DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• B•••••• G••••• L•••••
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 26 filings
SEC status approved since Jan 2, 1998
RAUM
$25B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
210
45 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
12
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$25B as of Mar 30, 2026
Mar 30, 2012$24B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)210 as of Mar 30, 2026
Mar 28, 2013200 then
Private funds12 as of Mar 30, 2026
Mar 30, 201212 then
RAUM +4.6% over the last fiscal year-3.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.1BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $25B, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$25B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $25B for 12 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••••• V•••• P•••••••• L••• • I• | Hedge Fund | $7.8B | 190 | Mar 30, 2012 |
| B•••••• L•••••• P••••••••• 1••• C•• | Hedge Fund | $6.7B | 242 | Mar 30, 2012 |
| B•••••• L•••••• P••••••••• 1••• A•• | Hedge Fund | $2.8B | 121 | Mar 30, 2012 |
| B•••••• V•••• P•••••••• L••• • I• | Hedge Fund | $2.4B | 155 | Mar 30, 2012 |
| B•••••• V•••• P•••••••• L••• • I• | Hedge Fund | $1.3B | 35 | Mar 30, 2012 |
| B•••••• L•••••• P••••••••• 1••• B•• | Hedge Fund | $1.1B | 83 | Mar 30, 2012 |
| P• I••••••••• L•••••• P••••••••• | Hedge Fund | $1.0B | 2 | Mar 30, 2012 |
| B•••••• V•••• P•••••••• L••• • I•• | Hedge Fund | $976M | 9 | Mar 30, 2012 |
| Y• I••••••••• L•••••• P••••••••• | Hedge Fund | $473M | 2 | Mar 30, 2012 |
| H• I••••••••• L•••••• P••••••••• | Hedge Fund | $208M | 2 | Mar 30, 2012 |
| B•• P•••••••• L••• | Hedge Fund | $13.0M | 3 | Mar 30, 2012 |
| B•••••• L•••••• P••••••••• 1••• F••no longer reported | Hedge Fund | $56,783 | 0 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• N•••••••• J••• · Partnercontrolsince 01/2021 · owns less than 5%
- B••••••••• T•••••• W•••••• · Partnercontrolsince 12/2017 · owns less than 5%
- C•••••• R••••••• G• · Partnercontrolsince 01/2022 · owns less than 5%
- C•••••••• G••••••• A••••• · Partnercontrolsince 12/2017 · owns less than 5%
- D••••• J••••• A••••• W••••• · Partnercontrolsince 01/2021 · owns less than 5%
- D••• R•••• C••• · Partnercontrolsince 01/2023 · owns less than 5%
- F••••• F••••••••• H••••• · Partner And General Counselcontrolsince 12/2017 · owns less than 5%
- G••••••••• J•••••• A••• S•••••• · Partnercontrolsince 12/2017 · owns less than 5%
- K••••••• S•••• A••••• · Partner And Chief Executive Officercontrolsince 12/2017 · owns less than 5%
- M•••• E•••••• F••••• · Partner And Chief Operating Officercontrolsince 12/2017 · owns less than 5%
- M•••••••• A•••••• J•••• · Partnercontrolsince 01/2023 · owns less than 5%
- M•••••• J••••• F•••••• · Partner And Presidentcontrolsince 12/2017 · owns less than 5%
- P••••• J••••• J•••• · Partner And Chief Financial Officercontrolsince 01/2020 · owns less than 5%
- R•••• G•••••• N•• · Partnercontrolsince 12/2017 · owns less than 5%
- S•••••••• M••••••• M••• · Partnercontrolsince 01/2019 · owns less than 5%
- K••••••• S•••• A••••• · Trusteecontrolsince 01/2018 · owns F of T•• S••• A• K•••••• 1••• T••••
- K••••••• S•••• A••••• · Managing Membercontrolsince 01/2018 · owns 75% or more of B•••••• G•••• G•• L•••••
- C••••• J•••• D• · Chief Compliance Officer And Senior Regulatory Counselsince 12/2017 · owns less than 5%
Entity owners
- B•••••• G•••• G•• L••••• · Non-Member Managerdirect · owns less than 5%
- B•••••• G••••• L••• · Memberdirect · owns 75% or more
- B•••••• G•••• G••• L••••• · General Partnerindirect · owns F of B•••••• G••••• L•••
- B•••••• G•••• H•••••••• L••• · L•••••• Partnerindirect · owns 75% or more of B•••••• G••••• L•••
- T•• S••• A• K•••••• 1••• T•••• · L•••••• Partnerindirect · owns 25% to 50% of B•••••• G•••• H•••••••• L•••
Related persons
Schedule D 7.A
- B•••••• G•••• I••••••••• L••investment advisern
- B•••••• P•••••••• L•••••pooled vehicle sponsorn
- L•••••• Swann LLCbroker-dealeryRAUM $50.5M
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $24B to $25BMar 28, 2025 to Mar 30, 2026
- Employees · 244 to 210Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $24B to $25BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $24B to $25BMar 28, 2025 to Mar 30, 2026
- RAUM · $24B to $25BMar 28, 2025 to Mar 30, 2026
