DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Eagle Capital Management, LLC
Latest filing Feb 14, 2026
First filing on the tape Mar 9, 2012 · 28 filings
SEC status approved since Feb 1, 2000
RAUM
$455M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
75%
$343M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$228M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$455M as of Feb 14, 2026
Mar 9, 2012$172M then
HNW client RAUM$290M as of Feb 14, 2026
Mar 22, 2018$199M then
State-registered IARs (5.B.3)2 as of Feb 14, 2026
Feb 25, 20130 then
Employees (5.A)3 as of Feb 14, 2026
Feb 25, 20133 then
Private funds: no history
RAUM +4.0% over the last fiscal year+6.7% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $228MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 146derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $566,129derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $6.1M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$290M64%
- Banks and thrifts$79.6M17%
- Individuals$53.0M12%
- Pension and profit-sharing plans$16.3M3.6%
- Corporations and businesses$11.6M2.6%
- Charitable organizations$4.3M1.0%
- Individual clients
- 204reported
- HNW clients
- 87reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 804reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $6.1M for 4 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.75 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kenneth Norman RossChartered Financial Analyst | Mandeville, La | May 19, 2005 | 35 y | 0 |
| Eric V. Maxwell | Mandeville, La | Nov 9, 2011 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V. Eric Maxwell · Senior Vice Presidentcontrolsince 07/2019 · owns 10% to 25%
- Norman Kenneth Ross · President/Chief Compliance Officer/Chief Investment Officercontrolsince 05/2020 · owns 50% to 75%
- Phillip Breaux · Managing Membercontrolsince 07/2019 · owns 75% or more of Entourage Eagle Investments, LLC
- M. Derek Curry · Managing Membercontrolsince 07/2019 · owns 75% or more of Derek Investments, LLC
- A. Gerald Jr. Heap · Managing Membercontrolsince 07/2019 · owns 75% or more of Entourage Eagle Investments #3, LLC
- William Michael Rohm · Managing Membercontrolsince 06/2020 · owns F of Mwr Investments LLC
- C. Glen Ross · Managing Membercontrolsince 07/2019 · owns 75% or more of Entourage Eagle Investments #2, LLC
- E. Robert Rowe · Managing Membercontrolsince 02/2019 · owns 75% or more of Acadiana Accounting, LLC
Entity owners
- Acadiana Accounting, LLC · Ownerdirect · owns 5% to 10%
- Derek Investments, LLC · Ownerdirect · owns 10% to 25%
- Entourage Eagle Investments #2, LLC · Ownerdirect · owns 5% to 10%
- Entourage Eagle Investments #3, LLC · Ownerdirect · owns 5% to 10%
- Entourage Eagle Investments, LLC · Ownerdirect · owns 5% to 10%
- Mwr Investments LLC · Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mandeville, La · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Lafayette, LA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Feb 14, 2026financial planning (Item 5.G.1): no on the filing of 2025-02-17, yes on the filing of 2026-02-14peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 789 to 804Feb 17, 2025 to Feb 14, 2026
- Advisory activities · 2 to 3Feb 17, 2025 to Feb 14, 2026
- Corporate clients · 22 to 21Feb 17, 2025 to Feb 14, 2026
- HNW clients · 81 to 87Feb 17, 2025 to Feb 14, 2026
- Individual clients · 215 to 204Feb 17, 2025 to Feb 14, 2026
- Pension plan clients · 5.0 to unsetFeb 17, 2025 to Feb 14, 2026
- Assets in custody · $6.3M to $6.1MFeb 17, 2025 to Feb 14, 2026
- Employees · 2 to 3Feb 17, 2025 to Feb 14, 2026
- Financial planning clients · to 0Feb 17, 2025 to Feb 14, 2026
- Discretionary RAUM · $438M to $455MFeb 17, 2025 to Feb 14, 2026
- HNW RAUM · $277M to $290MFeb 17, 2025 to Feb 14, 2026
- Individual RAUM · $57.2M to $53.0MFeb 17, 2025 to Feb 14, 2026
- Pension RAUM · $21.0M to $16.3MFeb 17, 2025 to Feb 14, 2026
- RAUM · $438M to $455MFeb 17, 2025 to Feb 14, 2026
- Accounts · 771 to 789Mar 7, 2024 to Feb 17, 2025
- Corporate clients · 21 to 22Mar 7, 2024 to Feb 17, 2025
- HNW clients · 79 to 81Mar 7, 2024 to Feb 17, 2025
- Individual clients · 214 to 215Mar 7, 2024 to Feb 17, 2025
- Pension plan clients · 7 to 5Mar 7, 2024 to Feb 17, 2025
- Assets in custody · $5.1M to $6.3MMar 7, 2024 to Feb 17, 2025
- Employees · 3 to 2Mar 7, 2024 to Feb 17, 2025
- Financial planning clients · unset to Mar 7, 2024 to Feb 17, 2025
- Discretionary RAUM · $396M to $438MMar 7, 2024 to Feb 17, 2025
- HNW RAUM · $250M to $277MMar 7, 2024 to Feb 17, 2025
- Individual RAUM · $52.6M to $57.2MMar 7, 2024 to Feb 17, 2025
- Pension RAUM · $20.7M to $21.0MMar 7, 2024 to Feb 17, 2025
- RAUM · $396M to $438MMar 7, 2024 to Feb 17, 2025
- Accounts · 760 to 771Nov 6, 2023 to Mar 6, 2024
- Corporate clients · 15 to 21Nov 6, 2023 to Mar 6, 2024
- HNW clients · 80 to 79Nov 6, 2023 to Mar 6, 2024
- Individual clients · 187 to 214Nov 6, 2023 to Mar 6, 2024
- Pension plan clients · 8 to 7Nov 6, 2023 to Mar 6, 2024
- Assets in custody · $5.0M to $5.1MNov 6, 2023 to Mar 6, 2024
- Discretionary RAUM · $375M to $396MNov 6, 2023 to Mar 6, 2024
- HNW RAUM · $240M to $250MNov 6, 2023 to Mar 6, 2024
- Individual RAUM · $50.0M to $52.6MNov 6, 2023 to Mar 6, 2024
- Pension RAUM · $23.0M to $20.7MNov 6, 2023 to Mar 6, 2024
- RAUM · $375M to $396MNov 6, 2023 to Mar 6, 2024
- Accounts · 699 to 760Nov 2, 2022 to Feb 7, 2023
- Corporate clients · 13 to 15Nov 2, 2022 to Feb 7, 2023
Signals
6 dated events
- V. Eric Maxwell (Senior Vice President) appeared on Schedule A of Eagle Capital Management, LlcAug 22, 2019 · Control person joined · fact
- Phillip Breaux (Managing Member) appeared on Schedule A of Eagle Capital Management, LlcAug 22, 2019 · Control person joined · fact
- C. Glen Ross (Managing Member) appeared on Schedule A of Eagle Capital Management, LlcAug 22, 2019 · Control person joined · fact
- A. Gerald Jr. Heap (Managing Member) appeared on Schedule A of Eagle Capital Management, LlcAug 22, 2019 · Control person joined · fact
- M. Derek Curry (Managing Member) appeared on Schedule A of Eagle Capital Management, LlcAug 22, 2019 · Control person joined · fact
- E. Robert Rowe (Managing Member) appeared on Schedule A of Eagle Capital Management, LlcAug 22, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 985-778-0987reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- EAGLE-CAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 985-778-0987reportedpublic record, Form ADV, Feb 14, 2026
- Team page
- EAGLE-CAPITAL.COM/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $228Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026