DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•• A•••••••• L•
Latest filing Mar 23, 2026
First filing on the tape Mar 30, 2012 · 31 filings
SEC status approved since Nov 28, 1995
RAUM
$118M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$118M as of Mar 23, 2026
Mar 30, 2012$145M then
HNW client RAUM$2.1M as of Mar 23, 2020
Mar 16, 2018$2.6M then
State-registered IARs (5.B.3)0 as of Mar 23, 2026
Mar 19, 20130 then
Employees (5.A)2 as of Mar 23, 2026
Mar 19, 20138 then
Private funds7 as of Mar 23, 2026
Mar 30, 201260 then
RAUM -3.6% over the last fiscal year-1.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $11.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$118M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
70 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•• N•••••••• F••• 2• L•no longer reported | Private Equity Fund | $14.5M | 1 | Mar 30, 2012 |
| M•••••••• N•••••••• F••• 3• L• | Private Equity Fund | $12.5M | 1 | Mar 18, 2014 |
| S•• S•••••• F••• 3• L• | Real Estate Fund | $9.0M | 2 | Dec 19, 2014 |
| M•• N•••••••• F•••• L•no longer reported | Real Estate Fund | $7.6M | 1 | Mar 30, 2012 |
| M•• S•••••• F••• 1•• L••no longer reported | Real Estate Fund | $4.7M | 86 | Mar 30, 2012 |
| M•••••••• B••••• A••••••••• C•• 4• L•• | Real Estate Fund | $3.9M | 4 | Dec 3, 2014 |
| M•• F••••••• F••• 1•• L••no longer reported | Real Estate Fund | $3.7M | 85 | Mar 30, 2012 |
| M•••••••• F••••••• F••• 1•• L••no longer reported | Real Estate Fund | $3.7M | 79 | Mar 30, 2012 |
| M•• B••• R•••• I• L•• | Real Estate Fund | $3.6M | 1 | Mar 30, 2012 |
| M•• F••••••• F••• 1•• L••no longer reported | Real Estate Fund | $3.4M | 75 | Mar 30, 2012 |
| M•• F••••••• F••• 1•• L••no longer reported | Real Estate Fund | $2.7M | 56 | Mar 30, 2012 |
| M•••••••• I••••• F••• 2•• L••no longer reported | Real Estate Fund | $2.0M | 102 | Mar 30, 2012 |
| M•• F••••••• F••• 1•• L••no longer reported | Real Estate Fund | $1.9M | 80 | Mar 30, 2012 |
| M••••• G•••• L••no longer reported | Real Estate Fund | $1.9M | 1 | Mar 30, 2012 |
| M•••••••• B••• R•••• F••• I••• L• | Real Estate Fund | $1.8M | 1 | Mar 18, 2014 |
| M•• I••••• F••• 2•• L••no longer reported | Real Estate Fund | $1.5M | 101 | Mar 30, 2012 |
| M•• F••••••• F••• 9• L••no longer reported | Real Estate Fund | $1.4M | 81 | Mar 30, 2012 |
| M• V•••• F••• 7• L••no longer reported | Real Estate Fund | $1.4M | 77 | Mar 30, 2012 |
| M•• D••••• F••• 6• L••no longer reported | Real Estate Fund | $1.4M | 97 | Mar 30, 2012 |
| M•• R••• F••• 1• L••no longer reported | Real Estate Fund | $1.3M | 9 | Mar 30, 2012 |
| M•• S••••• N••• P•••••• I•• L•no longer reported | Real Estate Fund | $1.1M | 5 | Mar 30, 2012 |
| M• V•••• F••• 5• L••no longer reported | Real Estate Fund | $1.0M | 68 | Mar 30, 2012 |
| M• I••••• F••• 1•• L••no longer reported | Real Estate Fund | $976,748 | 73 | Mar 30, 2012 |
| M•• F••••••• F••• 1•• L••no longer reported | Real Estate Fund | $972,595 | 62 | Mar 30, 2012 |
| M• F••••• F•••• L•no longer reported | Real Estate Fund | $953,407 | 58 | Mar 30, 2012 |
