DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

G•••••••••

Asset manager (funds and pooled vehicles)Newton, MassachusettsCRD 111497SEC 801-60272websiteIAPD
Legal name G•••• S••••• A•••••••• L••
Latest filing May 12, 2026
First filing on the tape Mar 30, 2012 · 32 filings
SEC status approved since May 21, 2001
RAUM
$7.1B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
35
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
42
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$7.1B as of May 12, 2026
Mar 30, 2012$4.8B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 12, 2026
Mar 28, 20130 then
Employees (5.A)35 as of May 12, 2026
Mar 28, 201333 then
Private funds42 as of May 12, 2026
Mar 30, 201223 then
RAUM +7.2% over the last fiscal year+0.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 12, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$159MderivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+3.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed fees, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$7.1B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
45reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixed, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      44 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Q••••••••• P•••••• I•• L•••Private Equity Fund$625M2Mar 22, 2016
      J• V••••••• P••••••• L••Private Equity Fund$519M2Mar 22, 2018
      K••• I••••••••• I•• L•••Private Equity Fund$424M2Mar 22, 2017
      C•••••••• C••••••• L•••Private Equity Fund$392M2Mar 22, 2016
      K••• I••••••••• I••• L•••Private Equity Fund$364M2Mar 28, 2014
      Q••••••••• P•••••• I••• L•••Private Equity Fund$315M2Mar 22, 2019
      G•• C• L•••Private Equity Fund$304M2Mar 30, 2012
      Q••••••••• P••••••• L•••Private Equity Fund$279M2Mar 28, 2013
      G• P••••••• V••••••• I••• L••Private Equity Fund$211M2Mar 28, 2013
      F•••••• L••• V••••••• I•• L•••Private Equity Fund$190M2Mar 30, 2012
      G• P••••••• V••••••• I•• L••Private Equity Fund$189M2Mar 30, 2012
      P•••••• P•••••• L•••Private Equity Fund$187M2Mar 24, 2020
      P•••••• P••••• L•••Private Equity Fund$146M2Mar 22, 2016
      G•• V••••••• I•• L•••Private Equity Fund$128M2Mar 30, 2012
      M• V••••••• I•• L•••Private Equity Fund$122M2Mar 30, 2012
      G• P••••••• B•••••• I•• L••Private Equity Fund$116M2Mar 30, 2012
      J• V••••••• P•••••• I•• L•••Private Equity Fund$113M2Mar 24, 2020
      K••• I••••••••• V• L•••Private Equity Fund$111M2Mar 22, 2021
      F• V••••••• I••• L•••Private Equity Fund$109M9Mar 28, 2014
      J• V••••••• P•••••• I••• L•••Private Equity Fund$103M2Mar 22, 2021
      G•• B• L•••Private Equity Fund$76.4M2Mar 30, 2012
      C••••••••• E••••••• V••••••• I•• L••Private Equity Fund$74.0M2Mar 30, 2012
      T•••• V••••••• I••• L•••Private Equity Fund$72.8M11Mar 28, 2014
      J• V••••••• P•••••• I•• L••Private Equity Fund$70.6M2Mar 28, 2022
      L••• S•••••• I••••• P••••••• L•••Private Equity Fund$68.6M2Mar 22, 2021
      G• P••••••• V•••••••• L••Private Equity Fund$57.2M2Mar 30, 2012
      M• V•••••••• L•••Private Equity Fund$49.3M2Mar 30, 2012
      T•••• V••••••• I•• L•••Private Equity Fund$48.8M11Mar 22, 2017
      F••• V••••••• I•• L•••Private Equity Fund$45.8M11Mar 30, 2012
      G•• V••••••• I• L•••Private Equity Fund$35.9M2Mar 30, 2012
      F••• V••••••• I•• L•••Private Equity Fund$32.5M18Mar 30, 2012
      C••••••••• E••••••• V••••••• I••• L••Private Equity Fund$31.6M2Mar 30, 2012
      C••••••••• E••••••• V••••••• I•• L••no longer reportedPrivate Equity Fund$27.7M2Mar 30, 2012
