DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
C••• P•••••••• L•••
Latest filing Mar 24, 2025
First filing on the tape Mar 30, 2012 · 25 filings
SEC status approved since Mar 30, 2001
RAUM
$2.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
27%
$598M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$2.2B as of Mar 24, 2025
Mar 30, 2012$688M then
HNW client RAUM$95.0M as of Mar 24, 2025
Mar 29, 2018$397M then
State-registered IARs (5.B.3)2 as of Mar 24, 2025
Mar 30, 20120 then
Employees (5.A)18 as of Mar 24, 2025
Mar 26, 20138 then
Private funds: no history
RAUM -52% over the last fiscal year-31% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 24, 2025; every figure names its basis
- RAUM per advisor
- $1.1BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 225derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $3.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 9.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -52%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -55%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $3.6M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$503M24%
- Other investment advisers$444M21%
- Corporations and businesses$427M20%
- Investment companies$250M12%
- Charitable organizations$244M11%
- Pooled investment vehicles$106M5.0%
- High-net-worth individuals$95.0M4.5%
- State and municipal entities$51.7M2.4%
- Pension and profit-sharing plans$12.5M0.6%
- Individual clients
- 418reported
- HNW clients
- 31reported
- Pension plan clients
- 7reported
- Charitable clients
- 44reported
- Accounts
- 564reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $16.3M managedreported
- Custody of client assets
- $3.6M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- W•••• G••••• L••••• to W•••••• A•••••••• L••Jun 18, 2025 · RIA to RIA
- E••• M•••••• H••••••••• to A••••• C•••••• M••••••••• L••Mar 4, 2025 · RIA to RIA
Joined, latest
- E••• M•••••• H••••••••• from H•••••••• F•••••••• S•••••••• I•••Apr 3, 2019 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••• G••••• A••• · President, Partnercontrolsince 01/2009 · owns 10% to 25%
- L••••• C•••• · Chief Financial Officer, Partnercontrolsince 06/2021 · owns less than 5%
- T•••••••• P••••• A•••••• · Co-Chief Investment Officer, Partner, Treasurercontrolsince 01/2022 · owns 25% to 50%
- C••••••••• K••••• M•••••• · Chief Compliance Officersince 10/2024 · owns less than 5%
Entity owners
- C••• P••••••• E••••••• S•••• O•••••••• T•••• · Esopdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Berwyn, Pa · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,190 to 564Sep 30, 2024 to Mar 24, 2025
- Advisory employees · 8 to 6Sep 30, 2024 to Mar 24, 2025
- Charity clients · 79 to 44Sep 30, 2024 to Mar 24, 2025
- Corporate clients · 53 to 36Sep 30, 2024 to Mar 24, 2025
- HNW clients · 110 to 31Sep 30, 2024 to Mar 24, 2025
- Individual clients · 886 to 418Sep 30, 2024 to Mar 24, 2025
- Pension plan clients · 11 to 7Sep 30, 2024 to Mar 24, 2025
- Pooled vehicle clients · 2 to 1Sep 30, 2024 to Mar 24, 2025
- Assets in custody · $59.9M to $3.6MSep 30, 2024 to Mar 24, 2025
- Employees · 34 to 18Sep 30, 2024 to Mar 24, 2025
- Financial planning clients · unset to Sep 30, 2024 to Mar 24, 2025
- State-registered IARs · 3 to 2Sep 30, 2024 to Mar 24, 2025
- Discretionary RAUM · $4.6B to $2.2BSep 30, 2024 to Mar 24, 2025
- HNW RAUM · $378M to $95.0MSep 30, 2024 to Mar 24, 2025
- Individual RAUM · $928M to $503MSep 30, 2024 to Mar 24, 2025
- Pension RAUM · $71.7M to $12.5MSep 30, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $252M to $106MSep 30, 2024 to Mar 24, 2025
- RAUM · $4.6B to $2.2BSep 30, 2024 to Mar 24, 2025
- Wrap assets (manager) · $32.2M to $16.3MSep 30, 2024 to Mar 24, 2025
- Advisory employees · 10 to 8Mar 27, 2024 to Jun 5, 2024
- Advisory activities · 5 to 4Mar 27, 2024 to Jun 5, 2024
- Employees · 36 to 34Mar 27, 2024 to Jun 5, 2024
- Financial planning clients · 1-10 to unsetMar 27, 2024 to Jun 5, 2024
- State-registered IARs · 2 to 3Mar 27, 2024 to Jun 5, 2024
- Accounts · 1,323 to 1,190Mar 28, 2023 to Mar 27, 2024
- Advisory employees · 9 to 10Mar 28, 2023 to Mar 27, 2024
- Charity clients · 84 to 79Mar 28, 2023 to Mar 27, 2024
- Corporate clients · 60 to 53Mar 28, 2023 to Mar 27, 2024
- HNW clients · 120 to 110Mar 28, 2023 to Mar 27, 2024
- Individual clients · 992 to 886Mar 28, 2023 to Mar 27, 2024
- Pension plan clients · 15 to 11Mar 28, 2023 to Mar 27, 2024
- Assets in custody · $61.0M to $59.9MMar 28, 2023 to Mar 27, 2024
- Employees · 33 to 36Mar 28, 2023 to Mar 27, 2024
- Discretionary RAUM · $6.2B to $4.6BMar 28, 2023 to Mar 27, 2024
- HNW RAUM · $401M to $378MMar 28, 2023 to Mar 27, 2024
- Individual RAUM · $1.1B to $928MMar 28, 2023 to Mar 27, 2024
- Pension RAUM · $422M to $71.7MMar 28, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $592M to $252MMar 28, 2023 to Mar 27, 2024
- RAUM · $6.2B to $4.6BMar 28, 2023 to Mar 27, 2024
- Wrap assets (manager) · $43.2M to $32.2MMar 28, 2023 to Mar 27, 2024
Signals
10 dated events
- Coho Partners, Ltd. no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $2.2B)Jan 2, 2026 · Left the SEC roster · derived
- Wayne George Lesage left Coho Partners, Ltd. for Waverly Advisors, Llc (registered 2025-01-13)Jun 18, 2025 · Advisor changed firm · fact
- Coho Partners, Ltd. reported RAUM $2.2B, down 52% from $4.6B (2024-09-30 to 2025-03-24)Mar 24, 2025 · RAUM change · derived
- Eric Michael Hildenbrand left Coho Partners, Ltd. for Aurdan Capital Management, Llc (registered 2024-09-20)Mar 4, 2025 · Advisor changed firm · fact
- Marie Lisa Gentry (Chief Compliance Officer, Partner) no longer on Schedule A of Coho Partners, Ltd. (listed 2024-06-05, absent 2024-09-30)Sep 30, 2024 · Control person left · inference
- Coho Partners, Ltd. reported RAUM $4.6B, down 26% from $6.2B (2023-03-28 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Cindy Lewis (Chief Financial Officer) appeared on Schedule A of Coho Partners, Ltd.Mar 17, 2022 · Control person joined · fact
- Roger Kyle Bubeck (Chief Compliance Officer) no longer on Schedule A of Coho Partners, Ltd. (listed 2020-06-10, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Marie Lisa Gentry (Chief Compliance Officer, Partner) appeared on Schedule A of Coho Partners, Ltd.Mar 31, 2021 · Control person joined · fact
- Coho Partners, Ltd. reported RAUM $4.5B, up 39% from $3.2B (2017-05-25 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026