DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Altrinsic Global Advisors, LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 28, 2012 · 22 filings
SEC status approved since Apr 20, 2004
RAUM
$12B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
34
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$12B as of Mar 31, 2026
Mar 28, 2012$12B then
HNW client RAUM$0 as of Mar 31, 2026
Mar 27, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)34 as of Mar 31, 2026
Mar 28, 201334 then
Private funds3 as of Mar 31, 2026
Mar 28, 20122 then
RAUM +46% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $407MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 16%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +46%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $682M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.5B46%
- Investment companies$4.2B35%
- State and municipal entities$1.2B9.6%
- Pension and profit-sharing plans$802M6.6%
- Corporations and businesses$409M3.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 30reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $682M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.8 institutional_share=0.16 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Perterra International Equity Portfolio, LP | Other Private Fund | $922M | 21 | Mar 28, 2012 |
| Altrinsic Group Trust - Altrinsic International Equity Fundno longer reported | Other Private Fund | $107M | 1 | Mar 31, 2014 |
| Perterra Global Equity Portfolio, LP | Other Private Fund | $20.5M | 7 | Mar 28, 2012 |
| Perterra Emerging Markets Fund, L.P. | Other Private Fund | $11.4M | 7 | Mar 28, 2015 |
Owners and control persons
Schedule A and B, latest filing
- Douglas John Hock · Managing Member/Ceocontrolsince 07/2000 · owns 50% to 75%
- Leo John Devita · Membersince 07/2000 · owns 5% to 10%
- Donald Jeffrey Kazen · Head Of Operations & Technologysince 12/2022 · owns less than 5%
- C Robert Lang · Membersince 01/2024 · owns 5% to 10%
- A Anthony Mastri · Chief Compliance Officersince 01/2023 · owns less than 5%
- Todd Gregory Rogers · Directorsince 03/2012 · owns less than 5%
- Anthony Robert Vegliante · General Counselsince 10/2010 · owns less than 5%
Entity owners
- Ci Global Investments Inc. · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $729M to $682MMar 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $8.1B to $12BMar 27, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $273M to $191MMar 27, 2025 to Mar 31, 2026
- Pension RAUM · $862M to $802MMar 27, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $5.6B to $5.5BMar 27, 2025 to Mar 31, 2026
- RAUM · $8.4B to $12BMar 27, 2025 to Mar 31, 2026
- Accounts · 31 to 30Mar 27, 2024 to Mar 27, 2025
- Advisory employees · 14 to 13Mar 27, 2024 to Mar 27, 2025
- Assets in custody · $954M to $729MMar 27, 2024 to Mar 27, 2025
- Employees · 35 to 34Mar 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $8.2B to $8.1BMar 27, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $265M to $273MMar 27, 2024 to Mar 27, 2025
- Pension RAUM · $1.0B to $862MMar 27, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $5.5B to $5.6BMar 27, 2024 to Mar 27, 2025
- RAUM · $8.5B to $8.4BMar 27, 2024 to Mar 27, 2025
- Accounts · 33 to 31Dec 5, 2023 to Mar 27, 2024
- Advisory employees · 13 to 14Dec 5, 2023 to Mar 27, 2024
- Pension plan clients · 6.0 to unsetDec 5, 2023 to Mar 27, 2024
- Pooled vehicle clients · 20 to 21Dec 5, 2023 to Mar 27, 2024
- Assets in custody · $842M to $954MDec 5, 2023 to Mar 27, 2024
- Employees · 32 to 35Dec 5, 2023 to Mar 27, 2024
- Discretionary RAUM · $8.2B to $8.2BDec 5, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $229M to $265MDec 5, 2023 to Mar 27, 2024
- Pension RAUM · $1.6B to $1.0BDec 5, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $5.2B to $5.5BDec 5, 2023 to Mar 27, 2024
- RAUM · $8.4B to $8.5BDec 5, 2023 to Mar 27, 2024
- HQ city · GREENWICH to STAMFORDMar 31, 2023 to Dec 5, 2023
- Accounts · 38 to 33Jan 31, 2023 to Mar 31, 2023
- Pension plan clients · 7 to 6Jan 31, 2023 to Mar 31, 2023
- Pooled vehicle clients · 23 to 20Jan 31, 2023 to Mar 31, 2023
- Assets in custody · $938M to $842MJan 31, 2023 to Mar 31, 2023
- Employees · 34 to 32Jan 31, 2023 to Mar 31, 2023
- Discretionary RAUM · $10B to $8.2BJan 31, 2023 to Mar 31, 2023
- Non-discretionary RAUM · $249M to $229MJan 31, 2023 to Mar 31, 2023
- Pension RAUM · $2.3B to $1.6BJan 31, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $6.5B to $5.2BJan 31, 2023 to Mar 31, 2023
- RAUM · $11B to $8.4BJan 31, 2023 to Mar 31, 2023
- Advisory employees · 12 to 13Mar 30, 2021 to Mar 31, 2022
- Pension plan clients · 8 to 7Mar 30, 2021 to Mar 31, 2022
Signals
1 dated events
- Altrinsic Global Advisors, Llc reported RAUM $12.2B, up 46% from $8.4B (2025-03-27 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Altrinsic Global Advisors, LLC · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/altrinsic-global-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ALTRINSIC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 203-661-0030reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026