      P•••••• P•••• L•••Private Equity Fund$22.0M3Mar 30, 2012
      F••• V•••••••• L•••Private Equity Fund$15.3M12Mar 30, 2012
      G• P••••••• B••••••• L••Private Equity Fund$10.4M2Mar 30, 2012
      J• V••••••• P•••••• V• L••• • S••••• O••Private Equity Fund$9.4M2Mar 30, 2023
      F•••••• L••• V•••••••• L•••Private Equity Fund$9.2M2Mar 30, 2012
      A•••••••• V•••••••• L••Private Equity Fund$5.9M3Mar 30, 2012
      C••••••••• E••••••• V•••••••• L••no longer reportedPrivate Equity Fund$5.1M2Mar 30, 2012
      All funds of G•••••••••
      Owners and control persons
      Schedule A and B, latest filing
      • A••••••• F•••• · Membercontrol
        since 07/2005 · owns 10% to 25%
      • C•••••••• C•••••••• · Membercontrol
        since 01/1998 · owns 10% to 25%
      • O•• P••• •••••• · Membercontrol
        since 07/2015 · owns 10% to 25%
      • Q••••• C••••••••• L••••• · Member & Cfocontrol
        since 01/2018 · owns 10% to 25%
      • B••••••••• A•••• J••••• · Vp Finance & Chief Compliance Officer
        since 04/2011 · owns less than 5%
      • G•••••• B••••• J• · Retired
        since 12/2018 · owns 5% to 10%
      • H•••••• C••••••• P• · Retired
        since 01/2015 · owns 5% to 10%
      • M••••• D•••• · Retired
        since 12/2008 · owns 5% to 10%
      • S•• G••••••• A•• · Retired
        since 12/2017 · owns 5% to 10%
      Related persons
      Schedule D 7.A
      • G•••• S••••• P•••••••• L••
        pooled vehicle sponsory
      • G•• P••••••• C•• L••
        pooled vehicle sponsory
      • G•• P••••••• F• I••• L••
        pooled vehicle sponsory
      • G•• P••••••• F•• I•• L••
        pooled vehicle sponsory
      • G•• P••••••• F••• L••
        pooled vehicle sponsory
      • G•• P••••••• F•• I•• L••
        pooled vehicle sponsory
      • G•• P••••••• F••• L••
        pooled vehicle sponsory
      • G•• P••••••• G•• I•• L••
        pooled vehicle sponsory
      • G•• P••••••• G••• L••
        pooled vehicle sponsory
      • G•• P••••••• G•• I•• L••
        pooled vehicle sponsory
      • G•• P••••••• G•• I••• L••
        pooled vehicle sponsory
      • G•• P••••••• G••• L••
        pooled vehicle sponsory
      • G•• P••••••• G•• A• L••
        pooled vehicle sponsory
      • G•• P••••••• G•• B• L•••••• P•••••••••
        pooled vehicle sponsory
      • G•• P••••••• G•• C• L•••••• P•••••••••
        pooled vehicle sponsory
      • G•• P••••••• G•• I• L••
        pooled vehicle sponsory
      • G•• P••••••• G•• I•• L••
        pooled vehicle sponsory
      • G•• P••••••• I••• L••
        pooled vehicle sponsory
      • G•• P••••••• I•• L••
        pooled vehicle sponsory
      • G•• P••••••• J••••• L••
        pooled vehicle sponsory
      • G•• P••••••• J•••• L••
        pooled vehicle sponsory
      • G•• P••••••• J••• L••
        pooled vehicle sponsory
      • G•• P••••••• J•• I•• L••
        pooled vehicle sponsory
      • G•• P••••••• J•• I••• L••
        pooled vehicle sponsory
      • G•• P••••••• J•• I•• L••
        pooled vehicle sponsory
      • G•• P••••••• J•• V• L••
        pooled vehicle sponsory
      • G•• P••••••• J•• V•• L••
        pooled vehicle sponsory
      • G•• P••••••• J••• L••
        pooled vehicle sponsory
      • G•• P••••••• K••• I••• L••
        pooled vehicle sponsory
      • G•• P••••••• K••• I•• L••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $6.7B to $7.0B
        Jan 16, 2026 to May 12, 2026
      • Non-discretionary RAUM · $127M to $112M
        Jan 16, 2026 to May 12, 2026
