DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Entrust Investment Management LLC

Former SEC-registered adviserMonroe, LouisianaCRD 111283SEC 801-56888IAPD
Latest filing Sep 5, 2024
First filing on the tape Mar 20, 2012 · 32 filings
SEC status approved since Sep 28, 1999
RAUM
$12.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$12.7M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$12.7M as of Mar 7, 2024
Mar 20, 2012$25.2M then
HNW client RAUM$11.7M as of Mar 7, 2024
Mar 16, 2018$18.0M then
State-registered IARs (5.B.3)4 as of Mar 7, 2024
Mar 20, 20120 then
Employees (5.A)4 as of Mar 7, 2024
Mar 11, 20138 then
Private funds: no history
RAUM -3.9% over the last fiscal year-11% a year over threeIARs 5 to 4
Practice profile
derived from the filing of Sep 5, 2024; every figure names its basis
RAUM per advisor
$3.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
3derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.5MderivedHNW RAUM over HNW clients
Average account
$635,200derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-3.9%derivedbetween the last two annual amendments
Advisor growth, one year
-20%derivedItem 5.B.3 between annual amendments
Client growth, one year
-7.7%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$11.7M92%
  • Individuals$1.0M8.0%
Individual clients
4reported
HNW clients
8reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
20reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Clint James Rider · Treasurer, Chief Compliance Officercontrol
        since 04/2020 · owns 25% to 50%
      • Bruce Micheal Gilbert · Ownercontrol
        since 07/2011 · owns 25% to 50% of Graham Bordelon & Co Inc
      • Key Jeffrey Golson · Ownercontrol
        since 01/2006 · owns 25% to 50% of Graham Bordelon & Co Inc
      Entity owners
      • Graham Bordelon & Co Inc · Member Of LLC
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Advisers that list Entrust Investment Management LLC as a related person
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Monroe, La · principal000
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 22 to 20
        Feb 24, 2023 to Mar 7, 2024
      • Advisory employees · 5 to 4
        Feb 24, 2023 to Mar 7, 2024
      • Corporate clients · 1.0 to unset
        Feb 24, 2023 to Mar 7, 2024
      • Individual clients · 5 to 4
        Feb 24, 2023 to Mar 7, 2024
      • Employees · 5 to 4
        Feb 24, 2023 to Mar 7, 2024
      • Insurance-licensed employees · 5 to 4
        Feb 24, 2023 to Mar 7, 2024
      • State-registered IARs · 5 to 4
        Feb 24, 2023 to Mar 7, 2024
      • Discretionary RAUM · $13.2M to $12.7M
        Feb 24, 2023 to Mar 7, 2024
      • HNW RAUM · $11.0M to $11.7M
        Feb 24, 2023 to Mar 7, 2024
      • Individual RAUM · $2.2M to $1.0M
        Feb 24, 2023 to Mar 7, 2024
      • RAUM · $13.2M to $12.7M
        Feb 24, 2023 to Mar 7, 2024
      • Accounts · 26 to 22
        Aug 1, 2022 to Feb 24, 2023
      • BD registered reps · 5 to 4
        Aug 1, 2022 to Feb 24, 2023
      • Corporate clients · unset to 1.0
        Aug 1, 2022 to Feb 24, 2023
      • HNW clients · 6 to 8
        Aug 1, 2022 to Feb 24, 2023
      • Individual clients · 12 to 5
        Aug 1, 2022 to Feb 24, 2023
      • Discretionary RAUM · $16.6M to $13.2M
        Aug 1, 2022 to Feb 24, 2023
      • HNW RAUM · $9.9M to $11.0M
        Aug 1, 2022 to Feb 24, 2023
      • Individual RAUM · $6.7M to $2.2M
        Aug 1, 2022 to Feb 24, 2023
      • RAUM · $16.6M to $13.2M
        Aug 1, 2022 to Feb 24, 2023
      • Accounts · 27 to 26
        Jan 4, 2022 to Mar 8, 2022
      • HNW clients · 11 to 6
        Jan 4, 2022 to Mar 8, 2022
      • Individual clients · 7 to 12
        Jan 4, 2022 to Mar 8, 2022
      • Assets in custody · 4651076.0 to unset
        Jan 4, 2022 to Mar 8, 2022
      • Custody of client assets · true to false
        Jan 4, 2022 to Mar 8, 2022
      • Discretionary RAUM · $17.7M to $16.6M
        Jan 4, 2022 to Mar 8, 2022
      • HNW RAUM · $15.0M to $9.9M
        Jan 4, 2022 to Mar 8, 2022
      • Individual RAUM · $2.7M to $6.7M
        Jan 4, 2022 to Mar 8, 2022
      • RAUM · $17.7M to $16.6M
        Jan 4, 2022 to Mar 8, 2022
      • Accounts · 26 to 27
        Oct 20, 2020 to Mar 3, 2021
      • Corporate clients · 1.0 to unset
        Oct 20, 2020 to Mar 3, 2021
      • HNW clients · 16 to 11
        Oct 20, 2020 to Mar 3, 2021
      • Individual clients · 2 to 7
        Oct 20, 2020 to Mar 3, 2021
      • Assets in custody · $3.6M to $4.7M
        Oct 20, 2020 to Mar 3, 2021
      • Discretionary RAUM · $16.1M to $17.7M
        Oct 20, 2020 to Mar 3, 2021
      • HNW RAUM · $15.0M to $15.0M
        Oct 20, 2020 to Mar 3, 2021
      • Individual RAUM · $992,530 to $2.7M
        Oct 20, 2020 to Mar 3, 2021
      • RAUM · $16.1M to $17.7M
        Oct 20, 2020 to Mar 3, 2021
      • Accounts · 27 to 26
        Dec 12, 2019 to Mar 9, 2020
      • Corporate clients · unset to 1.0
        Dec 12, 2019 to Mar 9, 2020
      Signals
      5 dated events
      • Entrust Investment Management Llc no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $12.7M)
        May 2, 2025 · Left the SEC roster · derived
      • Micheal Bruce Gilbert no longer registered at Entrust Investment Management Llc; no later IA registration on IAPD
        Mar 21, 2025 · Advisor departure · fact
      • Gary Gordon Graham no longer registered at Entrust Investment Management Llc; no later IA registration on IAPD
        Mar 21, 2025 · Advisor departure · fact
      • Jeffrey Key Golson no longer registered at Entrust Investment Management Llc; no later IA registration on IAPD
        Mar 21, 2025 · Advisor departure · fact
      • James Clint Rider no longer registered at Entrust Investment Management Llc; no later IA registration on IAPD
        Mar 21, 2025 · Advisor departure · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026