DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•• A•••• M••••••••• L••••
Latest filing Feb 6, 2026
First filing on the tape Mar 29, 2012 · 59 filings
SEC status approved since Apr 6, 2001
RAUM
$326M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
59 filings and snapshots on the tape
RAUM$326M as of Feb 6, 2026
Mar 29, 2012$4.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 6, 2026
Mar 29, 20120 then
Employees (5.A)2 as of Feb 6, 2026
Feb 19, 201316 then
Private funds2 as of Feb 6, 2026
Mar 29, 201278 then
RAUM -94% over the last fiscal year-49% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 6, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $163MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -94%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$326M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
172 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•• M•••• P• E••••••• M•••••• M••••• T••••no longer reported | Hedge Fund | $2.5B | 5 | Jan 24, 2013 |
| H•••• R• C•••••••• F•••no longer reported | Hedge Fund | $2.1B | 4 | Mar 29, 2012 |
| H•••• A•• P••••••• I•no longer reported | Hedge Fund | $569M | 2 | Aug 24, 2015 |
| H••• E•••• W••••••• T•••••• F•••no longer reported | Hedge Fund | $558M | 1 | Mar 28, 2012 |
| H••• O••••••• E•••• W••••••• T•••••• F•••no longer reported | Hedge Fund | $557M | 3 | Mar 1, 2013 |
| H•• M•••• T•• R•••••• M••••• T••••no longer reported | Hedge Fund | $279M | 4 | Jan 24, 2013 |
| 8•••••••••no longer reported | Hedge Fund | $258M | 1 | Jan 24, 2013 |
| H•• M•••• G•• G••••• R•••• M••••• T••••no longer reported | Hedge Fund | $176M | 5 | Jan 24, 2013 |
| 8•••••••••no longer reported | Hedge Fund | $169M | 4 | Mar 29, 2012 |
| H•• E• P••••• M••••• T••••no longer reported | Hedge Fund | $159M | 1 | Mar 29, 2012 |
| H••• I•• E•• S•••••• S••••••••• T•••••• F•••no longer reported | Hedge Fund | $153M | 3 | Mar 1, 2013 |
| H••• I•• R•• M••••••••• T•••••• F•••no longer reported | Hedge Fund | $152M | 3 | Mar 1, 2013 |
| H•• M• R•• D••••••••• M••••• T••••no longer reported | Hedge Fund | $149M | 4 | Feb 16, 2016 |
| H••• O••••••• G••••• T•••••• F••• C••no longer reported | Hedge Fund | $123M | 1 | Mar 1, 2013 |
| H••• I•• E•• F••••••••• V•••• T•••••• F•••no longer reported | Hedge Fund | $119M | 3 | Mar 1, 2013 |
| 8•••••••••no longer reported | Hedge Fund | $115M | 6 | Mar 29, 2012 |
| 8•••••••••no longer reported | Hedge Fund | $111M | 15 | Mar 29, 2012 |
| 8•••••••••no longer reported | Hedge Fund | $111M | 2 | Mar 29, 2012 |
| H••• I•• E•• D••••••••• T•••••• F•••no longer reported | Hedge Fund | $109M | 3 | Mar 1, 2013 |
| H••• I•• R•• F••••••••• A•••••••• T•••••• F•••no longer reported | Hedge Fund | $108M | 3 | Mar 1, 2013 |
| H••• I•• E•• M••••• A•••••••• T•••••• F•••no longer reported | Hedge Fund | $108M | 3 | Mar 1, 2013 |
| H••• I•• E•• E••••• M••••• N•••••• T•••••• F•••no longer reported | Hedge Fund | $108M | 3 | Mar 1, 2013 |
| 8•••••••••no longer reported | Hedge Fund | $106M | 29 | Mar 29, 2012 |
| 8•••••••••no longer reported | Hedge Fund | $105M | 27 | Mar 29, 2012 |
