DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••• C•••••• M••••••••• I•••
Legal name G••••• C•••••• M••••••••• I••
Latest filing Mar 25, 2026
First filing on the tape Mar 24, 2012 · 35 filings
SEC status approved since Oct 10, 1997
RAUM
$439M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
40%
$177M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$146M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$439M as of Mar 25, 2026
Mar 24, 2012$491M then
HNW client RAUM$168M as of Mar 25, 2026
Mar 26, 2018$64.4M then
State-registered IARs (5.B.3)1 as of Mar 25, 2026
Mar 24, 20120 then
Employees (5.A)8 as of Mar 25, 2026
Mar 12, 20137 then
Private funds1 as of Mar 25, 2026
Mar 24, 20122 then
RAUM +3.6% over the last fiscal year+13% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- $146MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.7derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.3%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $22.4M, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$229M52%
- High-net-worth individuals$168M38%
- Pooled investment vehicles$19.0M4.3%
- Charitable organizations$10.9M2.5%
- Individuals$9.0M2.0%
- Pension and profit-sharing plans$2.7M0.6%
- Individual clients
- 43reported
- HNW clients
- 76reported
- Pension plan clients
- 3reported
- Charitable clients
- 1reported
- Accounts
- 359reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $22.4M for 10 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.4 fund_share=0.04 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• E•••• N••••••• | Miami, Fl | Oct 25, 2006 | 28 y | 0 |
| E••• M•••••• M•••••• | Miami, Fl | Oct 25, 2006 | 41 y | 0 |
| A••• M•••••• M•••••• | Miami, Fl | Jan 14, 2025 | 10 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A••• M•••••• M•••••• from M••••••••• A•••••••• L••Jan 14, 2025 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••• G•••• P•••••••• L••• | Hedge Fund | $12.0M | 31 | Mar 24, 2012 |
| G•• G••••• P•••••••• L•no longer reported | Hedge Fund | $2.7M | 19 | Mar 24, 2012 |
Owners and control persons
Schedule A and B, latest filing
- M••••••• E•••• M•••••• · Presidentcontrolsince 04/1997 · owns 50% to 75%
- N•••••••• J•••••• C•••• · Executive Vice President/Chief Compliance Officercontrolsince 09/1997 · owns 50% to 75%
Related persons
Schedule D 7.A
- C•••••• G•••• M••••••••• I•••pooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- very high RAUM per advisorStatic outlier · filing Mar 25, 2026RAUM per registered advisor of $146,280,286 against a peer median of $55,731,856 (3254 comparable advisers, 98.0th percentile, 3.2 robust deviations)peers: independent wealth managers, $100M to $500M (3,254) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 360 to 359Mar 24, 2025 to Mar 25, 2026
- Advisory employees · 4 to 5Mar 24, 2025 to Mar 25, 2026
- Corporate clients · 55 to 54Mar 24, 2025 to Mar 25, 2026
- HNW clients · 71 to 76Mar 24, 2025 to Mar 25, 2026
- Individual clients · 42 to 43Mar 24, 2025 to Mar 25, 2026
- Assets in custody · $16.2M to $22.4MMar 24, 2025 to Mar 25, 2026
- Employees · 7 to 8Mar 24, 2025 to Mar 25, 2026
- Discretionary RAUM · $424M to $439MMar 24, 2025 to Mar 25, 2026
- HNW RAUM · $137M to $168MMar 24, 2025 to Mar 25, 2026
- Individual RAUM · $8.5M to $9.0MMar 24, 2025 to Mar 25, 2026
- Pension RAUM · $2.4M to $2.7MMar 24, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $13.5M to $19.0MMar 24, 2025 to Mar 25, 2026
- RAUM · $424M to $439MMar 24, 2025 to Mar 25, 2026
- Accounts · 355 to 360Jan 14, 2025 to Mar 24, 2025
- Advisory employees · 3 to 4Jan 14, 2025 to Mar 24, 2025
- Corporate clients · 60 to 55Jan 14, 2025 to Mar 24, 2025
- HNW clients · 74 to 71Jan 14, 2025 to Mar 24, 2025
- Individual clients · 31 to 42Jan 14, 2025 to Mar 24, 2025
- Assets in custody · $12.6M to $16.2MJan 14, 2025 to Mar 24, 2025
- Employees · 6 to 7Jan 14, 2025 to Mar 24, 2025
- Financial planning clients · unset to Jan 14, 2025 to Mar 24, 2025
- State-registered IARs · 0 to 1Jan 14, 2025 to Mar 24, 2025
- Discretionary RAUM · $349M to $424MJan 14, 2025 to Mar 24, 2025
- HNW RAUM · $121M to $137MJan 14, 2025 to Mar 24, 2025
- Individual RAUM · $5.1M to $8.5MJan 14, 2025 to Mar 24, 2025
- Pension RAUM · $1.9M to $2.4MJan 14, 2025 to Mar 24, 2025
- Pooled vehicle RAUM · $12.0M to $13.5MJan 14, 2025 to Mar 24, 2025
- RAUM · $349M to $424MJan 14, 2025 to Mar 24, 2025
- Other offices · 0 to 1Mar 12, 2024 to Jan 14, 2025
- Accounts · 322 to 355Mar 28, 2023 to Mar 12, 2024
- Corporate clients · 54 to 60Mar 28, 2023 to Mar 12, 2024
- HNW clients · 64 to 74Mar 28, 2023 to Mar 12, 2024
- Individual clients · 34 to 31Mar 28, 2023 to Mar 12, 2024
- Assets in custody · $12.3M to $12.6MMar 28, 2023 to Mar 12, 2024
- Employees · 5 to 6Mar 28, 2023 to Mar 12, 2024
- Discretionary RAUM · $304M to $349MMar 28, 2023 to Mar 12, 2024
- HNW RAUM · $102M to $121MMar 28, 2023 to Mar 12, 2024
- Individual RAUM · $6.6M to $5.1MMar 28, 2023 to Mar 12, 2024
- Pension RAUM · $1.6M to $1.9MMar 28, 2023 to Mar 12, 2024
- Pooled vehicle RAUM · $11.6M to $12.0MMar 28, 2023 to Mar 12, 2024
Signals
1 dated events
- G••••• C•••••• M••••••••• I••• reported RAUM $353.4M, down 31% from $510.4M (2021-07-07 to 2022-03-09)Mar 9, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 305-374-9121reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- G•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305-374-9121reportedpublic record, Form ADV, Mar 25, 2026
- Team page
- g•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $146Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026