DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••••••• P•••••••• L••
Latest filing Jul 16, 2026
First filing on the tape Mar 29, 2012 · 55 filings
SEC status approved since Nov 25, 1996
RAUM
$191B
reported, Item 5.F
Discretionary
83%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1,204
296 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
311
reported on Schedule D
History
55 filings and snapshots on the tape
RAUM$191B as of Jul 16, 2026
Mar 29, 2012$33B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 16, 2026
Mar 22, 20130 then
Employees (5.A)1,204 as of Jul 16, 2026
Mar 22, 2013265 then
Private funds311 as of Jul 16, 2026
Mar 29, 201259 then
RAUM +10% over the last fiscal year+12% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Jul 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $609MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 83%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$191B100%
- Pension and profit-sharing plans$609M0.3%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 2reported
- Charitable clients
- n/areported
- Accounts
- 314reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=21.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
200 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D•••• S••••• X• L••• | Private Equity Fund | $9.8B | 466 | Mar 30, 2019 |
| D•••• S••••• X• L••• | Private Equity Fund | $8.9B | 65 | Mar 31, 2023 |
| H••••••••• D•••• S••••• I• I••••••••• L•••no longer reported | Private Equity Fund | $6.2B | 366 | Mar 31, 2017 |
| H•••••••• L•• | Private Equity Fund | $6.2B | 3 | Apr 25, 2022 |
| S•••••••• L••no longer reported | Private Equity Fund | $5.7B | 3 | Mar 30, 2019 |
| H••••••••• P••••••• C••••••••• F••• V• L••• | Private Equity Fund | $4.3B | 168 | Mar 31, 2022 |
| D•••• S••••• I• L••• | Private Equity Fund | $4.2B | 342 | Mar 31, 2016 |
| H••••••••• P••••••• C••••••••• F••• V• L••• | Private Equity Fund | $4.0B | 176 | Mar 30, 2018 |
| G•••• L•••• F••• L••• | Private Equity Fund | $2.1B | 1 | Mar 30, 2021 |
| H•••••••• L••no longer reported | Private Equity Fund | $2.1B | 3 | Mar 30, 2018 |
| H•••• I• F••• L••• | Private Equity Fund | $1.7B | 20 | Mar 26, 2020 |
| D•••• S••••• X• A•• S••• | Private Equity Fund | $1.7B | 66 | Mar 30, 2019 |
| H••••••••• S••••• H••• F••• L••• | Private Equity Fund | $1.6B | 2 | Mar 31, 2016 |
| D•••• S••••• X• A•• S••• | Private Equity Fund | $1.6B | 13 | Mar 31, 2023 |
| H••••••••• 2••• G••••• F••• L••• | Private Equity Fund | $1.6B | 151 | Mar 31, 2022 |
| S•••••••• O••••••• F••• V• L••• | Private Equity Fund | $1.5B | 4 | Mar 31, 2023 |
| R•• O•• I••••••••• I• L•• | Private Equity Fund | $1.5B | 1 | Mar 30, 2018 |
| H••••••••• 2••• G••••• F••• L••• | Private Equity Fund | $1.5B | 128 | Mar 30, 2019 |
| C•• I••••••••• F••• L••• •••• 1• | Private Equity Fund | $1.5B | 2 | Mar 30, 2021 |
| H••••••••• P••••••• C••••••••• F••• I• L••• | Private Equity Fund | $1.5B | 129 | Mar 31, 2016 |
| H••••••••• P••••••• X•• B••••• F••• L••• | Private Equity Fund | $1.5B | 18 | Mar 31, 2022 |
| H••••••••• P••••••• X• B••••• F••• L••• | Private Equity Fund | $1.5B | 22 | Mar 30, 2018 |
| H••••••••• D••••• L•••••• F••• •• L••• | Other Private Fund | $1.5B | 4 | Mar 26, 2020 |