| 8•••••••••no longer reported | Hedge Fund | $104M | 38 | Mar 29, 2012 |
| H•• R•• S••••• M••••• T••••no longer reported | Hedge Fund | $99.7M | 5 | May 14, 2015 |
| 8•••••••••no longer reported | Hedge Fund | $97.6M | 59 | Mar 29, 2012 |
| H•••• M•••• C•••••••• M••••• T••••no longer reported | Hedge Fund | $94.2M | 6 | Mar 29, 2012 |
| H•• R•• A••••• C•••••••• O••••••••• F•••no longer reported | Hedge Fund | $91.4M | 4 | May 27, 2014 |
| H•••• R•• A••••• G••••• O••••••••• P••• F•••no longer reported | Hedge Fund | $91.2M | 14 | Aug 18, 2014 |
| H•• M• B••••• H••••• S••••••••• M••••• T••••no longer reported | Hedge Fund | $87.8M | 3 | Mar 29, 2012 |
| H•• H• M••••• C••••• P••••••••• M••••• T••••no longer reported | Hedge Fund | $84.5M | 5 | Mar 29, 2012 |
| 8•••••••••no longer reported | Hedge Fund | $80.8M | 9 | Mar 29, 2012 |
| H••• I•• M••••• S••••••••• D••••••••• T•••••• F•••no longer reported | Hedge Fund | $78.6M | 3 | Mar 1, 2013 |
| 8•••••••••no longer reported | Hedge Fund | $75.0M | 1 | Jan 24, 2013 |
| 8•••••••••no longer reported | Hedge Fund | $74.1M | 25 | Mar 29, 2012 |
| 8•••••••••no longer reported | Hedge Fund | $72.9M | 21 | Mar 29, 2012 |
| H•• C• P•••••• M••••• T••••no longer reported | Hedge Fund | $69.5M | 9 | Mar 29, 2012 |
| H••• I•• M••••• D••••••••• T••••••• T•••••• F•••no longer reported | Hedge Fund | $68.8M | 3 | Mar 1, 2013 |
| H•• R•• M••••••• C••••• M••••• T••••no longer reported | Hedge Fund | $68.1M | 3 | May 27, 2014 |
Owners and control persons
Schedule A and B, latest filing
- A•••••••• M•••••• · President And Chief Compliance Officercontrolsince 06/2019 · owns less than 5%
- N•••••••• J•••••• G••••• · Membercontrolsince 01/2001 · owns 75% or more of H•• G••••• L•••••
Entity owners
- H•• G••••• L••••• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- H•• I••••••••• L••investment advisernRAUM $326M
Advisers that list H•• A•••• M••••••••• L•••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 50 %Change between filings · filing Feb 6, 2026RAUM (Item 5.F) moved from $5,117,079,131 to $326,180,124 (-94.0%) between the annual amendments of 2025-03-31 and 2026-02-06; the peer median change was +4.0% (1148 comparable advisers, 0.0th percentile of changes)peers: asset managers, $100M to $500M (1,148) · 0.2% percentile
What changed
consecutive filings, newest first
- Accounts · 3 to 2Mar 31, 2025 to Feb 6, 2026
- Pooled vehicle clients · 3 to 2Mar 31, 2025 to Feb 6, 2026
- Employees · 3 to 2Mar 31, 2025 to Feb 6, 2026
- Private funds · 3 to 2Mar 31, 2025 to Feb 6, 2026
- Discretionary RAUM · $5.1B to $326MMar 31, 2025 to Feb 6, 2026
- Pooled vehicle RAUM · $5.1B to $326MMar 31, 2025 to Feb 6, 2026
- RAUM · $5.1B to $326MMar 31, 2025 to Feb 6, 2026
- Accounts · 5 to 3Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 5 to 3Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Mar 31, 2025
- Private funds · 5 to 3Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $3.2B to $5.1BMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $3.2B to $5.1BMar 28, 2024 to Mar 31, 2025
