DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Conestoga Capital Advisors, LLC
Latest filing Mar 9, 2026
First filing on the tape Mar 29, 2012 · 25 filings
SEC status approved since Apr 18, 2001
RAUM
$6.9B
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
6.8%
$475M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$991M
derived; firm RAUM over IAPD count
Employees
18
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$6.9B as of Mar 9, 2026
Mar 29, 2012$583M then
HNW client RAUM$466M as of Mar 9, 2026
Jan 30, 2018$219M then
State-registered IARs (5.B.3)8 as of Mar 9, 2026
Feb 12, 20136 then
Employees (5.A)18 as of Mar 9, 2026
Feb 12, 20139 then
Private funds1 as of Mar 29, 2021
Mar 29, 20191 then
RAUM -21% over the last fiscal year+3.7% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
- RAUM per advisor
- $991MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 25derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $29.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 17%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.6derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -6.9%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$3.9B61%
- Pooled investment vehicles$795M12%
- Charitable organizations$490M7.7%
- High-net-worth individuals$466M7.3%
- Pension and profit-sharing plans$431M6.8%
- State and municipal entities$285M4.5%
- Corporations and businesses$10.1M0.2%
- Individuals$9.2M0.1%
- Individual clients
- 38reported
- HNW clients
- 137reported
- Pension plan clients
- 10reported
- Charitable clients
- 22reported
- Accounts
- 233reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.07 fund_share=0.67 institutional_share=0.17 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert Michael Mitchell | Wayne, Pa | Sep 24, 2001 | 25 y | 0 |
| Duane Randall Dorazio | Wayne, Pa | Nov 20, 2001 | 29 y | 0 |
| Joseph Francis MonahanChartered Financial Analyst | Wayne, Pa | Dec 22, 2008 | 17 y | 0 |
| John Edward Schipper, IV | Wayne, Pa | Dec 23, 2013 | 13 y | 0 |
| David Ryan NeidererChartered Financial Analyst | Wayne, Pa | Jan 17, 2014 | 17 y | 0 |
| Jeffrey Anthony Riggs | Wayne, Pa | May 4, 2017 | 10 y | 0 |
| Bronwyn Verre Dewey | Wayne, Pa | Jan 21, 2022 | 13 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- William Christopher Maxwell to Osprey Capital Management, LLCNov 3, 2009 · Other
Joined, latest
- Bronwyn Verre Dewey from Great Valley Advisor Group, LLCJan 21, 2022 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Conestoga Micro Cap Fund, LPno longer reported | Hedge Fund | $16.2M | 14 | Mar 29, 2019 |
Owners and control persons
Schedule A and B, latest filing
- Stanley Mark Clewett · Partner/Ownercontrolsince 01/2007 · owns 10% to 25%
- Randall Duane Dorazio · Partnercontrolsince 06/2001 · owns 10% to 25%
- Michael Robert Mitchell · Partnercontrolsince 03/2001 · owns 25% to 50%
- Francis Joseph Monahan · Partner/Ownercontrolsince 01/2010 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wayne, Pa · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 247 to 233Jan 21, 2025 to Mar 9, 2026
- BD registered reps · 3 to 2Jan 21, 2025 to Mar 9, 2026
- Charity clients · 26 to 22Jan 21, 2025 to Mar 9, 2026
- HNW clients · 153 to 137Jan 21, 2025 to Mar 9, 2026
