DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••• I••••••••• A•••••••• L••
Latest filing Feb 6, 2026
First filing on the tape Jan 9, 2012 · 23 filings
SEC status approved since Jun 23, 1999
RAUM
$346M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$328M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$115M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$346M as of Feb 6, 2026
Mar 13, 2012$91.2M then
HNW client RAUM$284M as of Feb 6, 2026
Mar 23, 2018$111M then
State-registered IARs (5.B.3)3 as of Feb 6, 2026
Mar 20, 20132 then
Employees (5.A)6 as of Feb 6, 2026
Mar 20, 20134 then
Private funds: no history
RAUM +16% over the last fiscal year+15% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Feb 6, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $115MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 89derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $447,350derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Custody
- $85.8M, 135 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$284M82%
- Individuals$44.2M13%
- Pension and profit-sharing plans$11.0M3.2%
- Charitable organizations$6.9M2.0%
- Individual clients
- 148reported
- HNW clients
- 118reported
- Pension plan clients
- 10reported
- Charitable clients
- 4reported
- Accounts
- 773reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $85.8M for 135 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• A•••• T•••••• | Portland, Or | Dec 2, 2005 | 31 y | 0 |
| H••••• R•••• T•••••• | Boise, Id | Oct 25, 2007 | 19 y | 1 |
| T••••• W•••• T•••••• | Eagle, Id | Sep 19, 2023 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- R••••• D•••••• P••• to F••• V•••••••• I••••••••• M••••••••• L••Jan 26, 2012 · Other
Joined, latest
- H••••• R•••• T•••••• from M•••••• S••• F••••••••Oct 25, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T••••••• H•••••• R•••• · Investment Manager/Ccocontrolsince 10/2010 · owns 75% or more
- T••••••• R••••••• A•••• · Investment Managercontrolsince 08/1996 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Portland, OR1 employees
What changed
consecutive filings, newest first
- Accounts · 766 to 773Feb 19, 2025 to Feb 6, 2026
- HNW clients · 109 to 118Feb 19, 2025 to Feb 6, 2026
- Individual clients · 150 to 148Feb 19, 2025 to Feb 6, 2026
- Assets in custody · $72.5M to $85.8MFeb 19, 2025 to Feb 6, 2026
- Discretionary RAUM · $298M to $346MFeb 19, 2025 to Feb 6, 2026
- HNW RAUM · $239M to $284MFeb 19, 2025 to Feb 6, 2026
- Individual RAUM · $43.6M to $44.2MFeb 19, 2025 to Feb 6, 2026
- Non-discretionary RAUM · $253,384 to $2,655Feb 19, 2025 to Feb 6, 2026
- Pension RAUM · $8.7M to $11.0MFeb 19, 2025 to Feb 6, 2026
- RAUM · $298M to $346MFeb 19, 2025 to Feb 6, 2026
- Accounts · 864 to 766Mar 1, 2024 to Feb 19, 2025
- Charity clients · 5 to 4Mar 1, 2024 to Feb 19, 2025
- HNW clients · 95 to 109Mar 1, 2024 to Feb 19, 2025
- Individual clients · 170 to 150Mar 1, 2024 to Feb 19, 2025
- Pension plan clients · 9 to 10Mar 1, 2024 to Feb 19, 2025
- Assets in custody · $66.6M to $72.5MMar 1, 2024 to Feb 19, 2025
- Financial planning clients · 0 to Mar 1, 2024 to Feb 19, 2025
- Discretionary RAUM · $265M to $298MMar 1, 2024 to Feb 19, 2025
- HNW RAUM · $196M to $239MMar 1, 2024 to Feb 19, 2025
- Individual RAUM · $55.7M to $43.6MMar 1, 2024 to Feb 19, 2025
- Non-discretionary RAUM · $224,251 to $253,384Mar 1, 2024 to Feb 19, 2025
- Pension RAUM · $6.8M to $8.7MMar 1, 2024 to Feb 19, 2025
- RAUM · $265M to $298MMar 1, 2024 to Feb 19, 2025
- Accounts · 848 to 864Mar 6, 2023 to Mar 1, 2024
- Advisory employees · 2 to 3Mar 6, 2023 to Mar 1, 2024
- Charity clients · 4 to 5Mar 6, 2023 to Mar 1, 2024
- HNW clients · 75 to 95Mar 6, 2023 to Mar 1, 2024
- Individual clients · 195 to 170Mar 6, 2023 to Mar 1, 2024
- Pension plan clients · 10 to 9Mar 6, 2023 to Mar 1, 2024
- Assets in custody · $54.8M to $66.6MMar 6, 2023 to Mar 1, 2024
- Employees · 5 to 6Mar 6, 2023 to Mar 1, 2024
- State-registered IARs · 2 to 3Mar 6, 2023 to Mar 1, 2024
- Discretionary RAUM · $227M to $265MMar 6, 2023 to Mar 1, 2024
- HNW RAUM · $147M to $196MMar 6, 2023 to Mar 1, 2024
- Individual RAUM · $68.1M to $55.7MMar 6, 2023 to Mar 1, 2024
- Non-discretionary RAUM · $213,472 to $224,251Mar 6, 2023 to Mar 1, 2024
- Pension RAUM · $10.0M to $6.8MMar 6, 2023 to Mar 1, 2024
- RAUM · $227M to $265MMar 6, 2023 to Mar 1, 2024
- Accounts · 831 to 848Mar 10, 2022 to Mar 6, 2023
- HNW clients · 88 to 75Mar 10, 2022 to Mar 6, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 208-342-7758reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 503-224-4089reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 503-290-3545reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 208-342-7758reportedpublic record, Form ADV, Feb 6, 2026
- Contact form
- arcadiaia.net/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $115Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026