| M•••••••• P•••••••• S•••••• F••• 5• L••no longer reported | Real Estate Fund | $925,042 | 67 | Mar 30, 2012 |
| M•• B••• R•••• I•• L••no longer reported | Real Estate Fund | $864,282 | 10 | Mar 30, 2012 |
| M•• D••••• F••• 2• L••no longer reported | Real Estate Fund | $855,030 | 96 | Mar 30, 2012 |
| A•• I••••••••• I•••••••• L••• L•no longer reported | Real Estate Fund | $836,413 | 60 | Mar 30, 2012 |
| M•• D••••• F••• 3• L••no longer reported | Real Estate Fund | $834,664 | 98 | Mar 30, 2012 |
| M• I••••• F••• 1•• L••no longer reported | Real Estate Fund | $792,582 | 57 | Mar 30, 2012 |
| M•••••••• P•••••••• S•••••• F••• 7• L••no longer reported | Real Estate Fund | $751,985 | 81 | Mar 30, 2012 |
| M•• D••••• F••• 5• L••no longer reported | Real Estate Fund | $741,708 | 99 | Mar 30, 2012 |
| M•••••••• P•••••••• S•••••• F••• 6• L••no longer reported | Real Estate Fund | $665,514 | 78 | Mar 30, 2012 |
| M•• D••••• F••• 8• L••no longer reported | Real Estate Fund | $632,370 | 97 | Mar 30, 2012 |
| M• I••••• F••• 1•• L••no longer reported | Real Estate Fund | $581,909 | 71 | Mar 30, 2012 |
| M•• A••••••••• C••• 3• L••no longer reported | Real Estate Fund | $572,155 | 4 | Mar 30, 2012 |
| M•• P••••••• F•••• L•no longer reported | Real Estate Fund | $566,180 | 21 | Mar 30, 2012 |
| M•• I••••• F••• 2•• L••no longer reported | Real Estate Fund | $508,937 | 103 | Mar 30, 2012 |
| M•••••••• S•••••••• I••••• F•••• L•no longer reported | Real Estate Fund | $505,799 | 59 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- D••••• R•••••• E••• · Managing Director & Chief Investment Officercontrolsince 05/2005 · owns less than 5%
- F•••••• G•••• W•••••• · Managing Director & Chief Operating Officercontrolsince 12/2000 · owns less than 5%
- P•••••••• I•• C••••••• E•••• · Managing Director And General Counselcontrolsince 07/2003 · owns less than 5%
- P••••••••• B•••••••• A••• · Limited Partnercontrolsince 01/2009 · owns 25% to 50% of Mpf F•••••••, LP
- A••••••••• E•••••••• · Co-Chief Financial Officersince 07/2021 · owns less than 5%
- B••••• J••• · Chief Compliance Officersince 04/2009 · owns less than 5%
- I••••••• J•••••••• L• · Vice Presidentsince 05/2006 · owns less than 5%
- S•••••• A••••• · Co-Chief Financial Officersince 07/2021 · owns less than 5%
- S••••••• C••••••••• E•••••••• · Chief Portfolio Managersince 12/2004 · owns less than 5%
Entity owners
- M•••••• I••• · General Partnerdirect · owns less than 5%
- M•••••• I••• · General Partnerindirect · owns F of Mpf F•••••••, Mpf P•••••••••, And Mpf S•••••••••
- M•• F••••••• L• · Limited Partnerdirect · owns 50% to 75%
- M•• P••••••••• L• · Limited Partnerdirect · owns 25% to 50%
- M•• S••••••••• L• · Limited Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- A••••• S•••••insurancey
- C•••••• P•••••••• I•investment companyy
- J••• F•••••••insurancey
- M•••••••• C•••••• M••••••••• L•pooled vehicle sponsorn
- M•••• A•••••insurancey
- M••••• 2• L••pooled vehicle sponsorn
- M••••• 3• L••pooled vehicle sponsorn
Advisers that list M•• A•••••••• L• as a related person