| H••••••••• P••••••• I••••••••• F••• L••• | Private Equity Fund | $1.4B | 70 | Mar 29, 2012 |
| H••••••••• A•• P• I••••••••• L••• | Private Equity Fund | $1.4B | 2 | Mar 30, 2018 |
| H••••••••• C•••• M••••• C••••••• | Private Equity Fund | $1.4B | 1 | Mar 26, 2020 |
| H••••••••• N•• S••••• F••• L••• | Private Equity Fund | $1.4B | 2 | Mar 31, 2017 |
| H••••••••• 2••• G••••• F••• L••• | Private Equity Fund | $1.3B | 123 | Mar 26, 2020 |
| H•••• V••• P••••••••• F••• L••• | Private Equity Fund | $1.3B | 30 | Mar 31, 2017 |
| S•••••••• O••••••• F••• I• L••• | Private Equity Fund | $1.2B | 12 | Mar 26, 2020 |
| T•• M•••• F••• L••• | Private Equity Fund | $1.1B | 2 | Mar 30, 2018 |
| H•••• V•• P••••••••• F••• L••• | Private Equity Fund | $1.1B | 38 | Mar 31, 2015 |
| H••••••••• P••••••• X•• V•••••• F••• L••• | Private Equity Fund | $1.1B | 39 | Mar 31, 2022 |
| H••••••••• 2••• G••••• F••• L••• | Private Equity Fund | $1.1B | 70 | Mar 31, 2023 |
| H••••••••• P••••••• I•••••••• F••• L••• | Private Equity Fund | $1.0B | 76 | Mar 29, 2012 |
| H••••••••• V••••••• L••• | Private Equity Fund | $977M | 2 | Mar 30, 2018 |
| H••••••••• P••••••• X• V•••••• F••• L••• | Private Equity Fund | $967M | 29 | Mar 31, 2015 |
| H••••••••• I••••••••• P•••••• E••••• P••••••• V••••••••• F••• L••• | Private Equity Fund | $946M | 92 | Mar 29, 2012 |
| H••••••••• P••••••• X• V•••••• F••• L••• | Private Equity Fund | $946M | 24 | Mar 30, 2018 |
| L••••••• H• T•••• F••• L••• | Private Equity Fund | $944M | 2 | Apr 25, 2022 |
Owners and control persons
Schedule A and B, latest filing
- A••••••••• D••••• A••••• · Managing D•••••Orcontrolsince 01/2012 · owns less than 5%
- D• R•• D• B••••••• C••••••• · Managing D•••••Orcontrolsince 11/2014 · owns less than 5%
- G•••••• B••••• A••• · Managing D•••••Orcontrolsince 10/2008 · owns 5% to 10%
- H•••••• M•••••••• E••• · S••••• Advisorcontrolsince 09/2021 · owns less than 5%
- K•••• J••••••• R•••••• · Managing D•••••Orcontrolsince 04/2011 · owns less than 5%
- R•••••• A•••• A••••• · Managing D•••••Orcontrolsince 10/2008 · owns 5% to 10%
- S•••••• G••••••• V•••••• · Managing D•••••Orcontrolsince 10/2002 · owns 5% to 10%
- T••••••• H••••• •••• · Managing D•••••Orcontrolsince 01/2015 · owns less than 5%
- T•••••• J•••• M•••••• · Managing D•••••Orcontrolsince 09/2008 · owns 5% to 10%
- W••••••••• R•••••• M•••••• · S••••• Advisorcontrolsince 01/2019 · owns less than 5%
- D••••• P••••• N••••• · Managing D•••••Or & General Counselsince 04/2017 · owns less than 5%
- F•••••••• A•••• J•••• · Managing D•••••Or & Chief Compliance Officersince 09/2022 · owns less than 5%
- M••••••• R•••••• A•••• · Chief Financial Officer - Management Companysince 07/2020 · owns less than 5%
- M••••••••• T•••••• M••• · Managing D•••••Or & Chief Technology Officersince 11/2016 · owns less than 5%
- M•••••• J•••• G••• · Managing D•••••Orsince 10/2002 · owns 5% to 10%
- T••••• M•••• C•••••••• · Managing D•••••Or & Chief Administrative Officersince 10/2009 · owns less than 5%
Related persons
Schedule D 7.A
- A••••••• H• A••••••••• L•••pooled vehicle sponsory
- C•••••• L•••• M••••• M••••• A••••••••• L•••pooled vehicle sponsory
- C•••••• L•••• M••••• M••••• V•• A••••••••• L•••pooled vehicle sponsory
- D•••• H• A••••••••• L•••pooled vehicle sponsory
