DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• P••••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 22, 2012 · 25 filings
SEC status approved since Nov 9, 1999
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
16 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
8
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$1.2B as of Mar 31, 2026
Mar 22, 2012$1.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Mar 22, 20120 then
Employees (5.A)23 as of Mar 31, 2026
Mar 26, 201320 then
Private funds8 as of Mar 31, 2026
Mar 26, 20134 then
RAUM -11% over the last fiscal year+3.1% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $614MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $38.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 11.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 32reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••• C•••••• I•••••••• V••• L••• • A••••••••• | Private Equity Fund | $342M | 111 | Mar 28, 2018 |
| C••••• P••••••• C••••••••• F••• L• | Private Equity Fund | $273M | 53 | Mar 25, 2024 |
| C••••• C•••••• I•••••••• V• L•• • A••••••••• | Private Equity Fund | $158M | 94 | Mar 31, 2014 |
| C••••• C•••••• I•••••••• I• L• • A••••••••• | Private Equity Fund | $78.0M | 77 | Mar 26, 2013 |
| C••••• P••••••• C••••••••• F••• S• L• | Private Equity Fund | $67.2M | 8 | Mar 25, 2024 |
| C••••• C•••••• I•••••••• V• L• • A••••••••• | Private Equity Fund | $49.4M | 113 | Mar 26, 2013 |
| C••••• C•••••• I•••••••• V•••• L••• • A••••••••• | Private Equity Fund | $40.5M | 72 | Mar 28, 2023 |
| C••••• C•••••• I•••••••• I•• L• • A••••••••• | Private Equity Fund | $11.8M | 114 | Mar 26, 2013 |
| C••••• C•••••• I•••••••• I• L• • A•••••••••no longer reported | Private Equity Fund | $31,487 | 60 | Mar 26, 2013 |
Owners and control persons
Schedule A and B, latest filing
- J••••• D••••• L•••• · Membercontrolsince 05/2001 · owns 25% to 50%
- P••••••• B••••• G•••• · Membercontrolsince 12/1995 · owns 25% to 50%
- H•••••• K••••• A•• · Chief Compliance Officersince 11/2022 · owns less than 5%
Related persons
Schedule D 7.A
- B••••••• P••••••• M••••••••• L••investment adviserbankpooled vehicle sponsornRAUM $864M
- C••••• P••••••• C• G•• L•••bankpooled vehicle sponsorn
- C••••• P••••••• C• G•• L•••bankpooled vehicle sponsorn
- C••••• P••••••• I•• L••bankpooled vehicle sponsorn
- C••••• P••••••• I• L••bankpooled vehicle sponsorn
- C••••• P••••••• V• L••bankpooled vehicle sponsorn
- C••••• P••••••• V• L••bankpooled vehicle sponsorn
- C••••• P••••••• V•• L•bankpooled vehicle sponsorn
- C••••• P••••••• V••• L•••bankpooled vehicle sponsorn
Advisers that list C••••• P••••••• M••••••••• L•• as a related person
- 291785 n
Offices
Schedule D 1.F, the 25 largest
- Los Angeles, CA2 employees
What changed
consecutive filings, newest first
- Advisory employees · 15 to 16Mar 28, 2025 to Mar 31, 2026
- Employees · 22 to 23Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.4B to $1.2BMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.4B to $1.2BMar 28, 2025 to Mar 31, 2026
- RAUM · $1.4B to $1.2BMar 28, 2025 to Mar 31, 2026
- Assets in custody · unset to 0.0Jun 13, 2024 to Mar 28, 2025
- Custody of client assets · false to trueJun 13, 2024 to Mar 28, 2025
- Employees · 21 to 22Jun 13, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Jun 13, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.3B to $1.4BJun 13, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.3B to $1.4BJun 13, 2024 to Mar 28, 2025
- RAUM · $1.3B to $1.4BJun 13, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.3B to $1.3BApr 29, 2024 to Jun 13, 2024
- Pooled vehicle RAUM · $1.3B to $1.3BApr 29, 2024 to Jun 13, 2024
- RAUM · $1.3B to $1.3BApr 29, 2024 to Jun 13, 2024
- Discretionary RAUM · $1.3B to $1.3BMar 25, 2024 to Apr 29, 2024
- Pooled vehicle RAUM · $1.3B to $1.3BMar 25, 2024 to Apr 29, 2024
- RAUM · $1.3B to $1.3BMar 25, 2024 to Apr 29, 2024
- Accounts · 31 to 32Mar 28, 2023 to Mar 25, 2024
- Pooled vehicle clients · 31 to 32Mar 28, 2023 to Mar 25, 2024
- Private funds · 6 to 8Mar 28, 2023 to Mar 25, 2024
- Discretionary RAUM · $1.1B to $1.3BMar 28, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $1.1B to $1.3BMar 28, 2023 to Mar 25, 2024
- RAUM · $1.1B to $1.3BMar 28, 2023 to Mar 25, 2024
- Accounts · 28 to 31Dec 1, 2022 to Mar 28, 2023
- Pooled vehicle clients · 28 to 31Dec 1, 2022 to Mar 28, 2023
- Employees · 20 to 21Dec 1, 2022 to Mar 28, 2023
- Private funds · 5 to 6Dec 1, 2022 to Mar 28, 2023
- Discretionary RAUM · $1.2B to $1.1BDec 1, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $1.2B to $1.1BDec 1, 2022 to Mar 28, 2023
- RAUM · $1.2B to $1.1BDec 1, 2022 to Mar 28, 2023
- Discretionary RAUM · $1.0B to $1.2BMar 30, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $1.0B to $1.2BMar 30, 2021 to Mar 29, 2022
- RAUM · $1.0B to $1.2BMar 30, 2021 to Mar 29, 2022
- Related broker-dealer · false to trueMar 30, 2021 to Mar 29, 2022
- Discretionary RAUM · $913M to $1.0BMar 31, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $913M to $1.0BMar 31, 2020 to Mar 30, 2021
- RAUM · $913M to $1.0BMar 31, 2020 to Mar 30, 2021
- Discretionary RAUM · $970M to $913MMar 26, 2019 to Mar 31, 2020
- Pooled vehicle RAUM · $970M to $913MMar 26, 2019 to Mar 31, 2020
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- C••••• P••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C••••• P••••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- C•••••PARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-332-5800reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026