DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B•••••• G•••••• O••••••• L••
Latest filing Jul 13, 2026
First filing on the tape Mar 26, 2012 · 37 filings
SEC status approved since Apr 27, 1984
RAUM
$144B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1,583
144 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$144B as of Jul 13, 2026
Jun 20, 2012$77B then
HNW client RAUM$0 as of Jul 13, 2026
Jun 27, 2025$0 then
State-registered IARs (5.B.3)0 as of Jul 13, 2026
Jun 13, 20130 then
Employees (5.A)1,583 as of Jul 13, 2026
Jun 13, 2013780 then
Private funds1 as of Jun 28, 2019
Jun 20, 20122 then
RAUM -23% over the last fiscal year-20% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Jul 13, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $565MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 45%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$55B38%
- State and municipal entities$35B24%
- Pension and profit-sharing plans$25B17%
- Pooled investment vehicles$20B14%
- Sovereign wealth funds$4.2B2.9%
- Other investment advisers$2.7B1.9%
- Charitable organizations$1.3B0.9%
- Corporations and businesses$428M0.3%
- Insurance companies$345M0.2%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 59reported
- Charitable clients
- 15reported
- Accounts
- 255reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.54 institutional_share=0.45 related_bd=true related_bank=true bd_reps=21.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• G••••• O••••••••• F•••• A• S••••••• O• B•••••• G•••••• F•••• •••••••• P••no longer reported | Other Private Fund | $111M | 10 | Mar 26, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• B••••• S••••••• · Directorcontrolsince 12/2013 · owns less than 5%
- C•••• A•••• H••••• J••••• · Directorcontrolsince 10/2019 · owns less than 5%
- C•••••• L••••••• J•••• · Directorcontrolsince 02/2024 · owns less than 5%
- H•••••••• K•••••• · Chaircontrolsince 02/2016 · owns less than 5%
- M••••••••• S••••• A••• · Chief Compliance Officercontrolsince 12/2024 · owns less than 5%
- M•••••••• A•••••••• · Finance Officercontrolsince 07/2013 · owns less than 5%
- P••••••• S••••••• R•••• · Chief Finance Officercontrolsince 06/2023 · owns less than 5%
- S••••• G••••• R•••••• G••••• · Directorcontrolsince 07/2018 · owns less than 5%
- T•••••• N••••••• · Directorcontrolsince 10/2020 · owns less than 5%
- A••••• S••••••• F••••••• · Beneficial Owner - Partnercontrolsince 05/2013 · owns F of B•••••• G•••••• • C•
- A•••••• S••••• J•••• · Beneficial Owner - Partnercontrolsince 05/2022 · owns F of B•••••• G•••••• • C•
- A••••• A••• S•••••• E•••••••• · Beneficial Owner - Partnercontrolsince 05/2018 · owns F of B•••••• G•••••• • C•
- B••••• M••••••• C•••• J••• · Beneficial Owner - Partnercontrolsince 05/2018 · owns F of B•••••• G•••••• • C•
- B•••••• D••••••• W•••••• · Beneficial Owner - Partnercontrolsince 05/2015 · owns F of B•••••• G•••••• • C•
- B••••••••• D••••• J••• · Beneficial Owner - Partnercontrolsince 05/2021 · owns F of B•••••• G•••••• • C•
- B••••• L•••••••• P••••• · Beneficial Owner - Partnercontrolsince 05/2020 · owns F of B•••••• G•••••• • C•
- C•••••••• I•••• G••••• · Beneficial Owner - Partnercontrolsince 05/2020 · owns F of B•••••• G•••••• • C•
- C•••••••• T••••••• E••••• H••• · Beneficial Owner - Partnercontrolsince 05/2012 · owns F of B•••••• G•••••• • C•
