DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D••••••• G••••• I•••
Latest filing Aug 25, 2026
First filing on the tape Dec 22, 2011 · 35 filings
SEC status approved since Apr 28, 1988
RAUM
$696M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
94%
$653M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$116M
derived; firm RAUM over IAPD count
Employees
12
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$696M as of Aug 25, 2026
Dec 22, 2011$602M then
HNW client RAUM$600M as of Aug 25, 2026
Mar 30, 2018$530M then
State-registered IARs (5.B.3)5 as of Aug 25, 2026
Dec 22, 20110 then
Employees (5.A)12 as of Aug 25, 2026
Dec 20, 201215 then
Private funds2 as of Aug 25, 2026
Dec 22, 20119 then
RAUM +12% over the last fiscal year+6.1% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Aug 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- ria with p•••••• funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $116MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.1MderivedHNW RAUM over HNW clients
- Average account
- $623,382derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 5.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.5%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$600M86%
- Individuals$53.0M7.6%
- Charitable organizations$39.9M5.7%
- Banks and thrifts$2.7M0.4%
- Pooled investment vehicles$391,8050.1%
- Individual clients
- 133reported
- HNW clients
- 147reported
- Pension plan clients
- 0reported
- Charitable clients
- 3reported
- Accounts
- 1,117reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N••••• R•••••• F•••Certified Financial Planner | Fort Worth, Tx | Jun 28, 2000 | 34 y | 0 |
| S•••• B••••••• R••••• | Fort Worth, Tx | Jul 21, 2005 | 22 y | 0 |
| M••• M•••••• M•••••Chartered Financial Analyst | Fort Worth, Tx | Jul 13, 2022 | 10 y | 0 |
| L••• E••••• H•••••• | Fort Worth, Tx | Aug 11, 2022 | 11 y | 0 |
| O••••• F•• P•••••Certified Financial Planner | Fort Worth, Tx | Aug 28, 2023 | 12 y | 0 |
| J•••• M•••••• G•••••• | Fort Worth, Tx | Aug 24, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- E•••• R•• B••••••• to T••••••• A•••••••Sep 2, 2022 · RIA to RIA
- E••• L•••••• S•••••• to A•• F•••••••• G••••Oct 15, 2021 · RIA to a state-registered adviser
- D•••• B•••••• B••••••• to A•• F•••••••• G••••Sep 9, 2021 · RIA to a state-registered adviser
- E••••• B•••• C••••• to M•• I•••••••• S•••••••• L••Dec 23, 2009 · Other
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D•• I••••• F•••• L••no longer reported | Real Estate Fund | $2.0M | 37 | Dec 22, 2011 |
| D••••••• P•••••• E••••• O••••••••• F••• I• L•• | Private Equity Fund | $1.5M | 42 | Dec 13, 2014 |
| D••••••• R••• E••••• O••••••••• F••• I• L••• | Real Estate Fund | $869,132 | 35 | Dec 21, 2013 |
| D• E•••••• L•• | Other Private Fund | $588,472 | 55 | Dec 22, 2011 |
| D••••••• E••••• O••••••••• F••• I• L••• | Private Equity Fund | $383,935 | 41 | Dec 21, 2013 |
| D• I••••••• L••no longer reported | Hedge Fund | $376,537 | 13 | Dec 22, 2011 |
| D• I••••••• L••no longer reported | Hedge Fund | $250,000 | 38 | Dec 22, 2011 |
| D• M••••••••no longer reported | Private Equity Fund | $138,000 | 20 | Dec 22, 2011 |
| D•• E•••••• L•• | Real Estate Fund | $43,845 | 3 | Dec 22, 2011 |
| D• H••• S••••••••• L••no longer reported | Real Estate Fund | $16,092 | 41 | Dec 22, 2011 |
| D• I••••••••• L••no longer reported | Private Equity Fund | $5,063 | 6 | Dec 22, 2011 |
| D• L••••• L••no longer reported | Real Estate Fund | $0 | 13 | Dec 22, 2011 |
Owners and control persons
Schedule A and B, latest filing
- D•••••••• D••••• H••••• · Foundercontrolsince 01/1980 · owns 50% to 75%
- F•••• N•••••• R•••••• · President, Chief Financial Officer,Treasurer And Managing Directorcontrolsince 03/2014 · owns 5% to 10%
- G•••• S••••• L••• · Chief Compliance Officer, Secretary And Directorcontrolsince 03/2014 · owns 5% to 10%
- M•••••• M•••• M•••••• · Chief Investment Officercontrolsince 03/2022 · owns less than 5%
- B•••••••• D••••• B•••••• · Nonesince 09/2021 · owns 5% to 10%
Related persons
Schedule D 7.A
- D••••••• E••••• O••••••••• F••• G•• L••pooled vehicle sponsorn
- D••••••• P•••••• E••••• O••••••••• F••• G•• L••pooled vehicle sponsorn
- D••••••• R••• E••••• O••••••••• F••• G•• L••pooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fort Worth, Tx · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 5 to 6Mar 4, 2026 to Aug 25, 2026
