DFX Intelligence
RIA Intelligence
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SEC-registered adviser
C••••••••• G••••• I••••••••
Legal name C••••••••• G••••• I•••••••• L••
Latest filing Jul 29, 2026
First filing on the tape Mar 23, 2012 · 25 filings
SEC status approved since Jan 21, 2000
RAUM
$27B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
50
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$27B as of Jul 29, 2026
Jul 30, 2012$17B then
HNW client RAUM$0 as of Jul 29, 2026
Jul 31, 2018$485M then
State-registered IARs (5.B.3)0 as of Jul 29, 2026
Jul 30, 20120 then
Employees (5.A)50 as of Jul 29, 2026
Jul 31, 201335 then
Private funds8 as of Jul 29, 2026
Jul 30, 201213 then
RAUM +23% over the last fiscal year-0.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $346MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 42%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -100%derived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$14B52%
- Pension and profit-sharing plans$5.6B21%
- Sovereign wealth funds$4.2B16%
- Insurance companies$920M3.4%
- Corporations and businesses$610M2.3%
- Charitable organizations$564M2.1%
- Investment companies$501M1.9%
- Other investment advisers$401M1.5%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 16reported
- Charitable clients
- 3reported
- Accounts
- 78reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.56 institutional_share=0.42 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
21 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• C••••••••• G••••• B••• F••• ••••••••no longer reported | Other Private Fund | $1.3B | 90 | Jul 31, 2013 |
| T•• C••••••••• L•••• M•••••• D••• F••• •••••••• L••no longer reported | Other Private Fund | $1.0B | 1 | Mar 23, 2012 |
| T•• C••••••••• G••••• B••• F••• | Other Private Fund | $975M | 146 | Mar 23, 2012 |
| T•• C••••••••• L•••• M•••••• B••• F•••no longer reported | Other Private Fund | $526M | 9 | Jul 31, 2013 |
| T•• C••••••••• G••••• R••• R••••• B••• F•••no longer reported | Other Private Fund | $336M | 25 | Mar 23, 2012 |
| T•• C••••••••• L•••• M•••••• D••• F••• | Other Private Fund | $200M | 18 | Mar 23, 2012 |
| T•• C••••••••• A•••• M••••• F••• L••••••no longer reported | Hedge Fund | $161M | 2 | Mar 23, 2012 |
| T•• C••••••••• A•••• F••• •••••••• L••••••no longer reported | Hedge Fund | $125M | 7 | Mar 23, 2012 |
| T•• C••••••••• G••••• B••• L•• D••••••• F••• | Other Private Fund | $99.9M | 3 | Jul 29, 2014 |
| T•• C••••••••• B••• T•••• F••• L••••••no longer reported | Hedge Fund | $46.3M | 5 | Mar 23, 2012 |
| T•• C••••••••• R••• R••••• B••• F••• | Other Private Fund | $33.7M | 8 | Mar 23, 2012 |
| T•• C••••••••• G••••• B••• A• F••• | Other Private Fund | $18.8M | 26 | Mar 23, 2012 |
| T•• C••••••••• I••••••••• B••• F••• | Other Private Fund | $15.5M | 2 | Mar 23, 2012 |
| T•• C••••••••• A•••• F•••no longer reported | Other Private Fund | $12.3M | 3 | Jul 29, 2014 |
| T•• C••••••••• C••••••• G••••• A•• L•••• M•••••• ••••••••• B••• F••• | Other Private Fund | $9.2M | 7 | Jul 31, 2013 |
| T•• C••••••••• G••••• B••• G•••• T•••• | Other Private Fund | $5.6M | 1 | Mar 23, 2012 |
| T•• C••••••••• G••••• B••• ••• H•••••• F••• | Other Private Fund | $3.4M | 2 | Jul 30, 2012 |
| T•• C••••••••• L•••• M•••••• R••• R••••• B••• F•••no longer reported | Other Private Fund | $2.6M | 1 | Jul 30, 2012 |
| T•• C••••••••• F•••• I••••• T•••• R••••• F••• | Other Private Fund | $2.3M | 2 | Jul 30, 2015 |
| T•• C••••••••• G••••• B••• E••••••• C••••••• F••• | Other Private Fund | $1.0M | 1 | Jul 30, 2015 |
| T•• C••••••••• G••••• L•• D••••••• B••• F•••no longer reported | Other Private Fund | $0 | 0 | Jul 29, 2014 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• M•••••• · Global Head Of Legal And Compliance/Director - Shareholder Class Bcontrolsince 07/2014 · owns less than 5%