- RAUM · $3.2B to $5.1BMar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.5B to $3.2BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.5B to $3.2BMar 31, 2023 to Mar 28, 2024
- RAUM · $2.5B to $3.2BMar 31, 2023 to Mar 28, 2024
- Employees · 4 to 3Sep 7, 2022 to Mar 31, 2023
- Discretionary RAUM · $8.5B to $2.5BSep 7, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $8.5B to $2.5BSep 7, 2022 to Mar 31, 2023
- RAUM · $8.5B to $2.5BSep 7, 2022 to Mar 31, 2023
- Advisory employees · 2 to 1Mar 31, 2022 to Sep 7, 2022
- Accounts · 8 to 5Mar 24, 2021 to Mar 31, 2022
- Pooled vehicle clients · 8 to 5Mar 24, 2021 to Mar 31, 2022
- Private funds · 8 to 5Mar 24, 2021 to Mar 31, 2022
- Discretionary RAUM · $5.0B to $8.5BMar 24, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $5.0B to $8.5BMar 24, 2021 to Mar 31, 2022
- RAUM · $5.0B to $8.5BMar 24, 2021 to Mar 31, 2022
- Accounts · 14 to 8Mar 3, 2021 to Mar 24, 2021
- Pooled vehicle clients · 14 to 8Mar 3, 2021 to Mar 24, 2021
- Discretionary RAUM · $7.3B to $5.0BMar 3, 2021 to Mar 24, 2021
- Pooled vehicle RAUM · $7.3B to $5.0BMar 3, 2021 to Mar 24, 2021
- RAUM · $7.3B to $5.0BMar 3, 2021 to Mar 24, 2021
- Private funds · 14 to 8Oct 26, 2020 to Mar 3, 2021
- Employees · 3 to 4Feb 21, 2020 to Oct 26, 2020
- Private funds · 15 to 14Feb 21, 2020 to Oct 26, 2020
- Discretionary RAUM · $203M to $7.3BFeb 21, 2020 to Oct 26, 2020
- Pooled vehicle RAUM · $203M to $7.3BFeb 21, 2020 to Oct 26, 2020
- RAUM · $203M to $7.3BFeb 21, 2020 to Oct 26, 2020
- Accounts · 22 to 14Nov 15, 2019 to Feb 21, 2020
Signals
11 dated events
- H•• A•••• M••••••••• L•••• reported RAUM $326.2M, down 94% from $5.1B (2025-03-31 to 2026-02-06)Feb 6, 2026 · RAUM change · derived
- H•• A•••• M••••••••• L•••• reported RAUM $5.1B, up 60% from $3.2B (2024-03-28 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- H•• A•••• M••••••••• L•••• reported RAUM $3.2B, up 27% from $2.5B (2023-03-31 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- H•• A•••• M••••••••• L•••• reported RAUM $2.5B, down 70% from $8.5B (2022-09-07 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- H•• A•••• M••••••••• L•••• reported RAUM $8.5B, up 69% from $5.0B (2021-03-24 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- H•• A•••• M••••••••• L•••• reported RAUM $5.0B, down 32% from $7.3B (2021-03-03 to 2021-03-24)Mar 24, 2021 · RAUM change · derived
- H•• A•••• M••••••••• L•••• reported RAUM $7.3B, up 3510% from $203.1M (2020-02-21 to 2020-10-26)Oct 26, 2020 · RAUM change · derived
- H•• A•••• M••••••••• L•••• reported RAUM $203.1M, down 95% from $4.2B (2019-11-15 to 2020-02-21)Feb 21, 2020 · RAUM change · derived
- H•• A•••• M••••••••• L•••• reported RAUM $4.2B, down 52% from $8.8B (2019-04-05 to 2019-06-06)Jun 6, 2019 · RAUM change · derived
- H•• A•••• M••••••••• L•••• reported RAUM $8.8B, down 47% from $16.6B (2019-02-07 to 2019-02-11)Feb 11, 2019 · RAUM change · derived
- H•• A•••• M••••••••• L•••• reported RAUM $16.6B, up 203% from $5.5B (2018-11-14 to 2019-02-07)Feb 7, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 312-327-0430reportedpublic record, Form ADV, Feb 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026