DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• H••• I••••••••• A••••••• I••
Latest filing Mar 18, 2026
First filing on the tape Nov 11, 2011 · 18 filings
SEC status approved since Jun 6, 2000
RAUM
$436M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$436M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$145M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$436M as of Mar 18, 2026
Mar 23, 2012$90.2M then
HNW client RAUM$28.1M as of Mar 18, 2026
Feb 27, 2018$121M then
State-registered IARs (5.B.3)3 as of Mar 18, 2026
Mar 6, 20130 then
Employees (5.A)3 as of Mar 18, 2026
Mar 6, 20132 then
Private funds: no history
RAUM +14% over the last fiscal year+17% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $145MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 470derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.4MderivedHNW RAUM over HNW clients
- Average account
- $109,729derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -5.2%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Financial planning clients
- 1,500reportedItem 5.H
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$408M94%
- High-net-worth individuals$28.1M6.4%
- Individual clients
- 1,408reported
- HNW clients
- 3reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3,973reported
- Financial planning clients
- 1,500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• S•••• C•••••• | Greensburg, Pa | Feb 20, 2002 | 42 y | 0 |
| R••• M••••••• C•••••• | Greensburg, Pa | Sep 10, 2018 | 22 y | 0 |
| C•••••• A•••••• T••••• | Greensburg, Pa | Jul 21, 2020 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• A•••••• A•• · Directorcontrolsince 01/2023 · owns less than 5%
- C••••••• J•••••• S•••• · Presidentcontrolsince 04/2000 · owns less than 5%
- C••••••• R•••• M••••••• · Vice Presidentcontrolsince 11/2018 · owns less than 5%
- S••••• S••••• C••• · Chief Compliance Officersince 01/2019 · owns less than 5%
Entity owners
- A••••• A• C•••••• F••••• D•••••• T•••• U• M•• 1•• 2••• · Co-Trusteedirect · owns 25% to 50%
- R••• M• C•••••• F••••• D•••••• T•••• U• M•• 1•• 2••• · Co-Trusteedirect · owns 25% to 50%
Related persons
Schedule D 7.A
- K•••• M•••••••real estaten
- N••• S••••••real estaten
- R••••• A• L••••••••real estaten
- R••• L• D•••••n
- S•••• O••••••real estaten
- S•••••• D• K••insurancen
- T••••• N• G••••• J••insurancen
- W••••• Y••• E••n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Greensburg, Pa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 2 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- very high RAUM per advisorStatic outlier · filing Mar 18, 2026RAUM per registered advisor of $145,317,569 against a peer median of $55,731,856 (3254 comparable advisers, 98.0th percentile, 3.1 robust deviations)peers: independent wealth managers, $100M to $500M (3,254) · 98% percentile
- unusually high clients per advisorStatic outlier · filing Mar 18, 2026private clients per advisor of 470.3 against a peer median of 57.3 (3076 comparable advisers, 100.0th percentile, 11.8 robust deviations)peers: independent wealth managers, $100M to $500M (3,076) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 3,603 to 3,973Mar 14, 2025 to Mar 18, 2026
- HNW clients · 2 to 3Mar 14, 2025 to Mar 18, 2026
- Individual clients · 1,486 to 1,408Mar 14, 2025 to Mar 18, 2026
- Discretionary RAUM · $381M to $436MMar 14, 2025 to Mar 18, 2026
- HNW RAUM · $19.8M to $28.1MMar 14, 2025 to Mar 18, 2026
- Individual RAUM · $362M to $408MMar 14, 2025 to Mar 18, 2026
- RAUM · $381M to $436MMar 14, 2025 to Mar 18, 2026
- Accounts · 3,514 to 3,603Mar 6, 2024 to Mar 14, 2025
- Individual clients · 1,326 to 1,486Mar 6, 2024 to Mar 14, 2025
- Financial planning clients · More than 500 to More than 500Mar 6, 2024 to Mar 14, 2025
- Discretionary RAUM · $323M to $381MMar 6, 2024 to Mar 14, 2025
- HNW RAUM · $23.1M to $19.8MMar 6, 2024 to Mar 14, 2025
- Individual RAUM · $300M to $362MMar 6, 2024 to Mar 14, 2025
- RAUM · $323M to $381MMar 6, 2024 to Mar 14, 2025
- Accounts · 3,321 to 3,514Feb 3, 2023 to Mar 6, 2024
- Individual clients · 1,259 to 1,326Feb 3, 2023 to Mar 6, 2024
- Other offices · 0 to 1Feb 3, 2023 to Mar 6, 2024
- Discretionary RAUM · $270M to $323MFeb 3, 2023 to Mar 6, 2024
- HNW RAUM · $19.5M to $23.1MFeb 3, 2023 to Mar 6, 2024
- Individual RAUM · $250M to $300MFeb 3, 2023 to Mar 6, 2024
- RAUM · $270M to $323MFeb 3, 2023 to Mar 6, 2024
- Accounts · 3,113 to 3,321Feb 22, 2022 to Feb 3, 2023
- Individual clients · 1,227 to 1,259Feb 22, 2022 to Feb 3, 2023
- Discretionary RAUM · $289M to $270MFeb 22, 2022 to Feb 3, 2023
- HNW RAUM · $19.1M to $19.5MFeb 22, 2022 to Feb 3, 2023
- Individual RAUM · $270M to $250MFeb 22, 2022 to Feb 3, 2023
- RAUM · $289M to $270MFeb 22, 2022 to Feb 3, 2023
- Accounts · 2,757 to 3,113Feb 23, 2021 to Feb 22, 2022
- Individual clients · 1,139 to 1,227Feb 23, 2021 to Feb 22, 2022
- Financial planning clients · 0 to More than 500Feb 23, 2021 to Feb 22, 2022
- Discretionary RAUM · $261M to $289MFeb 23, 2021 to Feb 22, 2022
- HNW RAUM · $17.6M to $19.1MFeb 23, 2021 to Feb 22, 2022
- Individual RAUM · $243M to $270MFeb 23, 2021 to Feb 22, 2022
- RAUM · $261M to $289MFeb 23, 2021 to Feb 22, 2022
- Accounts · 2,481 to 2,757May 7, 2020 to Feb 23, 2021
- Advisory employees · 2 to 3May 7, 2020 to Feb 23, 2021
- HNW clients · 34 to 2May 7, 2020 to Feb 23, 2021
- Individual clients · 1,025 to 1,139May 7, 2020 to Feb 23, 2021
- Employees · 2 to 3May 7, 2020 to Feb 23, 2021
- Financial planning clients · More than 500 to 0May 7, 2020 to Feb 23, 2021
Signals
2 dated events
- Ann A••••• C•••••• (Director) appeared on Schedule A of C••••• H••• I••••••••• A••••••• I••Mar 6, 2024 · Control person joined · fact
- M••••••• R••• C•••••• (Vice President) appeared on Schedule A of C••••• H••• I••••••••• A••••••• I••Feb 6, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- r••@c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- c••@c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- s••@c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- r••@c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- j••@c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 724-830-2795reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 724-830-2600reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- C•••••H•••INVESTMENT.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (724)830-2600reportedpublic record, Form ADV, Mar 18, 2026
- Team page
- c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $145Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026