- Accounts · 1,084 to 1,117Apr 2, 2025 to Mar 4, 2026
- Charity clients · 2 to 3Apr 2, 2025 to Mar 4, 2026
- HNW clients · 145 to 147Apr 2, 2025 to Mar 4, 2026
- Individual clients · 113 to 133Apr 2, 2025 to Mar 4, 2026
- Private funds · 3 to 2Apr 2, 2025 to Mar 4, 2026
- Discretionary RAUM · $583M to $643MApr 2, 2025 to Mar 4, 2026
- HNW RAUM · $547M to $600MApr 2, 2025 to Mar 4, 2026
- Individual RAUM · $38.8M to $53.0MApr 2, 2025 to Mar 4, 2026
- Non-discretionary RAUM · $38.5M to $53.7MApr 2, 2025 to Mar 4, 2026
- Pooled vehicle RAUM · $1.1M to $391,805Apr 2, 2025 to Mar 4, 2026
- RAUM · $621M to $696MApr 2, 2025 to Mar 4, 2026
- Accounts · 1,119 to 1,084Mar 19, 2024 to Apr 2, 2025
- Charity clients · 3 to 2Mar 19, 2024 to Apr 2, 2025
- HNW clients · 136 to 145Mar 19, 2024 to Apr 2, 2025
- Individual clients · 125 to 113Mar 19, 2024 to Apr 2, 2025
- Pension plan clients · 3 to 0Mar 19, 2024 to Apr 2, 2025
- Pooled vehicle clients · 3 to 1Mar 19, 2024 to Apr 2, 2025
- Financial planning clients · 101-250 to 251-500Mar 19, 2024 to Apr 2, 2025
- Discretionary RAUM · $545M to $583MMar 19, 2024 to Apr 2, 2025
- HNW RAUM · $525M to $547MMar 19, 2024 to Apr 2, 2025
- Individual RAUM · $38.9M to $38.8MMar 19, 2024 to Apr 2, 2025
- Non-discretionary RAUM · $77.7M to $38.5MMar 19, 2024 to Apr 2, 2025
- Pension RAUM · $9.3M to $0Mar 19, 2024 to Apr 2, 2025
- Pooled vehicle RAUM · $2.7M to $1.1MMar 19, 2024 to Apr 2, 2025
- RAUM · $623M to $621MMar 19, 2024 to Apr 2, 2025
- Accounts · 1,129 to 1,119Oct 23, 2023 to Mar 13, 2024
- HNW clients · 137 to 136Oct 23, 2023 to Mar 13, 2024
- Individual clients · 144 to 125Oct 23, 2023 to Mar 13, 2024
- Pooled vehicle clients · 5 to 3Oct 23, 2023 to Mar 13, 2024
- Employees · 13 to 12Oct 23, 2023 to Mar 13, 2024
- Financial planning clients · 11-25 to 101-250Oct 23, 2023 to Mar 13, 2024
- Private funds · 5 to 3Oct 23, 2023 to Mar 13, 2024
- Discretionary RAUM · $514M to $545MOct 23, 2023 to Mar 13, 2024
- HNW RAUM · $490M to $525MOct 23, 2023 to Mar 13, 2024
- Individual RAUM · $51.3M to $38.9MOct 23, 2023 to Mar 13, 2024
- Non-discretionary RAUM · $69.6M to $77.7MOct 23, 2023 to Mar 13, 2024
- Pension RAUM · $8.1M to $9.3MOct 23, 2023 to Mar 13, 2024
- Pooled vehicle RAUM · $3.3M to $2.7MOct 23, 2023 to Mar 13, 2024
- RAUM · $583M to $623MOct 23, 2023 to Mar 13, 2024
Signals
8 dated events
- Agnew Charles Denison (Chief Investment Officer, Vice President And Director) no longer on Schedule A of D••••••• G••••• I••• (listed 2022-12-08, absent 2023-03-15)Mar 15, 2023 · Control person left · inference
- Howard David Diesslin (Founder) appeared on Schedule A of D••••••• G••••• I•••Mar 15, 2023 · Control person joined · fact
- M•••••• M••• M••••• (Chief Investment Officer) appeared on Schedule A of D••••••• G••••• I•••Mar 15, 2023 · Control person joined · fact
- E•••• R•• B••••••• left D••••••• G••••• I••• for T••••••• A••••••• (registered 2023-03-24)Sep 2, 2022 · Advisor changed firm · fact
- Howard David Diesslin (Ceo, Chairman Of The Board And Director) no longer on Schedule A of D••••••• G••••• I••• (listed 2022-03-31, absent 2022-08-25)Aug 25, 2022 · Control person left · inference
- Bradley Davis Bourland (Ceo/President And Director) no longer on Schedule A of D••••••• G••••• I••• (listed 2021-03-31, absent 2021-06-28)Jun 28, 2021 · Control person left · inference
- D••••••• G••••• I••• reported RAUM $799.8M, up 37% from $585.4M (2018-03-30 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- D••••••• G••••• I••• reported RAUM $585.4M, down 25% from $782.5M (2017-11-01 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- D••••••• G••••• I••• · Independent Sponsorsshared crd · capital_provider
- D••••••• G••••• I••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 817-332-6122reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- d•••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 817-332-6122reportedpublic record, Form ADV, Aug 25, 2026
- Team page
- d•••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $116Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
D••••••• G••••• I••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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