DFX Intelligence

RIA Intelligence

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SEC-registered adviser

A••••••• C•••••• M••••••••• I••

Wealth manager with institutional or fund businessNew York, New YorkCRD 110861SEC 801-15254website IAPD

Latest filing Jun 30, 2026

First filing on the tape Mar 20, 2012 · 44 filings

SEC status approved since May 27, 1980

RAUM

$2.1B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

42%

$885M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$704M

derived; firm RAUM over IAPD count

Employees

8 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

44 filings and snapshots on the tape

RAUM$2.1B as of Jun 30, 2026

Jun 26, 2012$585M then

HNW client RAUM$885M as of Jun 30, 2026

Jun 27, 2018$677M then

State-registered IARs (5.B.3)3 as of Jun 30, 2026

Jun 26, 20120 then

Employees (5.A)15 as of Jun 30, 2026

Jun 10, 20138 then

Private funds: no history

RAUM -30% over the last fiscal year-15% a year over threeIARs 2 to 3

Practice profile

derived from the filing of Jun 30, 2026; every figure names its basis

RAUM per advisor: $704MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.3MderivedHNW RAUM over HNW clients
Average account: $4.2MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 10%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 5.0derivedItem 5.A over advisors
Advisors per office: 3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +8.5%derivedbetween the last two annual amendments
Advisor growth, one year: +50%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$885M42%
Pooled investment vehicles$524M25%
Corporations and businesses$486M23%
Charitable organizations$209M9.9%
Pension and profit-sharing plans$7.9M0.4%

Individual clients: n/areported
HNW clients: 272reported
Pension plan clients: 6reported
Charitable clients: 18reported
Accounts: 498reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=0.42 fund_share=0.25 institutional_share=0.1 related_bd=false related_bank=false bd_reps=1.0derived

Advisors registered through the firm

3 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
M••• C•••••••• M••••Chartered Financial Analyst	New York, Ny	Aug 6, 2019	16 y	0
K•••••• G•••••Chartered Financial Analyst	New York, Ny	Aug 6, 2019	36 y	1
D•••• M••• L• V••••	New York, Ny	Aug 14, 2019	18 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

M•••••• P•••••• L• V•••• to S•••••• C••••••• L••
May 28, 2021 · RIA to a state-registered adviser

Joined, latest

K•••••• G••••• from F•••• G••••• A••••••••• I••
Aug 6, 2019 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

E••••• O• L• V••••• J••• L•••• · Shareholdercontrol
since 05/2024 · owns 50% to 75%
L• V••••• D••••• M••• · President, Chief Executive Officer And Chief Investment Officercontrol
since 05/2024 · owns less than 5%
M••••••• M••••••• J••••• · Managing Director, Chief Compliance Officercontrol
since 10/2019 · owns less than 5%
W•••••••• R•••• M•••••• · Managing Director, Chief Operating Officer And Chief Financial Officercontrol
since 04/2026 · owns less than 5%
G•••••• K•••••• · Senior Managing Director
since 12/2015 · owns less than 5%
M••••• M••• C•••••••• · Executive Vice President
since 09/2010 · owns less than 5%
V•••• T•••••• W•••• · Managing Director
since 08/2007 · owns less than 5%