- Individual clients · 35 to 38Jan 21, 2025 to Mar 9, 2026
- Pension plan clients · 9 to 10Jan 21, 2025 to Mar 9, 2026
- Discretionary RAUM · $8.1B to $6.4BJan 21, 2025 to Mar 9, 2026
- HNW RAUM · $529M to $466MJan 21, 2025 to Mar 9, 2026
- Individual RAUM · $9.4M to $9.2MJan 21, 2025 to Mar 9, 2026
- Non-discretionary RAUM · $677M to $564MJan 21, 2025 to Mar 9, 2026
- Pension RAUM · $474M to $431MJan 21, 2025 to Mar 9, 2026
- Pooled vehicle RAUM · $623M to $795MJan 21, 2025 to Mar 9, 2026
- RAUM · $8.8B to $6.9BJan 21, 2025 to Mar 9, 2026
- Accounts · 266 to 247Oct 2, 2024 to Jan 21, 2025
- Advisory employees · 8 to 9Oct 2, 2024 to Jan 21, 2025
- Charity clients · 30 to 26Oct 2, 2024 to Jan 21, 2025
- Corporate clients · 2 to 1Oct 2, 2024 to Jan 21, 2025
- HNW clients · 156 to 153Oct 2, 2024 to Jan 21, 2025
- Individual clients · 46 to 35Oct 2, 2024 to Jan 21, 2025
- Pension plan clients · 8 to 9Oct 2, 2024 to Jan 21, 2025
- Employees · 17 to 18Oct 2, 2024 to Jan 21, 2025
- Financial planning clients · 0 to 0Oct 2, 2024 to Jan 21, 2025
- Discretionary RAUM · $7.2B to $8.1BOct 2, 2024 to Jan 21, 2025
- HNW RAUM · $495M to $529MOct 2, 2024 to Jan 21, 2025
- Individual RAUM · $11.6M to $9.4MOct 2, 2024 to Jan 21, 2025
- Non-discretionary RAUM · $628M to $677MOct 2, 2024 to Jan 21, 2025
- Pension RAUM · $460M to $474MOct 2, 2024 to Jan 21, 2025
- Pooled vehicle RAUM · $521M to $623MOct 2, 2024 to Jan 21, 2025
- RAUM · $7.8B to $8.8BOct 2, 2024 to Jan 21, 2025
- Accounts · 269 to 266Mar 30, 2023 to Feb 1, 2024
- HNW clients · 138 to 156Mar 30, 2023 to Feb 1, 2024
- Individual clients · 61 to 46Mar 30, 2023 to Feb 1, 2024
- Pension plan clients · 10 to 8Mar 30, 2023 to Feb 1, 2024
- Assets in custody · $3.7M to $0Mar 30, 2023 to Feb 1, 2024
- Custody of client assets · true to falseMar 30, 2023 to Feb 1, 2024
- Discretionary RAUM · $5.7B to $7.2BMar 30, 2023 to Feb 1, 2024
- HNW RAUM · $389M to $495MMar 30, 2023 to Feb 1, 2024
- Individual RAUM · $15.5M to $11.6MMar 30, 2023 to Feb 1, 2024
- Non-discretionary RAUM · $517M to $628MMar 30, 2023 to Feb 1, 2024
- Pension RAUM · $433M to $460MMar 30, 2023 to Feb 1, 2024
Signals
6 dated events
- Conestoga Capital Advisors, Llc reported RAUM $7.8B, up 26% from $6.2B (2023-03-30 to 2024-02-01)Feb 1, 2024 · RAUM change · derived
- Conestoga Capital Advisors, Llc reported RAUM $6.2B, down 30% from $8.9B (2022-03-28 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Conestoga Capital Advisors, Llc reported RAUM $7.3B, up 51% from $4.9B (2020-06-22 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- Conestoga Capital Advisors, Llc reported RAUM $4.9B, up 31% from $3.7B (2019-03-29 to 2020-03-21)Mar 21, 2020 · RAUM change · derived
- Conestoga Capital Advisors, Llc reported RAUM $3.7B, up 34% from $2.8B (2018-08-01 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Conestoga Capital Advisors, Llc reported RAUM $2.8B, up 53% from $1.8B (2017-02-03 to 2018-01-30)Jan 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/CONESTOGA-CAPITAL-ADVISORSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- conestogafunds.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 484-654-1380reportedpublic record, Form ADV, Mar 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $991Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026