- C•••••••• J•••• F•••••• · Beneficial Owner - Partnercontrolsince 05/2017 · owns F of B•••••• G•••••• • C•
- C•••••• T•••••• B••••••• C•••••• · Beneficial Owner - Partnercontrolsince 05/2014 · owns F of B•••••• G•••••• • C•
- D••••• J••••• M••••• · Beneficial Owner - Partnercontrolsince 05/2022 · owns F of B•••••• G•••••• • C•
- D••••••• E••• · Beneficial Owner - Partnercontrolsince 05/2018 · owns F of B•••••• G•••••• • C•
- D••• J••••• A••••• G••••• · Beneficial Owner - Partnercontrolsince 05/2023 · owns F of B•••••• G•••••• • C•
- D•••••• S••••• · Beneficial Owner - Partnercontrolsince 05/2014 · owns F of B•••••• G•••••• • C•
- D•••• L•••••• M••••••• · Beneficial Owner - Partnercontrolsince 05/2023 · owns F of B•••••• G•••••• • C•
- F••••••••• D•••••• H••• M••••• · Beneficial Owner -Partnercontrolsince 05/2017 · owns F of B•••••• G•••••• • C•
- F••••••••• C••••••••• L• · Beneficial Owner- Partnercontrolsince 05/2021 · owns F of B•••••• G•••••• • C•
- F••• K•••• L••••• · Beneficial Owner - Partnercontrolsince 05/2020 · owns F of B•••••• G•••••• • C•
- G••••••• T••••••• J•••• · Beneficial Owner - Partnercontrolsince 05/2016 · owns F of B•••••• G•••••• • C•
- G•••• M••••••• C•••• · Beneficial Owner - Partnercontrolsince 05/2020 · owns F of B•••••• G•••••• • C•
Entity owners
- B•••••• G•••••• • C• · Parent Ownerdirect · owns 75% or more
- B•••••• G•••••• C•••• P••••••••• · Beneficial Owner- Partnerindirect · owns F of B•••••• G•••••• • C•
- B•••••• G•••••• I••••••••• P••••••••• · Beneficial Owner - Partnerindirect · owns F of B•••••• G•••••• • C•
Related persons
Schedule D 7.A
- B•••••• G•••••• • C•investment advisery
- B•••••• G•••••• • C• L••••••investment adviserbankpooled vehicle sponsorn
- B•••••• G•••••• A••• •••• K•••• L••••••broker-dealery
- B•••••• G•••••• F•••• S••••••• L••broker-dealery
- B•••••• G•••••• I••••••••• L••investment adviseryRAUM $1.8B
- B•••••• G•••••• I••••••••• M••••••••• ••••••• L••••••investment advisery
- B•••••• G•••••• I••••••••• M••••••••• ••••••••• L••••••investment advisery
- B•••••• G•••••• O••••••• I••••••••• F••• M••••••••• ••••••••• L••••••investment advisery
- M••••••••• U•• B•••••• G•••••• A•••• M••••••••• L••••••investment advisery
Advisers that list B•••••• G•••••• O••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY2 employees
What changed
consecutive filings, newest first
- Other offices · 1 to 2May 29, 2026 to Jul 13, 2026
- Accounts · 307 to 255Oct 7, 2025 to May 29, 2026
- BD registered reps · 34 to 21Oct 7, 2025 to May 29, 2026
- Charity clients · 19 to 15Oct 7, 2025 to May 29, 2026
- Pension plan clients · 66 to 59Oct 7, 2025 to May 29, 2026
- Pooled vehicle clients · 93 to 76Oct 7, 2025 to May 29, 2026
- Financial planning clients · 0 to Oct 7, 2025 to May 29, 2026
- Discretionary RAUM · $158B to $141BOct 7, 2025 to May 29, 2026
- Non-discretionary RAUM · $4.7B to $3.2BOct 7, 2025 to May 29, 2026
- Pension RAUM · $24B to $25BOct 7, 2025 to May 29, 2026
- Pooled vehicle RAUM · $22B to $20BOct 7, 2025 to May 29, 2026
- RAUM · $163B to $144BOct 7, 2025 to May 29, 2026
- Financial planning clients · 0 to 0Jul 10, 2025 to Oct 7, 2025
- Accounts · 352 to 307Dec 23, 2024 to Jun 27, 2025
- Advisory employees · 152 to 144Dec 23, 2024 to Jun 27, 2025
- BD registered reps · 35 to 34Dec 23, 2024 to Jun 27, 2025
