DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Former SEC-registered adviser
V•••• A•••••••• I•••
Latest filing Mar 20, 2026
First filing on the tape Mar 28, 2012 · 26 filings
SEC status approved since Feb 17, 1989
RAUM
$19B
reported, Item 5.F
Discretionary
53%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
87
83 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$19B as of Mar 20, 2026
Mar 28, 2012$1.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 20, 2026
Mar 28, 20120 then
Employees (5.A)87 as of Mar 20, 2026
Mar 19, 201346 then
Private funds: no history
RAUM +11% over the last fiscal year+32% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $159MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 53%derivedof RAUM
- Institutional
- 75%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$11B57%
- Corporations and businesses$4.8B25%
- Charitable organizations$3.4B17%
- State and municipal entities$106M0.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 32reported
- Charitable clients
- 20reported
- Accounts
- 122reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- J••• M•••••• W••• to F••••••• W••••• P••••••• L••Jun 7, 2006 · Other
- R•••••• C•••••• W•••• to H••••••• C•••••• A•••••••• L••Jan 5, 2006 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••• J••••••• J•••• · Director/Ceo/Shareholdercontrolsince 08/2001 · owns less than 5%
- M••••• K••••• S••••• · President/Chief Financial Officer/Shareholdercontrolsince 10/2024 · owns less than 5%
- T••••• I••• M• · Chief Investment Officer, Shareholdercontrolsince 07/2017 · owns less than 5%
- W•••••• S••••• J••••• · Evp/Senior Consultant/Shareholdercontrolsince 01/2007 · owns 5% to 10%
- M••••••• J••••••• J•••• · Shareholdercontrolsince 04/2012 · owns 50% to 75% of V•••• H••••••• C••••••
- S••••••• W•••••• R• · Chief Compliance Officersince 11/2014 · owns less than 5%
Entity owners
- V•••• H••••••• C•••••• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA14 employees
- El Segundo, CA13 employees
- Pittsburgh, PA4 employees
What changed
consecutive filings, newest first
- Accounts · 111 to 122Mar 27, 2025 to Mar 20, 2026
- Advisory employees · 85 to 83Mar 27, 2025 to Mar 20, 2026
- Corporate clients · 6 to 5Mar 27, 2025 to Mar 20, 2026
- Pension plan clients · 30 to 32Mar 27, 2025 to Mar 20, 2026
- Employees · 89 to 87Mar 27, 2025 to Mar 20, 2026
- Discretionary RAUM · $9.4B to $10BMar 27, 2025 to Mar 20, 2026
- Non-discretionary RAUM · $8.2B to $9.1BMar 27, 2025 to Mar 20, 2026
- Pension RAUM · $11B to $11BMar 27, 2025 to Mar 20, 2026
- RAUM · $18B to $19BMar 27, 2025 to Mar 20, 2026
- Accounts · 106 to 111Dec 11, 2024 to Mar 27, 2025
- Advisory employees · 82 to 85Dec 11, 2024 to Mar 27, 2025
- Pension plan clients · 26 to 30Dec 11, 2024 to Mar 27, 2025
- Employees · 88 to 89Dec 11, 2024 to Mar 27, 2025
- Financial planning clients · unset to Dec 11, 2024 to Mar 27, 2025
- Discretionary RAUM · $4.4B to $9.4BDec 11, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $6.6B to $8.2BDec 11, 2024 to Mar 27, 2025
- Pension RAUM · $4.8B to $11BDec 11, 2024 to Mar 27, 2025
- RAUM · $11B to $18BDec 11, 2024 to Mar 27, 2025
- Accounts · 96 to 106Mar 29, 2023 to Mar 28, 2024
- Charity clients · 21 to 20Mar 29, 2023 to Mar 28, 2024
- Corporate clients · 4 to 6Mar 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $3.8B to $4.4BMar 29, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $4.7B to $6.6BMar 29, 2023 to Mar 28, 2024
- Pension RAUM · $4.3B to $4.8BMar 29, 2023 to Mar 28, 2024
- RAUM · $8.5B to $11BMar 29, 2023 to Mar 28, 2024
- Accounts · 83 to 96Mar 22, 2022 to Mar 29, 2023
- Advisory employees · 81 to 82Mar 22, 2022 to Mar 29, 2023
- Corporate clients · 3 to 4Mar 22, 2022 to Mar 29, 2023
- Pension plan clients · 18 to 26Mar 22, 2022 to Mar 29, 2023
- Discretionary RAUM · $5.2B to $3.8BMar 22, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $4.2B to $4.7BMar 22, 2022 to Mar 29, 2023
- Pension RAUM · $3.6B to $4.3BMar 22, 2022 to Mar 29, 2023
- RAUM · $9.4B to $8.5BMar 22, 2022 to Mar 29, 2023
- Accounts · 76 to 83May 26, 2021 to Mar 22, 2022
- Advisory employees · 75 to 81May 26, 2021 to Mar 22, 2022
- Charity clients · 15 to 21May 26, 2021 to Mar 22, 2022
- Corporate clients · 8 to 3May 26, 2021 to Mar 22, 2022
- Pension plan clients · 16 to 18May 26, 2021 to Mar 22, 2022
- Employees · 82 to 88May 26, 2021 to Mar 22, 2022
- Discretionary RAUM · $4.9B to $5.2BMay 26, 2021 to Mar 22, 2022
Signals
8 dated events
- V•••• A•••••••• I••• no longer on the SEC adviser roster (last listed 2026-06-01, RAUM $19.4B)Jul 1, 2026 · Left the SEC roster · derived
- V•••• A•••••••• I••• reported RAUM $17.5B, up 59% from $11.0B (2024-12-11 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Jean Shelly Heier (Director/President/Senior Consultant/Shareholder) no longer on Schedule A of V•••• A•••••••• I••• (listed 2024-03-28, absent 2024-12-11)Dec 11, 2024 · Control person left · inference
- V•••• A•••••••• I••• reported RAUM $11.0B, up 30% from $8.5B (2023-03-29 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- V•••• A•••••••• I••• reported RAUM $8.3B, up 46% from $5.7B (2020-04-01 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Walter Barry Dennis (Director) no longer on Schedule A of V•••• A•••••••• I••• (listed 2020-04-01, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Joy Angela Swensen (Treasurer/Shareholder) no longer on Schedule A of V•••• A•••••••• I••• (listed 2019-03-26, absent 2020-04-01)Apr 1, 2020 · Control person left · inference
- V•••• A•••••••• I••• reported RAUM $4.9B, down 78% from $22.1B (2017-03-31 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026