- D•••• I• A••••••••• L•••pooled vehicle sponsory
- D•••• I• A••••••••• L••pooled vehicle sponsory
- D•••• V• A••••••••• L•••pooled vehicle sponsory
- D•••• V• A••••••••• L••pooled vehicle sponsory
- D•••• V•• A•• A••••••••• L•••pooled vehicle sponsory
- D•••• V•• A••••••••• L•••pooled vehicle sponsory
- D•••• V•• A••••••••• L••pooled vehicle sponsory
- D•••• V•• S•••••••• A••••••••• L•••pooled vehicle sponsory
- D•••• V•• S•••••••• A••••••••• L••pooled vehicle sponsory
- D•••• V••• A••••••••• L•••pooled vehicle sponsory
- D•••• V••• A••••••••• L••pooled vehicle sponsory
- D•••• X• A••••••••• L•••pooled vehicle sponsory
- D•••• X• A••••••••• L•••pooled vehicle sponsory
- H••••••••• 2••• D••••• A••••••••• L•••pooled vehicle sponsory
- H••••••••• 2••• D••••• A••••••••• L••pooled vehicle sponsory
- H••••••••• 2••• D••••• A••••••••• L•••pooled vehicle sponsory
- H••••••••• 2••• D••••• A••••••••• L••pooled vehicle sponsory
- H••••••••• 2••• G••••• A••••••••• L•••pooled vehicle sponsory
- H••••••••• 2••• G••••• A••••••••• L••pooled vehicle sponsory
- H••••••••• 2••• A••••••••• L•••pooled vehicle sponsory
- H••••••••• 2••• G••••• A••••••••• L•••pooled vehicle sponsory
- H••••••••• 2••• A••••••••• L•••pooled vehicle sponsory
- H••••••••• 2••• G••••• A••••••••• L•••pooled vehicle sponsory
- H••••••••• 2••• A••••••••• L•••pooled vehicle sponsory
- H••••••••• 2••• G••••• A••••••••• L•••pooled vehicle sponsory
- H••••••••• 2••• A••••••••• L•••pooled vehicle sponsory
Advisers that list H••••••••• P•••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Other offices · 0 to 1Apr 15, 2026 to May 6, 2026
- Discretionary RAUM · $159B to $159BMar 30, 2026 to Apr 15, 2026
- Non-discretionary RAUM · $32B to $32BMar 30, 2026 to Apr 15, 2026
- Pooled vehicle RAUM · $190B to $191BMar 30, 2026 to Apr 15, 2026
- RAUM · $191B to $191BMar 30, 2026 to Apr 15, 2026
- Accounts · 301 to 314Feb 10, 2026 to Mar 30, 2026
- Advisory employees · 290 to 296Feb 10, 2026 to Mar 30, 2026
- BD registered reps · 0 to 21Feb 10, 2026 to Mar 30, 2026
- Pooled vehicle clients · 299 to 314Feb 10, 2026 to Mar 30, 2026
- Employees · 1,157 to 1,204Feb 10, 2026 to Mar 30, 2026
- Private funds · 297 to 311Feb 10, 2026 to Mar 30, 2026
- Discretionary RAUM · $145B to $159BFeb 10, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $29B to $32BFeb 10, 2026 to Mar 30, 2026
- Pension RAUM · $696M to $609MFeb 10, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $172B to $190BFeb 10, 2026 to Mar 30, 2026
- RAUM · $173B to $191BFeb 10, 2026 to Mar 30, 2026
- Financial planning clients · unset to May 21, 2025 to Jun 6, 2025
- Accounts · 281 to 301Jan 9, 2025 to Mar 28, 2025
- Advisory employees · 285 to 290Jan 9, 2025 to Mar 28, 2025
- Pension plan clients · 5 to 2Jan 9, 2025 to Mar 28, 2025
- Pooled vehicle clients · 276 to 299Jan 9, 2025 to Mar 28, 2025
- Employees · 1,103 to 1,157Jan 9, 2025 to Mar 28, 2025
- Private funds · 274 to 297Jan 9, 2025 to Mar 28, 2025
- Discretionary RAUM · $127B to $145BJan 9, 2025 to Mar 28, 2025
- Non-discretionary RAUM · $24B to $29BJan 9, 2025 to Mar 28, 2025
- Pension RAUM · $730M to $696MJan 9, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $151B to $172BJan 9, 2025 to Mar 28, 2025
- RAUM · $151B to $173BJan 9, 2025 to Mar 28, 2025
