DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••••• C•••••• M••••••••• L••
Latest filing Jun 30, 2026
First filing on the tape Mar 28, 2012 · 44 filings
SEC status approved since Feb 3, 1999
RAUM
$7.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.9%
$64.7M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$3.5B
derived; firm RAUM over IAPD count
Employees
39
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$7.0B as of Jun 30, 2026
Mar 28, 2012$1.5B then
HNW client RAUM$64.7M as of Jun 30, 2026
Mar 30, 2020$51.1M then
State-registered IARs (5.B.3)3 as of Jun 30, 2026
Mar 21, 20131 then
Employees (5.A)39 as of Jun 30, 2026
Mar 21, 201315 then
Private funds1 as of Mar 22, 2018
Mar 21, 20131 then
RAUM +12% over the last fiscal year+20% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
- RAUM per advisor
- $3.5BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.5MderivedHNW RAUM over HNW clients
- Average account
- $78.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 38%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 19.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$4.0B58%
- Charitable organizations$2.5B36%
- State and municipal entities$189M2.7%
- Corporations and businesses$115M1.7%
- Other investment advisers$65.1M0.9%
- High-net-worth individuals$64.7M0.9%
- Banks and thrifts$23.3M0.3%
- Individual clients
- n/areported
- HNW clients
- 10reported
- Pension plan clients
- n/areported
- Charitable clients
- 66reported
- Accounts
- 89reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $1.4B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.01 fund_share=0.58 institutional_share=0.38 related_bd=false related_bank=false bd_reps=11.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••••• M•••••• G•••••• | Fort Lauderdale, Fl | Aug 17, 2006 | 21 y | 1 |
| M••••• R••••• S•••••• | Fort Lauderdale, Fl | Jun 10, 2020 | 40 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••••• R••••• S•••••• from B•• M••••• S••••••••• C•••••••••Jun 10, 2020 · Other
- E••••• M•••••• G•••••• from M••••• S•••••• D• I•••Aug 17, 2006 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•• E••••••• D••••••••• B••• F••• L•• T•• N•• Y••• S•••••no longer reported | Other Private Fund | $32,500 | 2 | Sep 13, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C••••• T•••• J•• · Executive Chairman And Elected Managercontrolsince 02/2023 · owns less than 5%
- F•••••• K••••••• L••• · Chief Investment Strategistcontrolsince 01/2018 · owns less than 5%
- G••••••••• A•••••• D••• G•••••••• · Chief Executive Officer And President And Elected Managercontrolsince 02/2023 · owns less than 5%
- H••••••• J••••• C• · Chief Marketing Officer And Elected Managercontrolsince 01/2016 · owns less than 5%
- K••••••• A•••••• A••• · Chief Investment Officercontrolsince 01/2019 · owns less than 5%
- L•••••• S•••••••• J••• · Chief Compliance Officercontrolsince 01/2010 · owns less than 5%
- M•••••• J••••• H••••• · Chief Financial Officer And Elected Managercontrolsince 06/2013 · owns less than 5%
- S•••• D••••• F••••••• · Chief I••••• Strategistcontrolsince 01/2018 · owns less than 5%
- B••••••• J••••••• L• · Elected Managercontrolsince 08/2022 · owns F of C•• H•••••• C•••••• L••
- C••••• T•••• J•• · Owner And Elected Managercontrolsince 03/2020 · owns 25% to 50% of C•• H•••••• C•••••• L••
- C••••• T•••• J•• · Owner And Elected Managercontrolsince 07/2021 · owns 75% or more of I••••• A•••••••• L••
- G••••••••• A•••••• D••• G•••••••• · Elected Managercontrolsince 03/2020 · owns F of C•• H•••••• C•••••• L••
- H••••••• J••••• C• · Elected Managercontrolsince 03/2020 · owns F of C•• H•••••• C•••••• L••
- M•••••• J••••• H••••• · Elected Managercontrolsince 03/2020 · owns F of C•• H•••••• C•••••• L••
Entity owners
- C•• H•••••• C•••••• L•• · Ownerdirect · owns 75% or more
- I••••• A•••••••• L•• · Ownerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- S••••••• J• L•••••y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fort Lauderdale, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 87 to 89Aug 20, 2025 to Mar 17, 2026
- Advisory employees · 17 to 14Aug 20, 2025 to Mar 17, 2026
- BD registered reps · 12 to 11Aug 20, 2025 to Mar 17, 2026
- HNW clients · 9 to 10Aug 20, 2025 to Mar 17, 2026
