866,990 to $1.1MFeb 12, 2024 to Feb 19, 2025
- Pension RAUM · $13.2M to $13.3MFeb 12, 2024 to Feb 19, 2025
- RAUM · $274M to $294MFeb 12, 2024 to Feb 19, 2025
- Accounts · 240 to 350Apr 10, 2023 to Feb 12, 2024
- HNW clients · 102 to 101Apr 10, 2023 to Feb 12, 2024
- Individual clients · 137 to 133Apr 10, 2023 to Feb 12, 2024
- Discretionary RAUM · $262M to $273MApr 10, 2023 to Feb 12, 2024
- HNW RAUM · $224M to $148MApr 10, 2023 to Feb 12, 2024
- Individual RAUM · $28.6M to $112MApr 10, 2023 to Feb 12, 2024
- Non-discretionary RAUM · $1.0M to $866,990Apr 10, 2023 to Feb 12, 2024
- Pension RAUM · $10.6M to $13.2MApr 10, 2023 to Feb 12, 2024
- RAUM · $263M to $274MApr 10, 2023 to Feb 12, 2024
- Accounts · 399 to 240Feb 23, 2022 to Feb 9, 2023
- HNW clients · 110 to 102Feb 23, 2022 to Feb 9, 2023
- Individual clients · 131 to 137Feb 23, 2022 to Feb 9, 2023
- Discretionary RAUM · $325M to $262MFeb 23, 2022 to Feb 9, 2023
- HNW RAUM · $279M to $224MFeb 23, 2022 to Feb 9, 2023
- Individual RAUM · $34.4M to $28.6MFeb 23, 2022 to Feb 9, 2023
- Non-discretionary RAUM · $1.3M to $1.0MFeb 23, 2022 to Feb 9, 2023
- Pension RAUM · $12.5M to $10.6MFeb 23, 2022 to Feb 9, 2023
- RAUM · $326M to $263MFeb 23, 2022 to Feb 9, 2023
- Accounts · 409 to 399Mar 30, 2021 to Feb 23, 2022
- HNW clients · 116 to 110Mar 30, 2021 to Feb 23, 2022
Signals
1 dated events
- P••••••• F•••••••• P••••••• I•• filed its initial SEC registration (Form ADV)May 10, 2013 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 239-598-9121reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 239-598-9141reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 800-637-3211reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- PFP•••••••.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 954-755-8647reportedpublic record, Form ADV, Feb 11, 2026
- Contact form
- p•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $168Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026