- Charity clients · 24 to 19Dec 23, 2024 to Jun 27, 2025
- Corporate clients · 6 to 3Dec 23, 2024 to Jun 27, 2025
- Pension plan clients · 76 to 66Dec 23, 2024 to Jun 27, 2025
- Pooled vehicle clients · 98 to 93Dec 23, 2024 to Jun 27, 2025
- Employees · 1,729 to 1,583Dec 23, 2024 to Jun 27, 2025
- HQ state · unset to Dec 23, 2024 to Jun 27, 2025
- Discretionary RAUM · $180B to $158BDec 23, 2024 to Jun 27, 2025
- Non-discretionary RAUM · $6.5B to $4.7BDec 23, 2024 to Jun 27, 2025
- Pension RAUM · $24B to $24BDec 23, 2024 to Jun 27, 2025
- Pooled vehicle RAUM · $27B to $22BDec 23, 2024 to Jun 27, 2025
- RAUM · $187B to $163BDec 23, 2024 to Jun 27, 2025
- HNW clients · unset to 0.0Jun 28, 2024 to Jul 26, 2024
- Individual clients · unset to 0.0Jun 28, 2024 to Jul 26, 2024
- HNW RAUM · unset to 0.0Jun 28, 2024 to Jul 26, 2024
- Individual RAUM · unset to 0.0Jun 28, 2024 to Jul 26, 2024
- Accounts · 393 to 352Jun 29, 2023 to Jun 28, 2024
- Advisory employees · 142 to 152Jun 29, 2023 to Jun 28, 2024
- BD registered reps · 33 to 35Jun 29, 2023 to Jun 28, 2024
- Charity clients · 27 to 24Jun 29, 2023 to Jun 28, 2024
- Corporate clients · 8 to 6Jun 29, 2023 to Jun 28, 2024
- Pension plan clients · 90 to 76Jun 29, 2023 to Jun 28, 2024
- Pooled vehicle clients · 106 to 98Jun 29, 2023 to Jun 28, 2024
- Employees · 1,757 to 1,729Jun 29, 2023 to Jun 28, 2024
- Financial planning clients · unset to 0Jun 29, 2023 to Jun 28, 2024
Signals
54 dated events
- David Alastair Maclean (Legal Officer) no longer on Schedule A of B•••••• G•••••• O••••••• L•• (listed 2024-12-17, absent 2024-12-23)Dec 23, 2024 · Control person left · inference
- Anne Sarah Mckechnie (Chief Compliance Officer) appeared on Schedule A of B•••••• G•••••• O••••••• L••Dec 17, 2024 · Control person joined · fact
- J•••• L•••••• C••••• (Director) appeared on Schedule A of B•••••• G•••••• O••••••• L••Jun 28, 2024 · Control person joined · fact
- R••••• Anthony Tait (Beneficial Owner - Partner) no longer on Schedule A of B•••••• G•••••• O••••••• L•• (listed 2023-06-29, absent 2024-06-28)Jun 28, 2024 · Control person left · inference
- Scott T••••• Nisbet (Beneficial Owner - Partner) no longer on Schedule A of B•••••• G•••••• O••••••• L•• (listed 2023-06-29, absent 2024-06-28)Jun 28, 2024 · Control person left · inference
- Maria Larysa Bemko (Beneficial Owner - Partner) no longer on Schedule A of B•••••• G•••••• O••••••• L•• (listed 2023-06-29, absent 2024-06-28)Jun 28, 2024 · Control person left · inference
- Anne Sarah Mckechnie (Chief Compliance Officer) no longer on Schedule A of B•••••• G•••••• O••••••• L•• (listed 2022-06-29, absent 2023-06-29)Jun 29, 2023 · Control person left · inference
- King Dickson Jackson (Director) no longer on Schedule A of B•••••• G•••••• O••••••• L•• (listed 2022-06-29, absent 2023-06-29)Jun 29, 2023 · Control person left · inference
- M••• C••••••••• M••••• (Beneficial Owner - Partner) appeared on Schedule A of B•••••• G•••••• O••••••• L••Jun 29, 2023 · Control person joined · fact
- T••• L•••• J••• R••• (Beneficial Owner - Partner) appeared on Schedule A of B•••••• G•••••• O••••••• L••Jun 29, 2023 · Control person joined · fact
- R•••• S•••••• P•••••• (Beneficial Owner - Partner) appeared on Schedule A of B•••••• G•••••• O••••••• L••Jun 29, 2023 · Control person joined · fact
