DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

P•••••••

Asset manager (funds and pooled vehicles)San Francisco, CaliforniaCRD 110091SEC 801-32850websiteIAPD
Legal name P••••••• V••••••• I•••
Latest filing Jul 30, 2026
First filing on the tape Mar 29, 2012 · 30 filings
SEC status approved since Nov 4, 1988
RAUM
$11
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
0 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$11 as of Jul 30, 2026
Mar 29, 2012$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 30, 2026
Mar 29, 20120 then
Employees (5.A)1 as of Jul 30, 2026
Mar 27, 20131 then
Private funds: no history
RAUM +0.0% over the last fiscal year+0.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+0.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$202M, 10 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$11100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
10reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$202M for 10 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• R••••• J••• · Chief Operating Officercontrol
        since 01/2015 · owns less than 5%
      • B••••• C••••••••• J••• · Chief Compliance Officercontrol
        since 06/2023 · owns less than 5%
      • B•••••••• B••••• J•••• · Directorcontrol
        since 01/2020 · owns less than 5%
      • L•••• K••••••• M••••••• · Directorcontrol
        since 05/2023 · owns less than 5%
      • M•••••• D•••• A•••• · Chief Financial Officercontrol
        since 01/2023 · owns less than 5%
      • M••••••••• S••••• L••• · Director, President And Secretarycontrol
        since 02/2007 · owns less than 5%
      • M•••••• J••••••• G•••• · Directorcontrol
        since 05/2023 · owns less than 5%
      • Z•••••• K•••• I••••••• · Chief Legal Officercontrol
        since 09/2013 · owns less than 5%
      Entity owners
      • A•• N•• Y••• H••••••• C•••• · Shareholder
        direct · owns 75% or more
      • A••••••••• M••••••• G••••• I••• · Corporate Parent
        indirect · owns 75% or more of A•• N•• Y••• H••••••• C•••• · public reporting company
      Related persons
      Schedule D 7.A
      Advisers that list P••••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Chicago, IL1 employees
      • New Y•••, NY1 employees
      What changed
      consecutive filings, newest first
      • Assets in custody · $255M to $202M
        Mar 27, 2025 to Mar 30, 2026
      • Assets in custody · $444M to $255M
        Mar 26, 2024 to Mar 27, 2025
      • Financial planning clients · unset to
        Mar 26, 2024 to Mar 27, 2025
      • Accounts · 11 to 10
        Mar 30, 2022 to Mar 30, 2023
      • Pooled vehicle clients · 11 to 10
        Mar 30, 2022 to Mar 30, 2023
      • Assets in custody · $710M to $444M
        Mar 30, 2022 to Mar 30, 2023
      • Discretionary RAUM · $12 to $11
        Mar 30, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $12 to $11
        Mar 30, 2022 to Mar 30, 2023
      • RAUM · $12 to $11
        Mar 30, 2022 to Mar 30, 2023
      • Assets in custody · $1.0B to $710M
        May 6, 2021 to Mar 30, 2022
      • Assets in custody · $1.3B to $1.0B
        Mar 30, 2020 to Mar 30, 2021
      • Assets in custody · $1.9B to $1.3B
        Feb 19, 2020 to Mar 30, 2020
      • Assets in custody · $2.5B to $1.9B
        Jan 2, 2019 to Mar 29, 2019
      • Accounts · 0 to 11
        May 23, 2017 to Mar 29, 2018
      • Pooled vehicle clients · unset to 11.0
        May 23, 2017 to Mar 29, 2018
      • Assets in custody · $2.9B to $2.5B
        May 23, 2017 to Mar 29, 2018
      • Other offices · unset to 2.0
        May 23, 2017 to Mar 29, 2018
      • Discretionary RAUM · $0 to $12
        May 23, 2017 to Mar 29, 2018
      • Pooled vehicle RAUM · unset to 12.0
        May 23, 2017 to Mar 29, 2018
      • RAUM · $0 to $12
        May 23, 2017 to Mar 29, 2018
      • BD registered reps · 0 to 1
        Jun 13, 2016 to Mar 30, 2017
      • Assets in custody · $3.6B to $2.9B
        Jun 13, 2016 to Mar 30, 2017
      • Assets in custody · $4.4B to $3.6B
        Mar 27, 2015 to Mar 24, 2016
      • Assets in custody · $4.5B to $4.4B
        Jul 22, 2014 to Mar 27, 2015
      • Assets in custody · $4.5B to $4.5B
        Feb 27, 2014 to Mar 28, 2014
      • Assets in custody · $4.3B to $4.5B
        Jul 13, 2012 to Mar 27, 2013
      • Employees · unset to 1.0
        Jul 13, 2012 to Mar 27, 2013
      Signals
      10 dated events
      • G•••• J•••••• M••••• (Director) appeared on Schedule A of P•••••••
        Mar 26, 2024 · Control person joined · fact
      • E••••• R••• S••••• (Director) no l•••er on Schedule A of P••••••• (listed 2023-06-13, absent 2024-03-26)
        Mar 26, 2024 · Control person left · inference
      • P•••••• D••••• M•••••• (Director) no l•••er on Schedule A of P••••••• (listed 2023-06-13, absent 2024-03-26)
        Mar 26, 2024 · Control person left · inference
      • M••• G•••••••• (Director) no l•••er on Schedule A of P••••••• (listed 2023-06-13, absent 2024-03-26)
        Mar 26, 2024 · Control person left · inference
      • M••••••• K•••••• L••• (Director) appeared on Schedule A of P•••••••
        Mar 26, 2024 · Control person joined · fact
      • J••• K•••• P•••• (Chief Compliance Officer) no l•••er on Schedule A of P••••••• (listed 2023-03-30, absent 2023-06-13)
        Jun 13, 2023 · Control person left · inference
      • J••• C••••••••• B•••• (Chief Compliance Officer) appeared on Schedule A of P•••••••
        Jun 13, 2023 · Control person joined · fact
      • A•••• D••• M••••• (Chief Financial Officer) appeared on Schedule A of P•••••••
        Mar 30, 2023 · Control person joined · fact
      • K••• K•••• A••••• (Director) no l•••er on Schedule A of P••••••• (listed 2020-02-19, absent 2020-03-30)
        Mar 30, 2020 · Control person left · inference
      • J•••• B•••• B••••••• (Director) appeared on Schedule A of P•••••••
        Mar 30, 2020 · Control person joined · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      H••••://WWW.LINKEDIN.COM/COMPANY/P•••••••-VENTURESreportedpublic record, Form ADV, Sep 18, 2026
      Website
      H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      415-249-6200reportedpublic record, Form ADV, Jul 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026