- D•••••• T•••••• P••• · Ceo, London - Shareholder Class Bcontrolsince 10/2019 · owns less than 5%
- L••••• K••••• A•••• · Group Ceo, Deputy Cio, Director, Shareholder Class Bcontrolsince 07/2000 · owns 10% to 25%
- S•••• I••• G••••••• · Chairman, Cio, Director, Shareholder Class Bcontrolsince 10/1999 · owns 50% to 75%
- C•••••••• L•••• A••• · Directorsince 06/2020 · owns less than 5%
- H•••••• P•••• S••••• · Head Of Compliance, London/Cco - Shareholder Class Bsince 02/2023 · owns less than 5%
- W•••• E•••••• Y•• H••• · Shareholder Class Bsince 10/1999 · owns 10% to 25%
- B•••• S••••••• C•••••• · Shareholdersince 04/1995 · owns 50% to 75% of S••••••••• P••••••• L••••••
Entity owners
- S••••••••• P••••••• L•••••• · Shareholder Class Adirect · owns 75% or more
Related persons
Schedule D 7.A
- C••••••••• G••••• I•••••••• ••••••• M••••••••• L••••••investment advisery
- C••••••••• G••••• I•••••••• ••••••••• P••• L••investment advisery
- C••••••••• G••••• I•••••••• M••••• E••• L••••••investment advisery
- C••••••••• G••••• I••••••••• I••investment advisery
- S••••••••• I••••••••• I••••••••investment adviserpooled vehicle sponsornRAUM $39B
Advisers that list C••••••••• G••••• I•••••••• as a related person
- 110987 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 81 to 78Jan 2, 2026 to Jul 29, 2026
- Charity clients · 2 to 3Jan 2, 2026 to Jul 29, 2026
- Pension plan clients · 14 to 16Jan 2, 2026 to Jul 29, 2026
- Pooled vehicle clients · 54 to 49Jan 2, 2026 to Jul 29, 2026
- Employees · 56 to 50Jan 2, 2026 to Jul 29, 2026
- Discretionary RAUM · $24B to $27BJan 2, 2026 to Jul 29, 2026
- Pension RAUM · $3.8B to $5.6BJan 2, 2026 to Jul 29, 2026
- Pooled vehicle RAUM · $15B to $14BJan 2, 2026 to Jul 29, 2026
- RAUM · $24B to $27BJan 2, 2026 to Jul 29, 2026
- Advisory activities · 4 to 3May 13, 2025 to Jul 25, 2025
- Accounts · 86 to 81May 13, 2025 to Jul 25, 2025
- Advisory employees · 7 to 5May 13, 2025 to Jul 25, 2025
- HNW clients · 1 to 0May 13, 2025 to Jul 25, 2025
- Pension plan clients · 16 to 14May 13, 2025 to Jul 25, 2025
- Pooled vehicle clients · 55 to 54May 13, 2025 to Jul 25, 2025
- Employees · 54 to 56May 13, 2025 to Jul 25, 2025
- Financial planning clients · unset to May 13, 2025 to Jul 25, 2025
- Private funds · 11 to 8May 13, 2025 to Jul 25, 2025
- Discretionary RAUM · $22B to $24BMay 13, 2025 to Jul 25, 2025
- HNW RAUM · $6.5M to $0May 13, 2025 to Jul 25, 2025
- Pension RAUM · $3.1B to $3.8BMay 13, 2025 to Jul 25, 2025
- Pooled vehicle RAUM · $14B to $15BMay 13, 2025 to Jul 25, 2025
- RAUM · $22B to $24BMay 13, 2025 to Jul 25, 2025
- HQ state · unset to Dec 17, 2024 to May 13, 2025
- Accounts · 95 to 86Oct 13, 2023 to Jul 26, 2024
- Charity clients · 3 to 2Oct 13, 2023 to Jul 26, 2024
- Individual clients · unset to 0.0Oct 13, 2023 to Jul 26, 2024
- Pension plan clients · 19 to 16Oct 13, 2023 to Jul 26, 2024
- Pooled vehicle clients · 57 to 55Oct 13, 2023 to Jul 26, 2024
- Employees · 55 to 54Oct 13, 2023 to Jul 26, 2024
- Financial planning clients · 0 to unsetOct 13, 2023 to Jul 26, 2024
- Discretionary RAUM · $28B to $22BOct 13, 2023 to Jul 26, 2024
- HNW RAUM · $6.8M to $6.5MOct 13, 2023 to Jul 26, 2024
- Individual RAUM · unset to 0.0Oct 13, 2023 to Jul 26, 2024
- Pension RAUM · $3.8B to $3.1BOct 13, 2023 to Jul 26, 2024
- Pooled vehicle RAUM · $15B to $14BOct 13, 2023 to Jul 26, 2024
- RAUM · $28B to $22BOct 13, 2023 to Jul 26, 2024
- Accounts · 87 to 95Mar 2, 2023 to Jul 3, 2023
- Advisory employees · 10 to 7Mar 2, 2023 to Jul 3, 2023
- Charity clients · 4 to 3Mar 2, 2023 to Jul 3, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 011-44207-292-6920reportedpublic record, Form ADV, Jul 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026