- Employees · 40 to 39Aug 20, 2025 to Mar 17, 2026
- Discretionary RAUM · $6.3B to $7.0BAug 20, 2025 to Mar 17, 2026
- HNW RAUM · $55.5M to $64.7MAug 20, 2025 to Mar 17, 2026
- RAUM · $6.3B to $7.0BAug 20, 2025 to Mar 17, 2026
- Wrap assets (manager) · $1.2B to $1.4BAug 20, 2025 to Mar 17, 2026
- Wrap assets (manager) · $437M to $1.2BJul 23, 2024 to Mar 11, 2025
- Accounts · 94 to 87Jul 23, 2024 to Mar 11, 2025
- Advisory employees · 13 to 17Jul 23, 2024 to Mar 11, 2025
- BD registered reps · 11 to 12Jul 23, 2024 to Mar 11, 2025
- Charity clients · 64 to 66Jul 23, 2024 to Mar 11, 2025
- HNW clients · 17 to 9Jul 23, 2024 to Mar 11, 2025
- Employees · 36 to 40Jul 23, 2024 to Mar 11, 2025
- Financial planning clients · unset to Jul 23, 2024 to Mar 11, 2025
- State-registered IARs · 2 to 3Jul 23, 2024 to Mar 11, 2025
- Discretionary RAUM · $5.0B to $6.3BJul 23, 2024 to Mar 11, 2025
- HNW RAUM · $62.8M to $55.5MJul 23, 2024 to Mar 11, 2025
- RAUM · $5.0B to $6.3BJul 23, 2024 to Mar 11, 2025
- Accounts · 78 to 94Jan 25, 2024 to Mar 22, 2024
- Advisory employees · 15 to 13Jan 25, 2024 to Mar 22, 2024
- BD registered reps · 10 to 11Jan 25, 2024 to Mar 22, 2024
- Charity clients · 46 to 64Jan 25, 2024 to Mar 22, 2024
- Corporate clients · unset to 5.0Jan 25, 2024 to Mar 22, 2024
- HNW clients · 18 to 17Jan 25, 2024 to Mar 22, 2024
- Employees · 31 to 36Jan 25, 2024 to Mar 22, 2024
- HQ city · PLANTATION to FORT LAUDERDALEJan 25, 2024 to Mar 22, 2024
- Discretionary RAUM · $4.0B to $5.0BJan 25, 2024 to Mar 22, 2024
- HNW RAUM · $62.8M to $62.8MJan 25, 2024 to Mar 22, 2024
- RAUM · $4.0B to $5.0BJan 25, 2024 to Mar 22, 2024
- Wrap assets (manager) · $211M to $437MJan 25, 2024 to Mar 22, 2024
- Accounts · 61 to 78Dec 8, 2022 to Feb 3, 2023
- BD registered reps · 14 to 10Dec 8, 2022 to Feb 3, 2023
- Charity clients · 34 to 46Dec 8, 2022 to Feb 3, 2023
- HNW clients · 13 to 18Dec 8, 2022 to Feb 3, 2023
- Employees · 33 to 31Dec 8, 2022 to Feb 3, 2023
- HQ city · WESTON to PLANTATIONDec 8, 2022 to Feb 3, 2023
- State-registered IARs · 3 to 2Dec 8, 2022 to Feb 3, 2023
Signals
12 dated events
- C•••••••• C•••••• M••••••••• L•• reported RAUM $6.3B, up 25% from $5.0B (2024-07-23 to 2025-03-11)Mar 11, 2025 · RAUM change · derived
- L Jessica Botelho (Elected Manager) appeared on Schedule A of C•••••••• C•••••• M••••••••• L••Feb 3, 2023 · Control person joined · fact
- C•••••••• C•••••• M••••••••• L•• reported RAUM $4.2B, up 26% from $3.3B (2021-08-27 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Franklin David Sand (Chief Impact Strategist) appeared on Schedule A of C•••••••• C•••••• M••••••••• L••Mar 30, 2022 · Control person joined · fact
- Lynn Kristin Fafard (Chief Investment Strategist) appeared on Schedule A of C•••••••• C•••••• M••••••••• L••Mar 30, 2022 · Control person joined · fact
- C•••••••• C•••••• M••••••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Aug 27, 2021 · Succession (Item 4) · fact
- Keith David Downes (Independent Elected Manager) no longer on Schedule A of C•••••••• C•••••• M••••••••• L•• (listed 2020-10-19, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- C Jamie Horwitz (Elected Manager) appeared on Schedule A of C•••••••• C•••••• M••••••••• L••Oct 19, 2020 · Control person joined · fact
- Keith David Downes (Independent Elected Manager) appeared on Schedule A of C•••••••• C•••••• M••••••••• L••Oct 19, 2020 · Control person joined · fact
- C•••••••• C•••••• M••••••••• L•• reported RAUM $2.8B, up 31% from $2.1B (2020-02-10 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Alan Andrew Kaufman (Chief Investment Officer) appeared on Schedule A of C•••••••• C•••••• M••••••••• L••Feb 10, 2020 · Control person joined · fact
- Keith David Downes (Chair And Director) no longer on Schedule A of C•••••••• C•••••• M••••••••• L•• (listed 2019-08-21, absent 2020-02-10)Feb 10, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/community-capital-management-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- C•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 877-272-1977reportedpublic record, Form ADV, Jun 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $3.5Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026