- B••••• C••••• R••••••• S•••• (Beneficial Owner - Partner) appeared on Schedule A of B•••••• G•••••• O••••••• L••Jun 29, 2023 · Control person joined · fact
- M••••••• L••••• D••• (Beneficial Owner - Partner) appeared on Schedule A of B•••••• G•••••• O••••••• L••Jun 29, 2023 · Control person joined · fact
- A••••• G••••• J•••• Dow (Beneficial Owner - Partner) appeared on Schedule A of B•••••• G•••••• O••••••• L••Jun 29, 2023 · Control person joined · fact
- J••• A••••• K•••••• (Beneficial Owner - Partner) appeared on Schedule A of B•••••• G•••••• O••••••• L••Jun 29, 2023 · Control person joined · fact
- Graham Laybourn (Director) no longer on Schedule A of B•••••• G•••••• O••••••• L•• (listed 2022-06-29, absent 2023-06-29)Jun 29, 2023 · Control person left · inference
- C•••••••• Lynn Dewar (Beneficial Owner - Partner) no longer on Schedule A of B•••••• G•••••• O••••••• L•• (listed 2021-07-01, absent 2022-06-29)Jun 29, 2022 · Control person left · inference
- J••• Angus Franklin (Beneficial Owner - Partner) no longer on Schedule A of B•••••• G•••••• O••••••• L•• (listed 2021-07-01, absent 2022-06-29)Jun 29, 2022 · Control person left · inference
- K•••••• J•••• Anderson (Beneficial Owner - Partner) no longer on Schedule A of B•••••• G•••••• O••••••• L•• (listed 2021-07-01, absent 2022-06-29)Jun 29, 2022 · Control person left · inference
- Gerard Callahan (Beneficial Owner - Partner) no longer on Schedule A of B•••••• G•••••• O••••••• L•• (listed 2021-07-01, absent 2022-06-29)Jun 29, 2022 · Control person left · inference
- B••••••••• M••••• M••••• (Beneficial Owner - Partner) appeared on Schedule A of B•••••• G•••••• O••••••• L••Jun 29, 2022 · Control person joined · fact
- Julia Angeles Soliz (Beneficial Owner - Partner) appeared on Schedule A of B•••••• G•••••• O••••••• L••Jun 29, 2022 · Control person joined · fact
- P•••••• T••••• W•••• (Beneficial Owner - Partner) appeared on Schedule A of B•••••• G•••••• O••••••• L••Jun 29, 2022 · Control person joined · fact
- "Linda" Na Lin (Beneficial Owner - Partner) appeared on Schedule A of B•••••• G•••••• O••••••• L••Jun 29, 2022 · Control person joined · fact
- P•••• M•••••• Stirling-Aird (Beneficial Owner - Partner) appeared on Schedule A of B•••••• G•••••• O••••••• L••Jun 29, 2022 · Control person joined · fact
- L••• P•••• S••••••••• (Beneficial Owner - Partner) appeared on Schedule A of B•••••• G•••••• O••••••• L••Jun 29, 2022 · Control person joined · fact
- M••••••• E•••••••• K•••••• (Beneficial Owner - Partner) appeared on Schedule A of B•••••• G•••••• O••••••• L••Jun 29, 2022 · Control person joined · fact
- B•••••• G•••••• O••••••• L•• reported RAUM $285.2B, up 80% from $158.7B (2021-01-28 to 2021-06-29)Jun 29, 2021 · RAUM change · derived
- R••••• William Pacula (Beneficial Owner - Partner) no longer on Schedule A of B•••••• G•••••• O••••••• L•• (listed 2021-01-28, absent 2021-06-29)Jun 29, 2021 · Control person left · inference
- L C•••••••• F•••••••• (Beneficial Owner- Partner) appeared on Schedule A of B•••••• G•••••• O••••••• L••Jun 29, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/baillie-giffordreportedpublic record, Form ADV, Sep 18, 2026
- Website
- B••••••G••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +44 131 275 2000reportedpublic record, Form ADV, Jul 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026