DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Diversified Partners, Inc.
Legal name Diversified Partners Inc
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 26 filings
SEC status approved since May 2, 2000
RAUM
$155M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$155M as of Mar 30, 2026
Mar 30, 2012$96.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)3 as of Mar 30, 2026
Mar 28, 20135 then
Private funds3 as of Mar 30, 2026
Mar 30, 20123 then
RAUM +3.1% over the last fiscal year+9.1% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- $51.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $51.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- selection of other advisersreportedItem 5.G
- Custody
- $155M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$155M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $155M for 3 clientsreported
- Compensation
- n/areported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=3.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Afpc Diversified Partners, L.P. | Private Equity Fund | $58.0M | 62 | Mar 30, 2012 |
| Afpc Diversified Partners II, L.P. | Private Equity Fund | $41.3M | 62 | Mar 30, 2012 |
| Afpc Diversified Partners III, L.P. | Private Equity Fund | $32.5M | 60 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Ogren Heather Hale · Chief Compliance Officer/ Secretary/ Treasurercontrolsince 07/2022 · owns less than 5%
- Jenkins Thomas Parker · President, Shareholdercontrolsince 05/1993 · owns 75% or more
- Jason Daniel Parker · Investment Officersince 04/2021 · owns less than 5%
Related persons
Schedule D 7.A
- Employee Benefit Services, Inc.LP sponsorn
- Thoroughbred Financial Services, LLCbroker-dealerinvestment adviserreal estatenRAUM $4.0B
Advisers that list Diversified Partners, Inc. as a related person
- 47893 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $150M to $155MJun 30, 2025 to Mar 30, 2026
- Discretionary RAUM · $150M to $155MJun 30, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $150M to $155MJun 30, 2025 to Mar 30, 2026
- RAUM · $150M to $155MJun 30, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jun 30, 2025
- Assets in custody · $132M to $150MMar 27, 2024 to Mar 31, 2025
- Employees · 4 to 3Mar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $132M to $150MMar 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $132M to $150MMar 27, 2024 to Mar 31, 2025
- RAUM · $132M to $150MMar 27, 2024 to Mar 31, 2025
- Assets in custody · $160M to $132MOct 3, 2023 to Mar 27, 2024
- Discretionary RAUM · $119M to $132MOct 3, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $119M to $132MOct 3, 2023 to Mar 27, 2024
- RAUM · $119M to $132MOct 3, 2023 to Mar 27, 2024
- Discretionary RAUM · $160M to $119MJul 29, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $160M to $119MJul 29, 2022 to Mar 31, 2023
- RAUM · $160M to $119MJul 29, 2022 to Mar 31, 2023
- Assets in custody · $140M to $160MNov 1, 2021 to Mar 30, 2022
- Discretionary RAUM · $140M to $160MNov 1, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $140M to $160MNov 1, 2021 to Mar 30, 2022
- RAUM · $140M to $160MNov 1, 2021 to Mar 30, 2022
- Advisory employees · 2 to 3Mar 31, 2021 to Apr 21, 2021
- BD registered reps · 2 to 3Mar 31, 2021 to Apr 21, 2021
- Employees · 5 to 4Mar 31, 2021 to Apr 21, 2021
- Insurance-licensed employees · 2 to 3Mar 31, 2021 to Apr 21, 2021
- HQ city · WILMINGTON to BRENTWOODMar 31, 2021 to Apr 21, 2021
- HQ state · DE to TNMar 31, 2021 to Apr 21, 2021
- State-registered IARs · 2 to 3Mar 31, 2021 to Apr 21, 2021
- Succession · false to trueMar 31, 2021 to Apr 21, 2021
- Succession · true to falseApr 21, 2021 to Apr 21, 2021
- Assets in custody · $130M to $140MMar 26, 2020 to Mar 31, 2021
- Discretionary RAUM · $130M to $140MMar 26, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $130M to $140MMar 26, 2020 to Mar 31, 2021
- RAUM · $130M to $140MMar 26, 2020 to Mar 31, 2021
- Advisory employees · 3 to 2Mar 29, 2019 to Mar 26, 2020
- BD registered reps · 3 to 2Mar 29, 2019 to Mar 26, 2020
- Assets in custody · $111M to $130MMar 29, 2019 to Mar 26, 2020
- Insurance-licensed employees · 3 to 2Mar 29, 2019 to Mar 26, 2020
- State-registered IARs · 3 to 2Mar 29, 2019 to Mar 26, 2020
- Discretionary RAUM · $111M to $130MMar 29, 2019 to Mar 26, 2020
Signals
8 dated events
- Clark Jack Herndon (Chief Compliance Officer) no longer on Schedule A of Diversified Partners, Inc. (listed 2022-03-30, absent 2022-07-29)Jul 29, 2022 · Control person left · inference
- Ogren Heather Hale (Secretary/ Treasurer) appeared on Schedule A of Diversified Partners, Inc.Nov 1, 2021 · Control person joined · fact
- Gwen Cheryl Smith (Secretary/ Treasurer) no longer on Schedule A of Diversified Partners, Inc. (listed 2021-04-21, absent 2021-11-01)Nov 1, 2021 · Control person left · inference
- Diversified Partners, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)Apr 21, 2021 · Succession (Item 4) · fact
- Ann Pamela Jasinski (Director/Assistant Treasurer) no longer on Schedule A of Diversified Partners, Inc. (listed 2021-03-31, absent 2021-04-21)Apr 21, 2021 · Control person left · inference
- Todd Brian Harrison (Assistant Secretary/ Director) no longer on Schedule A of Diversified Partners, Inc. (listed 2021-03-31, absent 2021-04-21)Apr 21, 2021 · Control person left · inference
- Clark Jack Herndon (Chief Compliance Officer) appeared on Schedule A of Diversified Partners, Inc.Mar 29, 2019 · Control person joined · fact
- Gwen Cheryl Smith (Secretary/ Treasurer) appeared on Schedule A of Diversified Partners, Inc.Mar 29, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Diversified Partners, Inc. · Independent Sponsorsshared crd · capital_provider
- Diversified Partners, Inc. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- 6153710001reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026