- Discretionary RAUM · $126B to $127BMar 28, 2024 to Apr 29, 2024
- Non-discretionary RAUM · $24B to $24BMar 28, 2024 to Apr 29, 2024
- Pooled vehicle RAUM · $150B to $151BMar 28, 2024 to Apr 29, 2024
- RAUM · $150B to $151BMar 28, 2024 to Apr 29, 2024
- Accounts · 263 to 281Jan 25, 2024 to Mar 28, 2024
- Advisory employees · 266 to 285Jan 25, 2024 to Mar 28, 2024
- Pension plan clients · 6 to 5Jan 25, 2024 to Mar 28, 2024
- Pooled vehicle clients · 257 to 276Jan 25, 2024 to Mar 28, 2024
- Employees · 990 to 1,103Jan 25, 2024 to Mar 28, 2024
- Private funds · 256 to 274Jan 25, 2024 to Mar 28, 2024
- Discretionary RAUM · $113B to $126BJan 25, 2024 to Mar 28, 2024
- Non-discretionary RAUM · $21B to $24BJan 25, 2024 to Mar 28, 2024
Signals
14 dated events
- George Peter Wilson (Managing Director) no longer on Schedule A of H••••••••• P•••••••• L•• (listed 2024-04-29, absent 2024-10-30)Oct 30, 2024 · Control person left · inference
- Evan Mitchell Harris (Senior Advisor) appeared on Schedule A of H••••••••• P•••••••• L••Mar 31, 2022 · Control person joined · fact
- H••••••••• P•••••••• L•• reported RAUM $124.3B, up 37% from $90.9B (2022-01-14 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Marie Kathleen Bacon (Senior Advisor) no longer on Schedule A of H••••••••• P•••••••• L•• (listed 2022-01-14, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- H••••••••• P•••••••• L•• reported RAUM $90.9B, up 33% from $68.5B (2020-03-27 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Dimatteo Martha Vorlicek (Senior Advisor) no longer on Schedule A of H••••••••• P•••••••• L•• (listed 2020-03-27, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- Brian Peter Lipson (Managing Director) no longer on Schedule A of H••••••••• P•••••••• L•• (listed 2020-03-27, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- Hupman Julia Ocko (Managing Director) no longer on Schedule A of H••••••••• P•••••••• L•• (listed 2020-03-27, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- Ashley David Atterbury (Managing Director) appeared on Schedule A of H••••••••• P•••••••• L••Mar 30, 2021 · Control person joined · fact
- Marie Kathleen Bacon (Senior Advisor) appeared on Schedule A of H••••••••• P•••••••• L••Mar 30, 2021 · Control person joined · fact
- Richard Jeffrey Keay (Managing Director) appeared on Schedule A of H••••••••• P•••••••• L••Mar 30, 2021 · Control person joined · fact
- Corentin Du Roy De Blicquy (Managing Director) appeared on Schedule A of H••••••••• P•••••••• L••Mar 30, 2021 · Control person joined · fact
- Manning Robert Wadsworth (Senior Advisor) appeared on Schedule A of H••••••••• P•••••••• L••Mar 30, 2021 · Control person joined · fact
- Manning Robert Wadsworth (Managing Director) no longer on Schedule A of H••••••••• P•••••••• L•• (listed 2018-06-13, absent 2019-03-30)Mar 30, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- H••••••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- H••••••••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/H•••••••••-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-348-3707reportedpublic record, Form ADV, Jul 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
H••••••••• P•••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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