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Former SEC-registered adviser

P••• A••••••••• L••

Former SEC-registered adviserCRD 109498SEC 801-56159IAPD
Latest filing Nov 1, 2016
First filing on the tape Dec 9, 2011 · 26 filings
RAUM
$57.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$62.2M as of Mar 10, 2016
Mar 30, 2012$37.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 10, 2016
Mar 30, 20120 then
Employees (5.A)0 as of Mar 10, 2016
Apr 1, 20131 then
Private funds: no history
RAUM -9.0% over the last fiscal year+5.9% a year over threeIARs 1 to 2
Practice profile
derived from the filing of Nov 1, 2016; every figure names its basis
RAUM per advisor
$28.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$720,942derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-1.9%derivedbetween the last two annual amendments
Advisor growth, one year
-100%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
80reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • P•••• J••• · Presidentcontrol
        since 12/1998 · owns 75% or more
      • B••••••••• J••••••• W•••• · Chief Compliance Officer
        since 03/2016 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Santa Barbara, Ca000
      Offices
      Schedule D 1.F, the 25 largest
      • ,
      What changed
      consecutive filings, newest first
      • Related adviser · true to false
        Oct 20, 2016 to Nov 1, 2016
      • Discretionary RAUM · $58.6M to $57.7M
        Aug 8, 2016 to Aug 29, 2016
      • RAUM · $58.6M to $57.7M
        Aug 8, 2016 to Aug 29, 2016
      • Advisory activities · 3 to 2
        Jul 15, 2016 to Aug 8, 2016
      • Discretionary RAUM · $57.1M to $58.6M
        Jul 15, 2016 to Aug 8, 2016
      • RAUM · $57.1M to $58.6M
        Jul 15, 2016 to Aug 8, 2016
      • Accounts · 83 to 80
        Jun 28, 2016 to Jul 15, 2016
      • Advisory activities · 2 to 3
        Jun 28, 2016 to Jul 15, 2016
      • Discretionary RAUM · $56.4M to $57.1M
        Jun 28, 2016 to Jul 15, 2016
      • RAUM · $56.4M to $57.1M
        Jun 28, 2016 to Jul 15, 2016
      • Related adviser · false to true
        Jun 28, 2016 to Jul 15, 2016
      • HQ city · NEW YORK to unset
        Jun 16, 2016 to Jun 28, 2016
      • HQ state · NY to unset
        Jun 16, 2016 to Jun 28, 2016
      • Accounts · 86 to 83
        Jun 28, 2016 to Jun 28, 2016
      • State-registered IARs · 1 to 2
        Jun 28, 2016 to Jun 28, 2016
      • Discretionary RAUM · $62.2M to $56.4M
        Jun 28, 2016 to Jun 28, 2016
      • RAUM · $62.2M to $56.4M
        Jun 28, 2016 to Jun 28, 2016
      • Advisory employees · 0 to 2
        May 4, 2016 to Jun 8, 2016
      • Employees · 0 to 2
        May 4, 2016 to Jun 8, 2016
      • Insurance-licensed employees · 0 to 1
        May 4, 2016 to Jun 8, 2016
      • State-registered IARs · 0 to 1
        May 4, 2016 to Jun 8, 2016
      • Accounts · 92 to 86
        Sep 17, 2015 to Mar 10, 2016
      • Advisory employees · 1 to 0
        Sep 17, 2015 to Mar 10, 2016
      • Employees · 1 to 0
        Sep 17, 2015 to Mar 10, 2016
      • State-registered IARs · 1 to 0
        Sep 17, 2015 to Mar 10, 2016
      • Discretionary RAUM · $63.4M to $62.2M
        Sep 17, 2015 to Mar 10, 2016
      • RAUM · $63.4M to $62.2M
        Sep 17, 2015 to Mar 10, 2016
      • Accounts · 82 to 92
        Mar 17, 2014 to Mar 27, 2015
      • Advisory activities · 1 to 2
        Mar 17, 2014 to Mar 27, 2015
      • Discretionary RAUM · $60.4M to $63.4M
        Mar 17, 2014 to Mar 27, 2015
      • RAUM · $60.4M to $63.4M
        Mar 17, 2014 to Mar 27, 2015
      • Accounts · 96 to 82
        Oct 2, 2013 to Mar 17, 2014
      • Discretionary RAUM · $61.8M to $60.4M
        Oct 2, 2013 to Mar 17, 2014
      • RAUM · $61.8M to $60.4M
        Oct 2, 2013 to Mar 17, 2014
      • Accounts · 87 to 96
        Apr 1, 2013 to Oct 2, 2013
      • HQ city · unset to NEW YORK
        Apr 1, 2013 to Oct 2, 2013
      • HQ state · unset to NY
        Apr 1, 2013 to Oct 2, 2013
      • Discretionary RAUM · $48.6M to $61.8M
        Apr 1, 2013 to Oct 2, 2013
      • RAUM · $48.6M to $61.8M
        Apr 1, 2013 to Oct 2, 2013
      • Advisory employees · unset to 1.0
        Aug 6, 2012 to Apr 1, 2013
      Signals
      1 dated events
      • Jeffrey Wayne Bonvallat no longer registered at P••• A••••••••• L••; no later IA registration on IAPD
        Dec 31, 2024 · Advisor departure · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026