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No RAUM reportedSEC-registered· Millburn, New Jerseywebsite

No RAUM reported, based in Millburn, New Jersey.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
Not established
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
Not established
Private clients
Not established
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 111188 · SEC 801-60078 · 24 filingsShow
CRD 111188SEC 801-60078First filing on the tape Mar 21, 2012, latest Mar 24, 2026SEC status approved since Mar 9, 2001IAPD
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$0 as of Mar 24, 2026
Mar 13, 2025$0 then
HNW client RAUM$0 as of Mar 24, 2026
Feb 1, 2019$0 then
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 21, 20120 then
Employees (5.A)8 as of Mar 24, 2026
Mar 18, 20138 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$0derivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
+0.0%derived
Compensation
hourly, fixed feesreportedItem 5.E
Advisory activities
pension consulting, selection of other advisers, publications, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
1reported
Pension plan clients
16reported
Charitable clients
0reported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixed, hourlyreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C••••• S••••• J•••• · Chief Financial Officercontrol
        since 04/2001 · owns 25% to 50%
      • F•••••• J••••• L••• · Director Of Researchcontrol
        since 01/2019 · owns 25% to 50%
      • H•••••• K••••• A•••• · Chief Executive Officercontrol
        since 02/2001 · owns 25% to 50%
      • S••••••••• L••••• M•••• · Chief Compliance Officercontrol
        since 12/2006 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · unset to 0.0
        Mar 22, 2024 to Mar 13, 2025
      • Financial planning clients · 0 to 0
        Mar 22, 2024 to Mar 13, 2025
      • Discretionary RAUM · unset to 0.0
        Mar 22, 2024 to Mar 13, 2025
      • Non-discretionary RAUM · unset to 0.0
        Mar 22, 2024 to Mar 13, 2025
      • RAUM · unset to 0.0
        Mar 22, 2024 to Mar 13, 2025
      • HNW clients · 0 to 1
        Mar 26, 2021 to Feb 1, 2022
      • Pension plan clients · 18 to 16
        Mar 26, 2021 to Feb 1, 2022
      • Charity clients · 1 to 0
        Feb 1, 2019 to Sep 5, 2019
      • Pension plan clients · 19 to 18
        Feb 1, 2019 to Sep 5, 2019
      • Corporate clients · unset to 0.0
        Jan 17, 2018 to Feb 1, 2019
      • HNW clients · unset to 0.0
        Jan 17, 2018 to Feb 1, 2019
      • Individual clients · unset to 0.0
        Jan 17, 2018 to Feb 1, 2019
      • Pension plan clients · 18 to 19
        Jan 17, 2018 to Feb 1, 2019
      • Pooled vehicle clients · unset to 0.0
        Jan 17, 2018 to Feb 1, 2019
      • HNW RAUM · unset to 0.0
        Jan 17, 2018 to Feb 1, 2019
      • Individual RAUM · unset to 0.0
        Jan 17, 2018 to Feb 1, 2019
      • Pooled vehicle RAUM · unset to 0.0
        Jan 17, 2018 to Feb 1, 2019
      • Charity clients · unset to 1.0
        Jul 5, 2017 to Jan 17, 2018
      • Pension plan clients · unset to 18.0
        Jul 5, 2017 to Jan 17, 2018
      • Other offices · unset to 0.0
        Jul 5, 2017 to Jan 17, 2018
      • Pension RAUM · unset to 0.0
        Jul 5, 2017 to Jan 17, 2018
      • Advisory employees · unset to 8.0
        Mar 21, 2012 to Mar 18, 2013
      • Employees · unset to 8.0
        Mar 21, 2012 to Mar 18, 2013
      Signals
      1 dated events
      • ••• Locked
        Feb 1, 2019 · Control person joined · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 24, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 24, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026