DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Rexiter Capital Management Limited

Former SEC-registered adviserLondon, CRD 109857SEC 801-55470IAPD
Latest filing Jul 9, 2012
First filing on the tape Apr 2, 2012 · 2 filings
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$2.0B as of Jul 9, 2012
Apr 2, 2012$2.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 9, 2012; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$118MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived4 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
17reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Arzu Akkemik · Directorcontrol
        since 03/2006 · owns less than 5%
      • Helena Coles · Directorcontrol
        since 02/2001 · owns less than 5%
      • Nicolas Alger Adrian Cowell · Directorcontrol
        since 04/2000 · owns less than 5%
      • James Murray Davey · Managing Director - Global Emerging Markets & Gem Chief Investment Officercontrol
        since 04/1998 · owns less than 5%
      • Jonathan Barton Guy Jackson · Chief Compliance Officercontrol
        since 11/2007 · owns less than 5%
      • Robert Christopher James · Directorcontrol
        since 04/1998 · owns less than 5%
      • C.D. Shawn Johnson · Directorcontrol
        since 12/2008 · owns less than 5%
      • John Gavin Maclachlan · Directorcontrol
        since 06/2003 · owns less than 5%
      • John Nicholas Payne · Directorcontrol
        since 02/2002 · owns less than 5%
      • Jacqueline Sharon Power · Directorcontrol
        since 05/2011 · owns less than 5%
      • John Warneford Christopher Vale · Chief Executive Officer & Asian Chief Investment Officercontrol
        since 04/1998 · owns less than 5%
      Entity owners
      • State Street Global Alliance, LLC (A Subsidiary Of State Street Corporation) · Owner
        direct · owns 75% or more
      • Limetree Investments, Inc · Member
        indirect · owns 25% to 50% of State Street Global Alliance,LLC
      • State Street Corporation · Shareholder
        indirect · owns 75% or more of State Street Global Advisors, Inc
      • State Street Global Advisors, Inc · Member
        indirect · owns 50% to 75% of State Street Global Alliance, LLC
      • Stichting Pensioenfonds Abp · Shareholder
        indirect · owns 75% or more of Limetree Investments, Inc
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      • Boston, MA
      • Seoul 100-768, Korea, South
      • Singapore, Singapore
      What changed
      consecutive filings, newest first
      • Advisory activities · 2 to 1
        Apr 2, 2012 to Jul 9, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026