DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Axiom Investors
Legal name Axiom Investors LLC
Latest filing Mar 27, 2026
First filing on the tape Mar 29, 2012 · 19 filings
SEC status approved since Jul 1, 1999
RAUM
$28B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
57
29 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$28B as of Mar 27, 2026
Mar 29, 2012$10B then
HNW client RAUM$0 as of Mar 27, 2026
Mar 28, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 29, 20120 then
Employees (5.A)57 as of Mar 27, 2026
Mar 27, 201342 then
Private funds10 as of Mar 27, 2026
Mar 29, 20129 then
RAUM +15% over the last fiscal year+19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $384MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 30%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $4.2B, 13 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$16B57%
- Pension and profit-sharing plans$6.5B23%
- Investment companies$3.7B13%
- State and municipal entities$1.2B4.4%
- Charitable organizations$558M2.0%
- Insurance companies$90.5M0.3%
- Banks and thrifts$22.9M0.1%
- Corporations and businesses$17.4M0.1%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 7reported
- Charitable clients
- 6reported
- Accounts
- 73reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.2B for 13 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.7 institutional_share=0.3 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- Harris Andrew Jacobson · Ceo / Ciocontrolsince 08/1998 · owns less than 5%
- Harris Andrew Jacobson · Shareholder, President, Director, Trusteecontrolsince 12/2013 · owns 75% or more of Axiom Holdings Gp Corp
- Harris Andrew Jacobson · Limited Partner, Trustee, President, Ceocontrolsince 12/2013 · owns 50% to 75% of Axiom Investors LP
- Bradley Amoils · Managing Director/Portfolio Managersince 01/2006 · owns less than 5%
- Anthony Edward Azimi · Chief Operating Officersince 06/2015 · owns less than 5%
- Rae Lindsay Chamberlain · Managing Director Of Client Partnershipssince 03/2021 · owns less than 5%
- Alexander Matthew Franco · Managing Director/Portfolio Managersince 01/2006 · owns less than 5%
- Marie Denise Zambardi · Chief Compliance Officer/Controllersince 09/2004 · owns less than 5%
Entity owners
- Axiom Holdings Gp Corp · Managing Memberdirect · owns less than 5%
- Axiom Investors LP · Memberdirect · owns 75% or more
- Axiom Holdings Gp Corp · General Partnerindirect · owns F of Axiom Investors LP
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 69 to 73Apr 9, 2025 to Mar 27, 2026
- Advisory employees · 31 to 29Apr 9, 2025 to Mar 27, 2026
- Charity clients · unset to 6.0Apr 9, 2025 to Mar 27, 2026
- Corporate clients · 0.0 to unsetApr 9, 2025 to Mar 27, 2026
- Pension plan clients · 10 to 7Apr 9, 2025 to Mar 27, 2026
- Pooled vehicle clients · 40 to 46Apr 9, 2025 to Mar 27, 2026
- Assets in custody · $3.6B to $4.2BApr 9, 2025 to Mar 27, 2026
- Employees · 60 to 57Apr 9, 2025 to Mar 27, 2026
- Discretionary RAUM · $24B to $28BApr 9, 2025 to Mar 27, 2026
- Pension RAUM · $8.4B to $6.5BApr 9, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $13B to $16BApr 9, 2025 to Mar 27, 2026
- RAUM · $24B to $28BApr 9, 2025 to Mar 27, 2026
- Accounts · 65 to 69Mar 27, 2024 to Apr 9, 2025
- Advisory employees · 29 to 31Mar 27, 2024 to Apr 9, 2025
- Pooled vehicle clients · 35 to 40Mar 27, 2024 to Apr 9, 2025
- Assets in custody · $2.8B to $3.6BMar 27, 2024 to Apr 9, 2025
- Employees · 57 to 60Mar 27, 2024 to Apr 9, 2025
- Financial planning clients · unset to Mar 27, 2024 to Apr 9, 2025
- Discretionary RAUM · $20B to $24BMar 27, 2024 to Apr 9, 2025
- Pension RAUM · $6.4B to $8.4BMar 27, 2024 to Apr 9, 2025
- Pooled vehicle RAUM · $11B to $13BMar 27, 2024 to Apr 9, 2025
- RAUM · $20B to $24BMar 27, 2024 to Apr 9, 2025
- Accounts · 67 to 65Mar 29, 2023 to Mar 27, 2024
- Advisory employees · 32 to 29Mar 29, 2023 to Mar 27, 2024
- Pension plan clients · 11 to 10Mar 29, 2023 to Mar 27, 2024
- Pooled vehicle clients · 34 to 35Mar 29, 2023 to Mar 27, 2024
- Assets in custody · $2.9B to $2.8BMar 29, 2023 to Mar 27, 2024
- Employees · 62 to 57Mar 29, 2023 to Mar 27, 2024
- Private funds · 11 to 10Mar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $17B to $20BMar 29, 2023 to Mar 27, 2024
- Pension RAUM · $4.0B to $6.4BMar 29, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $9.5B to $11BMar 29, 2023 to Mar 27, 2024
- RAUM · $17B to $20BMar 29, 2023 to Mar 27, 2024
- Accounts · 61 to 67Mar 31, 2022 to Mar 29, 2023
- Advisory employees · 30 to 32Mar 31, 2022 to Mar 29, 2023
- Pension plan clients · 13 to 11Mar 31, 2022 to Mar 29, 2023
- Pooled vehicle clients · 28 to 34Mar 31, 2022 to Mar 29, 2023
- Assets in custody · $3.8B to $2.9BMar 31, 2022 to Mar 29, 2023
- Employees · 58 to 62Mar 31, 2022 to Mar 29, 2023
- Discretionary RAUM · $19B to $17BMar 31, 2022 to Mar 29, 2023
Signals
4 dated events
- Kunis Marina Jacobson (Trustee) no longer on Schedule A of Axiom Investors (listed 2022-03-31, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Axiom Investors reported RAUM $18.5B, up 38% from $13.5B (2020-03-27 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Axiom Investors reported RAUM $13.5B, up 38% from $9.7B (2019-03-27 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Axiom Investors reported RAUM $12.1B, up 26% from $9.6B (2017-05-11 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/axiom-investorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- axiominvestors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 203-422-8000reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026