- 136021 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $112M to $118MDec 19, 2025 to Mar 23, 2026
- Pooled vehicle RAUM · $112M to $118MDec 19, 2025 to Mar 23, 2026
- RAUM · $112M to $118MDec 19, 2025 to Mar 23, 2026
- Discretionary RAUM · $123M to $112MMar 5, 2025 to Dec 19, 2025
- Pooled vehicle RAUM · $123M to $112MMar 5, 2025 to Dec 19, 2025
- RAUM · $123M to $112MMar 5, 2025 to Dec 19, 2025
- Financial planning clients · 0 to 0Nov 20, 2024 to Mar 5, 2025
- Discretionary RAUM · $167M to $123MNov 20, 2024 to Mar 5, 2025
- Pooled vehicle RAUM · $167M to $123MNov 20, 2024 to Mar 5, 2025
- RAUM · $167M to $123MNov 20, 2024 to Mar 5, 2025
- Discretionary RAUM · $148M to $167MMar 18, 2024 to Nov 20, 2024
- Pooled vehicle RAUM · $148M to $167MMar 18, 2024 to Nov 20, 2024
- RAUM · $148M to $167MMar 18, 2024 to Nov 20, 2024
- Accounts · 12 to 10Jan 19, 2024 to Mar 18, 2024
- Pooled vehicle clients · 12 to 10Jan 19, 2024 to Mar 18, 2024
- Private funds · 9 to 7Jan 19, 2024 to Mar 18, 2024
- Discretionary RAUM · $116M to $148MJan 19, 2024 to Mar 18, 2024
- Pooled vehicle RAUM · $116M to $148MJan 19, 2024 to Mar 18, 2024
- RAUM · $116M to $148MJan 19, 2024 to Mar 18, 2024
- Accounts · 16 to 12Mar 15, 2023 to Jan 19, 2024
- Pooled vehicle clients · 16 to 12Mar 15, 2023 to Jan 19, 2024
- Private funds · 13 to 9Mar 15, 2023 to Jan 19, 2024
- Discretionary RAUM · $125M to $116MMar 15, 2023 to Jan 19, 2024
- Pooled vehicle RAUM · $125M to $116MMar 15, 2023 to Jan 19, 2024
- RAUM · $125M to $116MMar 15, 2023 to Jan 19, 2024
- Accounts · 17 to 16Dec 19, 2022 to Mar 15, 2023
- Advisory employees · 5 to 2Dec 19, 2022 to Mar 15, 2023
- Advisory activities · 1 to 2Dec 19, 2022 to Mar 15, 2023
- Pooled vehicle clients · 17 to 16Dec 19, 2022 to Mar 15, 2023
- Employees · 6 to 2Dec 19, 2022 to Mar 15, 2023
- Private funds · 14 to 13Dec 19, 2022 to Mar 15, 2023
- Discretionary RAUM · $293M to $125MDec 19, 2022 to Mar 15, 2023
- Pooled vehicle RAUM · $293M to $125MDec 19, 2022 to Mar 15, 2023
- RAUM · $293M to $125MDec 19, 2022 to Mar 15, 2023
- Discretionary RAUM · $204M to $293MMar 16, 2022 to Dec 19, 2022
- Pooled vehicle RAUM · $204M to $293MMar 16, 2022 to Dec 19, 2022
- RAUM · $204M to $293MMar 16, 2022 to Dec 19, 2022
- Accounts · 18 to 17Nov 15, 2021 to Mar 16, 2022
- Pooled vehicle clients · 18 to 17Nov 15, 2021 to Mar 16, 2022
- Private funds · 16 to 14Nov 15, 2021 to Mar 16, 2022
Signals
2 dated events
- Evans Charles Patterson (Managing Director And Chairman Of The Board) no longer on Schedule A of M•• A•••••••• L• (listed 2024-03-18, absent 2024-11-20)Nov 20, 2024 · Control person left · inference
- M•• A•••••••• L• reported RAUM $124.5M, down 58% from $293.2M (2022-12-19 to 2023-03-15)Mar 15, 2023 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- M•• A•••••••• L• · Independent Sponsorsshared crd · capital_provider
- M•• A•••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- 925-631-9100reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
M•• A•••••••• L• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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