- Accounts · 11 to 12Feb 21, 2025 to Mar 28, 2025
- Advisory employees · 60 to 45Feb 21, 2025 to Mar 28, 2025
- Pooled vehicle clients · 11 to 12Feb 21, 2025 to Mar 28, 2025
- Assets in custody · $25B to $24BFeb 21, 2025 to Mar 28, 2025
- Employees · 272 to 244Feb 21, 2025 to Mar 28, 2025
- Financial planning clients · unset to Feb 21, 2025 to Mar 28, 2025
- Discretionary RAUM · $25B to $24BFeb 21, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $25B to $24BFeb 21, 2025 to Mar 28, 2025
- RAUM · $25B to $24BFeb 21, 2025 to Mar 28, 2025
- Private funds · 11 to 12Mar 28, 2024 to Feb 21, 2025
- Advisory employees · 59 to 60Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $27B to $25BMar 31, 2023 to Mar 28, 2024
- Employees · 266 to 272Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $27B to $25BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $27B to $25BMar 31, 2023 to Mar 28, 2024
- RAUM · $27B to $25BMar 31, 2023 to Mar 28, 2024
- Related broker-dealer · false to trueMar 31, 2023 to Mar 28, 2024
- Assets in custody · $32B to $27BMar 29, 2022 to Mar 29, 2023
- Employees · 265 to 266Mar 29, 2022 to Mar 29, 2023
- Discretionary RAUM · $32B to $27BMar 29, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $32B to $27BMar 29, 2022 to Mar 29, 2023
- RAUM · $32B to $27BMar 29, 2022 to Mar 29, 2023
- Advisory employees · 63 to 59Jun 28, 2021 to Mar 29, 2022
- Assets in custody · $32B to $32BJun 28, 2021 to Mar 29, 2022
- Employees · 275 to 265Jun 28, 2021 to Mar 29, 2022
- Discretionary RAUM · $32B to $32BJun 28, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $32B to $32BJun 28, 2021 to Mar 29, 2022
- RAUM · $32B to $32BJun 28, 2021 to Mar 29, 2022
- Advisory employees · 61 to 63Mar 30, 2020 to Mar 30, 2021
- Assets in custody · $30B to $32BMar 30, 2020 to Mar 30, 2021
- Employees · 269 to 275Mar 30, 2020 to Mar 30, 2021
- Discretionary RAUM · $30B to $32BMar 30, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $30B to $32BMar 30, 2020 to Mar 30, 2021
- RAUM · $30B to $32BMar 30, 2020 to Mar 30, 2021
- Advisory employees · 58 to 61Mar 29, 2019 to Mar 30, 2020
Signals
14 dated events
- Jianshu Dong (Partner) no longer on Schedule A of T•• B•••••• G••••• L••••• (listed 2023-03-31, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Jeremy David Freibaum (Partner) no longer on Schedule A of T•• B•••••• G••••• L••••• (listed 2023-03-31, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- James Andrew Mcelaney (Partner) appeared on Schedule A of T•• B•••••• G••••• L•••••Mar 29, 2023 · Control person joined · fact
- Coad Ryan Dow (Partner) appeared on Schedule A of T•• B•••••• G••••• L•••••Mar 29, 2023 · Control person joined · fact
- Jeremy David Freibaum (Partner) appeared on Schedule A of T•• B•••••• G••••• L•••••Mar 29, 2023 · Control person joined · fact
- G Richard Carona (Partner) appeared on Schedule A of T•• B•••••• G••••• L•••••Mar 29, 2022 · Control person joined · fact
- Jianshu Dong (Partner) appeared on Schedule A of T•• B•••••• G••••• L•••••Mar 29, 2022 · Control person joined · fact
- Andrew Robert Bralower (Partner) no longer on Schedule A of T•• B•••••• G••••• L••••• (listed 2020-03-30, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- Andonis Mark Tsocanos (Partner) no longer on Schedule A of T•• B•••••• G••••• L••••• (listed 2020-03-30, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- Andrew Watson James David (Partner) appeared on Schedule A of T•• B•••••• G••••• L•••••Mar 30, 2021 · Control person joined · fact
- John Nicholas Azrack (Partner) appeared on Schedule A of T•• B•••••• G••••• L•••••Mar 30, 2021 · Control person joined · fact
- Meir Michael Sperling (Partner) appeared on Schedule A of T•• B•••••• G••••• L•••••Mar 29, 2019 · Control person joined · fact
- Rose Barbara O'Connor (Partner) no longer on Schedule A of T•• B•••••• G••••• L••••• (listed 2018-09-07, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- T•• B•••••• G••••• L••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 9, 2018 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- Baupost Group Inc · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/the-baupost-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- b••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (617) 210-8300reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026