      • Pooled vehicle RAUM · $6.9B to $7.1B
        Jan 16, 2026 to May 12, 2026
      • RAUM · $6.9B to $7.1B
        Jan 16, 2026 to May 12, 2026
      • Accounts · 47 to 45
        May 6, 2025 to Jan 16, 2026
      • Advisory employees · 8 to 7
        May 6, 2025 to Jan 16, 2026
      • Pooled vehicle clients · 44 to 42
        May 6, 2025 to Jan 16, 2026
      • Employees · 36 to 35
        May 6, 2025 to Jan 16, 2026
      • Private funds · 44 to 42
        May 6, 2025 to Jan 16, 2026
      • Discretionary RAUM · $6.6B to $6.7B
        May 6, 2025 to Jan 16, 2026
      • Non-discretionary RAUM · $142M to $127M
        May 6, 2025 to Jan 16, 2026
      • Pooled vehicle RAUM · $6.8B to $6.9B
        May 6, 2025 to Jan 16, 2026
      • RAUM · $6.8B to $6.9B
        May 6, 2025 to Jan 16, 2026
      • Financial planning clients · unset to
        Mar 28, 2025 to May 6, 2025
      • Discretionary RAUM · $6.5B to $6.6B
        Mar 28, 2025 to May 6, 2025
      • Non-discretionary RAUM · $169M to $142M
        Mar 28, 2025 to May 6, 2025
      • Pooled vehicle RAUM · $6.7B to $6.8B
        Mar 28, 2025 to May 6, 2025
      • RAUM · $6.7B to $6.8B
        Mar 28, 2025 to May 6, 2025
      • Accounts · 46 to 47
        May 1, 2024 to Mar 28, 2025
      • Pooled vehicle clients · 42 to 44
        May 1, 2024 to Mar 28, 2025
      • Private funds · 42 to 44
        May 1, 2024 to Mar 28, 2025
      • Discretionary RAUM · $6.3B to $6.5B
        May 1, 2024 to Mar 28, 2025
      • Non-discretionary RAUM · $191M to $169M
        May 1, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $6.5B to $6.7B
        May 1, 2024 to Mar 28, 2025
      • RAUM · $6.5B to $6.7B
        May 1, 2024 to Mar 28, 2025
      • Discretionary RAUM · $6.2B to $6.3B
        Mar 29, 2024 to May 1, 2024
      • Non-discretionary RAUM · $190M to $191M
        Mar 29, 2024 to May 1, 2024
      • Pooled vehicle RAUM · $6.3B to $6.5B
        Mar 29, 2024 to May 1, 2024
      • RAUM · $6.3B to $6.5B
        Mar 29, 2024 to May 1, 2024
      • Accounts · 44 to 46
        May 9, 2023 to Mar 29, 2024
      • Advisory employees · 9 to 8
        May 9, 2023 to Mar 29, 2024
      • Pooled vehicle clients · 40 to 42
        May 9, 2023 to Mar 29, 2024
      • Employees · 37 to 36
        May 9, 2023 to Mar 29, 2024
      • Private funds · 40 to 42
        May 9, 2023 to Mar 29, 2024
      • Discretionary RAUM · $6.7B to $6.2B
        May 9, 2023 to Mar 29, 2024
      • Non-discretionary RAUM · $226M to $190M
        May 9, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $7.0B to $6.3B
        May 9, 2023 to Mar 29, 2024
      • RAUM · $7.0B to $6.3B
        May 9, 2023 to Mar 29, 2024
      • Discretionary RAUM · $6.9B to $6.7B
        Mar 30, 2023 to May 9, 2023
      • Non-discretionary RAUM · $247M to $226M
        Mar 30, 2023 to May 9, 2023
      Signals
      1 dated events
      • Christopher Yang (Member) no longer on Schedule A of Grovestreet (listed 2022-05-17, absent 2023-03-30)
        Mar 30, 2023 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      • Grovestreet · Independent Sponsors
        shared crd · capital_provider
      • Grovestreet · Private Equity
        shared crd · organization
      • Grovestreet · Venture Capital
        shared crd · organization
      How to reach
      public business contact points only, each with its source
      Website
      G•••••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      781-263-6100reportedpublic record, Form ADV, May 12, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026