Entity owners

L•••••• B••••••• D•••••• T•••• F•• D•••• M• L•••••• · Ann W. L••••••, Trustee
direct · owns 10% to 25%
L•••••• B••••••• D•••••• T•••• F•• M•••••• P• L•••••• · Ann W. L••••••, Trustee
direct · owns 10% to 25%
L•••••• B••••••• D•••••• · Ann W. L••••••, Trustee
direct · owns 10% to 25%
L••••••••• L•• · Shareholder
direct · owns 10% to 25%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
New York, Ny · principal	3	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Jun 30, 2026
W•••••••• R•••• M•••••• (MANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2023-06-30 and 2026-06-30
peers: independent wealth managers, $1B to $5B (1,362)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 543 to 498
Jun 27, 2025 to Jun 30, 2026
Corporate clients · 29 to 36
Jun 27, 2025 to Jun 30, 2026
HNW clients · 313 to 272
Jun 27, 2025 to Jun 30, 2026
Pension plan clients · unset to 6.0
Jun 27, 2025 to Jun 30, 2026
Employees · 16 to 15
Jun 27, 2025 to Jun 30, 2026
Discretionary RAUM · $2.6B to $2.1B
Jun 27, 2025 to Jun 30, 2026
HNW RAUM · $1.2B to $885M
Jun 27, 2025 to Jun 30, 2026
Pension RAUM · $7.7M to $7.9M
Jun 27, 2025 to Jun 30, 2026
Pooled vehicle RAUM · $787M to $524M
Jun 27, 2025 to Jun 30, 2026
RAUM · $2.6B to $2.1B
Jun 27, 2025 to Jun 30, 2026
Accounts · 553 to 543
Jun 12, 2024 to Jun 27, 2025
BD registered reps · 0 to 1
Jun 12, 2024 to Jun 27, 2025
Charity clients · 20 to 18
Jun 12, 2024 to Jun 27, 2025
Corporate clients · 23 to 29
Jun 12, 2024 to Jun 27, 2025
HNW clients · 274 to 313
Jun 12, 2024 to Jun 27, 2025
Employees · 15 to 16
Jun 12, 2024 to Jun 27, 2025
Financial planning clients · unset to
Jun 12, 2024 to Jun 27, 2025
Discretionary RAUM · $3.3B to $2.6B
Jun 12, 2024 to Jun 27, 2025
HNW RAUM · $1.3B to $1.2B
Jun 12, 2024 to Jun 27, 2025
Pension RAUM · $11.0M to $7.7M
Jun 12, 2024 to Jun 27, 2025
Pooled vehicle RAUM · $1.2B to $787M
Jun 12, 2024 to Jun 27, 2025
RAUM · $3.3B to $2.6B
Jun 12, 2024 to Jun 27, 2025
Accounts · 543 to 553
Nov 30, 2023 to Jun 3, 2024
Advisory employees · 7 to 8
Nov 30, 2023 to Jun 3, 2024
Charity clients · 19 to 20
Nov 30, 2023 to Jun 3, 2024
Corporate clients · 31 to 23
Nov 30, 2023 to Jun 3, 2024
HNW clients · 293 to 274
Nov 30, 2023 to Jun 3, 2024
Pension plan clients · 5.0 to unset
Nov 30, 2023 to Jun 3, 2024
Employees · 14 to 15
Nov 30, 2023 to Jun 3, 2024
State-registered IARs · 2 to 3
Nov 30, 2023 to Jun 3, 2024
Discretionary RAUM · $3.0B to $3.3B
Nov 30, 2023 to Jun 3, 2024
HNW RAUM · $1.1B to $1.3B
Nov 30, 2023 to Jun 3, 2024
Pension RAUM · $10.4M to $11.0M
Nov 30, 2023 to Jun 3, 2024
Pooled vehicle RAUM · $1.3B to $1.2B
Nov 30, 2023 to Jun 3, 2024
RAUM · $3.0B to $3.3B
Nov 30, 2023 to Jun 3, 2024
Accounts · 508 to 543
Jun 29, 2022 to Jun 30, 2023
Charity clients · 16 to 19
Jun 29, 2022 to Jun 30, 2023
Corporate clients · 33 to 31
Jun 29, 2022 to Jun 30, 2023
HNW clients · 277 to 293
Jun 29, 2022 to Jun 30, 2023
Pension plan clients · 1 to 5
Jun 29, 2022 to Jun 30, 2023

Signals

1 dated events

A••••••• C•••••• M••••••••• I•• reported RAUM $3.4B, up 57% from $2.2B (2021-01-04 to 2021-06-24)
Jun 24, 2021 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 212-344-3300reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 212-658-9693reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/american-capital-management-inc.reportedpublic record, Form ADV, Sep 21, 2026
Website: w••.a•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 212-344-3300reportedpublic record, Form ADV, Jun 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
RAUM per advisor: $704Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026